0001366633-12-000046.txt : 20121211
0001366633-12-000046.hdr.sgml : 20121211
20121211173555
ACCESSION NUMBER: 0001366633-12-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121211
FILED AS OF DATE: 20121211
DATE AS OF CHANGE: 20121211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shuford Edwin H III
CENTRAL INDEX KEY: 0001500023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52099
FILM NUMBER: 121257241
MAIL ADDRESS:
STREET 1: P. O. BOX 732
CITY: VALLE CRUCIS
STATE: NC
ZIP: 28691
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YADKIN VALLEY FINANCIAL CORP
CENTRAL INDEX KEY: 0001366367
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204495993
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 209 NORTH BRIDGE STREET
STREET 2: P. O. BOX 888
CITY: ELKIN
STATE: NC
ZIP: 28621
BUSINESS PHONE: (336) 526-6300
MAIL ADDRESS:
STREET 1: 209 NORTH BRIDGE STREET
STREET 2: P. O. BOX 888
CITY: ELKIN
STATE: NC
ZIP: 28621
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-12-11
0
0001366367
YADKIN VALLEY FINANCIAL CORP
YAVY
0001500023
Shuford Edwin H III
P. O. BOX 732
VALLE CRUCIS
NC
28691
0
1
0
0
EVP & Chief Credit Officer
Common Stock
2012-12-11
2012-12-11
4
S
0
1160
2.91
D
51727
D
Stock Options
14.97
2005-05-03
2013-05-03
Common Stock
2000
2000
D
Mandatorily Convertible Cumulative NonVoting Preferred Stock
2.8
Common Stock
3
2003
D
Total shares beneficially owned includes 46,667 unvested shares of restricted stock.
Full title is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A
Conversion into common stock is subject to shareholder approval
The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation.
The Series A Preferred Stock is perpetual, and thus, has no expiration date.
Edwin H. Shuford, III by Patricia H. Wooten, POA
2012-12-11