0001366633-12-000046.txt : 20121211 0001366633-12-000046.hdr.sgml : 20121211 20121211173555 ACCESSION NUMBER: 0001366633-12-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121211 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shuford Edwin H III CENTRAL INDEX KEY: 0001500023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52099 FILM NUMBER: 121257241 MAIL ADDRESS: STREET 1: P. O. BOX 732 CITY: VALLE CRUCIS STATE: NC ZIP: 28691 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YADKIN VALLEY FINANCIAL CORP CENTRAL INDEX KEY: 0001366367 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204495993 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 NORTH BRIDGE STREET STREET 2: P. O. BOX 888 CITY: ELKIN STATE: NC ZIP: 28621 BUSINESS PHONE: (336) 526-6300 MAIL ADDRESS: STREET 1: 209 NORTH BRIDGE STREET STREET 2: P. O. BOX 888 CITY: ELKIN STATE: NC ZIP: 28621 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-11 0 0001366367 YADKIN VALLEY FINANCIAL CORP YAVY 0001500023 Shuford Edwin H III P. O. BOX 732 VALLE CRUCIS NC 28691 0 1 0 0 EVP & Chief Credit Officer Common Stock 2012-12-11 2012-12-11 4 S 0 1160 2.91 D 51727 D Stock Options 14.97 2005-05-03 2013-05-03 Common Stock 2000 2000 D Mandatorily Convertible Cumulative NonVoting Preferred Stock 2.8 Common Stock 3 2003 D Total shares beneficially owned includes 46,667 unvested shares of restricted stock. Full title is Mandatorily Convertible Cumulative Non-Voting Perpetual Preferred Stock, Series A Conversion into common stock is subject to shareholder approval The Series A Preferred Stock is convertible into common stock upon shareholder approval in accordance with the Articles of Amendment to the Articles of Incorporation. The Series A Preferred Stock is perpetual, and thus, has no expiration date. Edwin H. Shuford, III by Patricia H. Wooten, POA 2012-12-11