0001214659-20-007700.txt : 20200904 0001214659-20-007700.hdr.sgml : 20200904 20200904203017 ACCESSION NUMBER: 0001214659-20-007700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200903 FILED AS OF DATE: 20200904 DATE AS OF CHANGE: 20200904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig Eric R CENTRAL INDEX KEY: 0001392677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 201162774 MAIL ADDRESS: STREET 1: CO GLU MOBILE INC STREET 2: 1800 GATEWAY DRIVE CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 875 HOWARD STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 marketforms-49539.xml PRIMARY DOCUMENT X0306 4 2020-09-03 0001366246 GLU MOBILE INC GLUU 0001392677 Ludwig Eric R C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 false true false false EVP, COO and CFO Common Stock 2020-09-03 4 M false 229981 2.13 A 290301 D Common Stock 2020-09-03 4 G false 229981 0 D 60320 D Common Stock 2020-09-03 4 G false 229981 0 A 417674 I Trust Common Stock 2020-09-03 4 S false 229981 7.6223 D 187693 I Trust Common Stock 2020-09-04 4 G false 3320 0 D 57000 D Common Stock 2020-09-04 4 G false 3320 0 A 191013 I Trust Stock Option (right to buy) 2.13 2020-09-03 4 M false 229981 0 D 2026-10-11 Common Stock 229981 420019 D The transaction was effected automatically upon the satisfaction of certain trading price conditions under a trading plan entered into on June 5, 2020 and designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended). Includes 3,320 shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan on August 21, 2020, which purchase was exempt from reporting Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees. These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vested and exercisable in equal monthly installments over the following three years. /s/ Eric R. Ludwig 2020-09-04