0001214659-20-007700.txt : 20200904
0001214659-20-007700.hdr.sgml : 20200904
20200904203017
ACCESSION NUMBER: 0001214659-20-007700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200904
DATE AS OF CHANGE: 20200904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig Eric R
CENTRAL INDEX KEY: 0001392677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 201162774
MAIL ADDRESS:
STREET 1: CO GLU MOBILE INC
STREET 2: 1800 GATEWAY DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 875 HOWARD STREET, SUITE 100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
marketforms-49539.xml
PRIMARY DOCUMENT
X0306
4
2020-09-03
0001366246
GLU MOBILE INC
GLUU
0001392677
Ludwig Eric R
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO
CA
94103
false
true
false
false
EVP, COO and CFO
Common Stock
2020-09-03
4
M
false
229981
2.13
A
290301
D
Common Stock
2020-09-03
4
G
false
229981
0
D
60320
D
Common Stock
2020-09-03
4
G
false
229981
0
A
417674
I
Trust
Common Stock
2020-09-03
4
S
false
229981
7.6223
D
187693
I
Trust
Common Stock
2020-09-04
4
G
false
3320
0
D
57000
D
Common Stock
2020-09-04
4
G
false
3320
0
A
191013
I
Trust
Stock Option (right to buy)
2.13
2020-09-03
4
M
false
229981
0
D
2026-10-11
Common Stock
229981
420019
D
The transaction was effected automatically upon the satisfaction of certain trading price conditions under a trading plan entered into on June 5, 2020 and designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended).
Includes 3,320 shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan on August 21, 2020, which purchase was exempt from reporting Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended
Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vested and exercisable in equal monthly installments over the following three years.
/s/ Eric R. Ludwig
2020-09-04