0001179110-18-006362.txt : 20180507 0001179110-18-006362.hdr.sgml : 20180507 20180507094225 ACCESSION NUMBER: 0001179110-18-006362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Akhavan Chris CENTRAL INDEX KEY: 0001575630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33368 FILM NUMBER: 18809905 MAIL ADDRESS: STREET 1: C/O GLU MOBILE INC. STREET 2: 45 FREMONT STREET, SUITE 2800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLU MOBILE INC CENTRAL INDEX KEY: 0001366246 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-800-6100 MAIL ADDRESS: STREET 1: 500 HOWARD STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 edgar.xml FORM 4 - X0306 4 2018-05-03 0 0001366246 GLU MOBILE INC GLUU 0001575630 Akhavan Chris C/O GLU MOBILE INC. 875 HOWARD STREET, SUITE 100 SAN FRANCISCO CA 94103 0 1 0 0 Chief Revenue Officer Common Stock 2018-05-03 4 M 0 110184 2.74 A 275908 D Common Stock 2018-05-03 4 S 0 110184 5.001 D 165724 D Common Stock 2018-05-04 4 M 0 102316 2.74 A 268040 D Common Stock 2018-05-04 4 S 0 102316 5.0227 D 165724 D Common Stock 2018-05-04 4 M 0 89145 2.91 A 254869 D Common Stock 2018-05-04 4 S 0 89145 5.0227 D 165724 D Common Stock 2018-05-04 4 M 0 37500 2.43 A 203224 D Common Stock 2018-05-04 4 S 0 37500 5.0227 D 165724 D Stock Option (right to buy) 2.74 2018-05-03 4 M 0 110184 0 D 2019-05-14 Common Stock 110184 102316 D Stock Option (right to buy) 2.74 2018-05-04 4 M 0 102316 0 D 2019-05-14 Common Stock 102316 0 D Stock Option (right to buy) 2.91 2018-05-04 4 M 0 89145 0 D 2019-10-08 Common Stock 89145 0 D Stock Option (right to buy) 2.43 2018-05-04 4 M 0 37500 0 D 2019-06-11 Common Stock 37500 0 D The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Akhavan entered into on November 10, 2017. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.015. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.06. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on April 22, 2014, the first anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years. The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 8, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years. The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on June 11, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years. /s/ Chris Akhavan 2018-05-04