0001179110-18-006362.txt : 20180507
0001179110-18-006362.hdr.sgml : 20180507
20180507094225
ACCESSION NUMBER: 0001179110-18-006362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180503
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Akhavan Chris
CENTRAL INDEX KEY: 0001575630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33368
FILM NUMBER: 18809905
MAIL ADDRESS:
STREET 1: C/O GLU MOBILE INC.
STREET 2: 45 FREMONT STREET, SUITE 2800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLU MOBILE INC
CENTRAL INDEX KEY: 0001366246
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-800-6100
MAIL ADDRESS:
STREET 1: 500 HOWARD STREET, SUITE 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
edgar.xml
FORM 4 -
X0306
4
2018-05-03
0
0001366246
GLU MOBILE INC
GLUU
0001575630
Akhavan Chris
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
SAN FRANCISCO
CA
94103
0
1
0
0
Chief Revenue Officer
Common Stock
2018-05-03
4
M
0
110184
2.74
A
275908
D
Common Stock
2018-05-03
4
S
0
110184
5.001
D
165724
D
Common Stock
2018-05-04
4
M
0
102316
2.74
A
268040
D
Common Stock
2018-05-04
4
S
0
102316
5.0227
D
165724
D
Common Stock
2018-05-04
4
M
0
89145
2.91
A
254869
D
Common Stock
2018-05-04
4
S
0
89145
5.0227
D
165724
D
Common Stock
2018-05-04
4
M
0
37500
2.43
A
203224
D
Common Stock
2018-05-04
4
S
0
37500
5.0227
D
165724
D
Stock Option (right to buy)
2.74
2018-05-03
4
M
0
110184
0
D
2019-05-14
Common Stock
110184
102316
D
Stock Option (right to buy)
2.74
2018-05-04
4
M
0
102316
0
D
2019-05-14
Common Stock
102316
0
D
Stock Option (right to buy)
2.91
2018-05-04
4
M
0
89145
0
D
2019-10-08
Common Stock
89145
0
D
Stock Option (right to buy)
2.43
2018-05-04
4
M
0
37500
0
D
2019-06-11
Common Stock
37500
0
D
The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Akhavan entered into on November 10, 2017.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.015. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.06. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on April 22, 2014, the first anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 8, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on June 11, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
/s/ Chris Akhavan
2018-05-04