0000950142-20-000081.txt : 20200109
0000950142-20-000081.hdr.sgml : 20200109
20200109162042
ACCESSION NUMBER: 0000950142-20-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200109
FILED AS OF DATE: 20200109
DATE AS OF CHANGE: 20200109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38246
FILM NUMBER: 20518398
MAIL ADDRESS:
STREET 1: C/O MOSAIC ACQUISITION CORP.
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mosaic Acquisition Corp.
CENTRAL INDEX KEY: 0001713952
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 981380306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 2607
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: (212) 763-0153
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 2607
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
es2000146_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-09
0
0001713952
Mosaic Acquisition Corp.
MOSC
0001365833
Maura David M
C/O MOSAIC ACQUISITION CORP.
375 PARK AVENUE
NEW YORK
NY
10152
1
1
1
0
President and CEO
Class A Common Stock
2020-01-09
4
P
0
100000
10.29
A
435066
D
Warrants
11.5
2020-01-09
4
P
0
100000
A
Class A Common Stock
100000
159633.33
D
On January 9, 2020, Mr. Maura acquired, at a weighted average price of $0.9499 per warrant, 100,000 warrants (the "Warrants") of the Company. The Warrants were purchased in multiple transactions at prices ranging from $0.92 to $0.95, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Warrants acquired at each separate price within the range set forth above.
Each Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.
/s/ David M. Maura
2020-01-09