0000950142-20-000057.txt : 20200106
0000950142-20-000057.hdr.sgml : 20200106
20200106170837
ACCESSION NUMBER: 0000950142-20-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200103
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38246
FILM NUMBER: 20510775
MAIL ADDRESS:
STREET 1: C/O MOSAIC ACQUISITION CORP.
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mosaic Acquisition Corp.
CENTRAL INDEX KEY: 0001713952
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 981380306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 2607
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: (212) 763-0153
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, SUITE 2607
CITY: NEW YORK
STATE: NY
ZIP: 10152
4
1
es2000137_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-03
0
0001713952
Mosaic Acquisition Corp.
MOSC
0001365833
Maura David M
C/O MOSAIC ACQUISITION CORP.
375 PARK AVENUE
NEW YORK
NY
10152
1
1
1
0
President and CEO
Class A Common Stock
2020-01-03
4
P
0
21049
A
322656
D
Warrants
11.5
2020-01-06
4
P
0
200
A
Class A Common Stock
200
47133.33
D
On January 3, 2020, Mr. Maura acquired, at a weighted average price of $10.2854 per share, 21,049 shares of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company"). The Class A Shares were purchased in multiple transactions at prices ranging from $10.27 to $10.29, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above.
On January 6, 2020, Mr. Maura acquired, at a weighted average price of $0.87975 per warrant, 200 warrants (the "Warrants") of the Company. The Warrants were purchased in multiple transactions at prices ranging from $0.8595 to $0.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Warrants acquired at each separate price within the range set forth above.
Each Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.
/s/ David M. Maura
2020-01-06