0000950142-20-000057.txt : 20200106 0000950142-20-000057.hdr.sgml : 20200106 20200106170837 ACCESSION NUMBER: 0000950142-20-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38246 FILM NUMBER: 20510775 MAIL ADDRESS: STREET 1: C/O MOSAIC ACQUISITION CORP. STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Acquisition Corp. CENTRAL INDEX KEY: 0001713952 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 981380306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 763-0153 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, SUITE 2607 CITY: NEW YORK STATE: NY ZIP: 10152 4 1 es2000137_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2020-01-03 0 0001713952 Mosaic Acquisition Corp. MOSC 0001365833 Maura David M C/O MOSAIC ACQUISITION CORP. 375 PARK AVENUE NEW YORK NY 10152 1 1 1 0 President and CEO Class A Common Stock 2020-01-03 4 P 0 21049 A 322656 D Warrants 11.5 2020-01-06 4 P 0 200 A Class A Common Stock 200 47133.33 D On January 3, 2020, Mr. Maura acquired, at a weighted average price of $10.2854 per share, 21,049 shares of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company"). The Class A Shares were purchased in multiple transactions at prices ranging from $10.27 to $10.29, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above. On January 6, 2020, Mr. Maura acquired, at a weighted average price of $0.87975 per warrant, 200 warrants (the "Warrants") of the Company. The Warrants were purchased in multiple transactions at prices ranging from $0.8595 to $0.90, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Warrants acquired at each separate price within the range set forth above. Each Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. /s/ David M. Maura 2020-01-06