0000950142-14-002359.txt : 20141128
0000950142-14-002359.hdr.sgml : 20141127
20141128170525
ACCESSION NUMBER: 0000950142-14-002359
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141125
FILED AS OF DATE: 20141128
DATE AS OF CHANGE: 20141128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 141256157
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1401288_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2014-11-25
0
0000109177
HARBINGER GROUP INC.
HRG
0001365833
Maura David M
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Managing Director and EVP
Common Stock
2014-11-25
4
A
0
377588
0
A
2264256
D
Common Stock
2014-11-25
4
F
0
40525
13.36
D
2223731
D
Employee Stock Option (Right to Buy)
13.36
2014-11-25
4
A
0
165848
0
A
2024-11-25
Common Stock
165848
165848
D
Reflects the withholding of shares by the Issuer to satisfy tax obligations.
34,516 of these options have vested and are currently exercisable. The remaining options vest according to the following vesting schedule, subject to continued employment with Harbinger Group Inc. 34,516 options vest on November 29, 2015; 48,408 options vest on November 29, 2016; and 48,408 options vest on November 29, 2017.
/s/ David M. Maura
2014-11-28