0000950142-13-002374.txt : 20131203
0000950142-13-002374.hdr.sgml : 20131203
20131203210113
ACCESSION NUMBER: 0000950142-13-002374
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131129
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 131255793
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1301307_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-29
0
0000109177
HARBINGER GROUP INC.
HRG
0001365833
Maura David M
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Managing Director and EVP
Common Stock
2013-11-29
4
F
0
61712
12
D
1077639
D
Common Stock
2013-11-29
4
A
0
101898
0
A
1179537
D
Common Stock
2013-11-29
4
F
0
52835
12
D
1126702
D
Common Stock
2013-12-02
4
A
0
888891
0
A
2015593
D
Employee Stock Option (right to buy)
11.76
2013-12-02
4
A
0
397773
0
A
2023-12-02
Common Stock
397773
397773
D
The options with respect to 40,909 shares vested on the grant date, with respect to 40,909 shares vest on November 29, 2014, with respect to 157,977 shares vest on November 29, 2015 and with respect to 157,978 shares vest on November 29, 2016.
/s/ David M. Maura
2013-12-03