0000950142-13-002358.txt : 20131202
0000950142-13-002358.hdr.sgml : 20131202
20131202210951
ACCESSION NUMBER: 0000950142-13-002358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131202
DATE AS OF CHANGE: 20131202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 131253021
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1301303_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-27
0
0000109177
HARBINGER GROUP INC.
HRG
0001365833
Maura David M
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2013-11-27
4
M
0
10538
4.86
A
1149889
D
Common Stock
2013-11-27
4
S
0
2885
12.00
D
1147004
D
Common Stock
2013-11-27
4
S
0
7653
12.00
D
1139351
D
Common Stock
2013-11-29
4
M
0
51208
4.86
A
1190559
D
Common Stock
2013-11-29
4
S
0
51208
12.00
D
1139351
D
Employee Stock Option
4.86
2013-11-27
4
M
0
10538
0
D
2012-10-01
2022-02-14
Common Stock
10538
344462
D
Employee Stock Option
4.86
2013-11-29
4
M
0
51208
0
D
2012-10-01
2022-02-14
Common Stock
51208
293254
D
The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $12.00 to $12.12 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
/s/ David M. Maura
2013-12-02