0000950142-12-000429.txt : 20120216
0000950142-12-000429.hdr.sgml : 20120216
20120216200616
ACCESSION NUMBER: 0000950142-12-000429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120214
FILED AS OF DATE: 20120216
DATE AS OF CHANGE: 20120216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 12620754
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 347 840 8677
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
4
1
es1200187_4-maura.xml
OWNERSHIP DOCUMENT
X0304
4
2012-02-14
0
0000109177
HARBINGER GROUP INC.
HRG
0001365833
Maura David M
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 27TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2012-02-14
4
A
0
250000
0
A
250000
D
Employee Stock Option (right to buy)
4.86
2012-02-14
4
A
0
710000
0
A
2022-02-14
Common Stock
710000
710000
D
The options vest annually in equal installments over a period of four years beginning from 10/1/2011.
/s/ David M. Maura
2012-02-15