0000950123-11-090223.txt : 20111017 0000950123-11-090223.hdr.sgml : 20111017 20111017103842 ACCESSION NUMBER: 0000950123-11-090223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111017 DATE AS OF CHANGE: 20111017 EFFECTIVENESS DATE: 20111017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAVISORY INVESTMENT MANAGEMENT, INC. CENTRAL INDEX KEY: 0001365707 IRS NUMBER: 042506103 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11954 FILM NUMBER: 111143097 BUSINESS ADDRESS: STREET 1: 99 DERBY STREET STREET 2: SUITE 302 CITY: HINGHAM STATE: MA ZIP: 02043 BUSINESS PHONE: 781-740-1786 MAIL ADDRESS: STREET 1: 99 DERBY STREET STREET 2: SUITE 302 CITY: HINGHAM STATE: MA ZIP: 02043 FORMER COMPANY: FORMER CONFORMED NAME: Contravisory Research & Management Corp. DATE OF NAME CHANGE: 20060609 13F-HR 1 b88619e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter End: September 30, 2011 Contravisory Investment Management, Inc. Name of Institutional Investment Manager CONTRAVISORY INVESTMENT MANAGEMENT, INC. 120 Longwater Drive, Suite 100 Norwell MA 02061 Business Address (Street) (City) (State) (Zip) 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Name, Title and Telephone Number of Person Submitting Report: Philip Noonan COO & Secretary 781-740-1786 -------------------- -------------------- ---------------------- (Name) (Title) (Phone) Signature, Place and Date of Signing: 120 Longwater Drive, Suite 100 /s/ Philip Noonan Norwell, MA 02061 October 14, 2011 -------------------- ------------------------------ ---------------------- (Signature) (Place) (Date) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Number of Other Included Managers: None List of Other Included Managers: None Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: 325,114,808 CONTRAVISORY INVESTMENT MANAGEMENT, INC. PORTFOLIO APPRAISAL 30-SEP-11
TITLE MARKET AMOUNT OF INVESTMENT VOTING OF VALUE SECURITY DISCRETION OTHER AUTHORITY SECURITY CLASS CUSIP (X $1000) (SHARES) (SOLE) MANAGERS (SOLE) ------------- ----- --------- --------- --------- ---------- -------- --------- A.O. Smith Corporation com 831865209 63.804 1992 Sole 63.804 CBS Corp. com 124857202 8281.637 406361 Sole 8281.637 Coach, Inc. com 189754104 9324.165 179899 Sole 9324.165 Cognex Corp com 192422103 89.837 3315 Sole 89.837 Costco Whsl Corp New com 22160K105 471.426 5740 Sole 471.426 Darden Restaurants, Inc. com 237194105 1.838 43 Sole 1.838 Deckers Outdoor Corporation com 243537107 97.818 1050 Sole 97.818 Ford Motor Company com 345370860 26.389 2729 Sole 26.389 Fortune Brands, Inc. com 349631101 8024.336 148379 Sole 8024.336 General Motors Company com 37045v100 0.626 31 Sole 0.626 Lithia Motors, Inc. com 536797103 70.591 4909 Sole 70.591 Nordstrom, Inc. com 655664100 456.8 10000 Sole 456.800 Phillips-Van Heusen Corporation com 718592108 85.904 1475 Sole 85.904 Royal Caribbean Cruises Ltd. com V7780T103 5.626 260 Sole 5.626 Sirius XM Radio, Inc. com 82966U103 0.076 50 Sole 0.076 Starbucks Corporation com 855244109 10796.425 289526 Sole 10796.425 The Cheesecake Factory Inc. com 163072101 16.565 672 Sole 16.565 The Walt Disney Company com 254687106 6.032 200 Sole 6.032 Time Warner, Inc. com 887317303 29.97 1000 Sole 29.970 Tractor Supply Company com 892356106 106.926 1710 Sole 106.926 Williams-Sonoma, Inc. com 969904101 8544.133 277497 Sole 8544.133 Wolverine World Wide, Inc. com 978097103 83.956 2525 Sole 83.956 Altria Group, Inc. com 02209S103 29.089 1085 Sole 29.089 Boston Beer Company, Inc. com 100557107 79.97 1100 Sole 79.970 CVS Caremark Corp. com 126650100 6616.323 196973 Sole 6616.323 Central European Distribution Corp com 153435102 7.01 1000 Sole 7.010 Colgate-Palmolive Company com 194162103 0.887 10 Sole 0.887 Corn Products International, Inc. com 219023108 623.524 15890 Sole 623.524 Hain Celestial Group Inc. com 405217100 88.595 2900 Sole 88.595 Omnicare Incorporated com 681904108 75.4 2965 Sole 75.400 Ruddick Corporation com 781258108 9283.714 238105 Sole 9283.714 Sara Lee Corp com 803111103 8047.617 492209 Sole 8047.617 The Procter & Gamble Company com 742718109 16.806 266 Sole 16.806 Treehouse Foods, Inc. com 89469a104 123.062 1990 Sole 123.062 United Natural Foods, Inc. com 911163103 9048.724 244296 Sole 9048.724 Whole Foods Market, Inc. com 966837106 11003.363 168479 Sole 11003.363 Active Power, Inc. com 00504w100 1.29 1000 Sole 1.290 Chevron Corporation com 166764100 160.551 1734 Sole 160.551 Contango Oil & Gas Company com 21075n204 81.518 1490 Sole 81.518 DCP Midstream Partners, LP DCP com 23311P100 98.049 2450 Sole 98.049 Enterprise Products Partners LP com 293792107 9.636 240 Sole 9.636 Exxon Mobil Corporation com 30231G102 8787.358 120988 Sole 8787.358 Holly Frontier Corporation com 436106108 7944.476 302993 Sole 7944.476 Linn Energy, LLC com 536020100 97.209 2726 Sole 97.209 Marathon Oil Corporation com 565849106 5469.969 253474 Sole 5469.969 Marathon Petroleum Corporation com 56585a102 2893.445 106927 Sole 2893.445 Matrix Service com 576853105 60.889 7155 Sole 60.889 Murphy Oil Corporation com 626717102 6.845 155 Sole 6.845 NStar com 67019E107 4.257 95 Sole 4.257 Next Era Energy, Inc. com 65339f101 4.322 80 Sole 4.322 Occidental Petroleum Corporation com 674599105 18.733 262 Sole 18.733 Schlumberger Limited com 806857108 6684.982 111920 Sole 6684.982 Tesoro Corporation com 881609101 5.841 300 Sole 5.841 American Express Company com 025816109 31.43 700 Sole 31.430 American Intl Group WTS com 026874156 0.11 18 Sole 0.110 Ameriprise Financial, Inc. com 03076C106 7.675 195 Sole 7.675 Ares Capital Corporation com 04010l103 0.014 1 Sole 0.014 Berkshire Hathaway, Inc. Class B com 084670702 14.208 200 Sole 14.208 CBRE Group Inc. com 12504l109 5597.933 415894 Sole 5597.933 Capital One Financial Corp com 14040H105 31.308 790 Sole 31.308 Chimera Investment Corporation com 16934Q109 1.385 500 Sole 1.385 Colonial Properties Trust com 195872106 82.719 4555 Sole 82.719 DDR Corporation com 23317h102 72.867 6685 Sole 72.867 Lloyd's Banking Group Plc. com g5533w248 1.086 2000 Sole 1.086 Old Second Bancorp, Inc. com 680277100 0.378 300 Sole 0.378 Protective Life Corporation com 743674103 5.939 380 Sole 5.939 Sun Communities, Inc. com 866674104 104.866 2980 Sole 104.866 The NASDAQ OMX Group, Inc. com 631103108 8935.766 386161 Sole 8935.766 The Travelers Companies, Inc. com 89417E109 6.335 130 Sole 6.335 Advanced Biomedical Tech com 00752m101 9.446 7380 Sole 9.446
Amgen Incorporated com 031162100 7114.517 129449 Sole 7114.517 C.R. Bard Incorporated com 067383109 6817.878 77883 Sole 6817.878 Cardinal Health, Inc. com 14149Y108 9486.741 226522 Sole 9486.741 Charles River Laboratories International com 159864107 7294.265 254866 Sole 7294.265 Coventry Health Care com 222862104 5967.185 207122 Sole 5967.185 Gilead Sciences Inc. com 375558103 9066.706 233678 Sole 9066.706 Haemonetics Corp com 405024100 9278.027 158653 Sole 9278.027 Health Net Inc. com 42222G108 74.687 3150 Sole 74.687 Integra Life Sciences Holdings Corporation com 457985208 68.321 1910 Sole 68.321 Nature's Sunshine Products, Inc. com 639027101 14.08 1000 Sole 14.080 Osiris Therapeutics, Inc. com 68827r108 10.24 2000 Sole 10.240 PDL BioPharma, Inc. com 69329y104 83.75 15090 Sole 83.750 Syneron Medical Ltd. com M87245102 0.287 29 Sole 0.287 Techne Corporation com 878377100 561.287 8253 Sole 561.287 Telik, Inc. com 87959M109 0.031 100 Sole 0.031 Vertex Pharmaceuticals Incorporated com 92532f100 8.892 200 Sole 8.892 Advisory Board Company com 00762w107 124.866 1935 Sole 124.866 Agco Corp com 001084102 0.035 1 Sole 0.035 American Railcar Industries, Inc. com 02916P103 92.434 6010 Sole 92.434 Arotech Corporation com 042682203 0.014 9 Sole 0.014 BE Aerospace Inc. com 073302101 9036.149 272913 Sole 9036.149 Broadwind Energy, Inc. com 11161t108 0.96 3000 Sole 0.960 Corporate Executive Board Company com 21988R102 71.371 2395 Sole 71.371 Cummins, Inc. com 231021106 8.574 105 Sole 8.574 Flowserve Corporation com 34354P105 6.216 84 Sole 6.216 General Electric Company com 369604103 15.22 1000 Sole 15.220 Idex Corporation com 45167r104 7024.087 225420 Sole 7024.087 Kansas City Southern com 485170302 9915.411 198467 Sole 9915.411 Kennametal, Inc. com 489170100 80.049 2445 Sole 80.049 Lincoln Electric Holdings Inc. com 533900106 73.395 2530 Sole 73.395 Stericycle, Inc. com 858912108 9170.115 113604 Sole 9170.115 Terex Corporation com 880779103 3.796 370 Sole 3.796 Westinghouse Air Brake Technologies Corp. com 929740108 86.971 1645 Sole 86.971 Woodward, Inc. com 980745103 7.946 290 Sole 7.946 ACI Worldwide, Inc. com 004498101 0.826 30 Sole 0.826 American Superconductor Corporation com 030111108 1.965 500 Sole 1.965 Blue Coat Systems, Inc. com 09534T508 0.5 36 Sole 0.500 Citrix Systems, Inc. com 177376100 7961.435 146001 Sole 7961.435 Comparator Sys Corp com 204494207 0 15000 Sole 0.000 EMC Corporation com 268648102 25.188 1200 Sole 25.188 Frontier Communications Corporation com 35906a108 0.061 10 Sole 0.061 Informatica Corporation com 45666q102 8504.865 207689 Sole 8504.865 LSI Corporation com 502161102 0.601 116 Sole 0.601 Moduslink Global Solutions, Inc. com 60786l107 0.007 2 Sole 0.007 NCR Corporation com 62886E108 6.992 414 Sole 6.992 Nvidia Corporation com 67066g104 0.701 56 Sole 0.701 Riverbed Technology, Inc. com 768573107 6.687 335 Sole 6.687 SalesForce.com Inc. com 79466L302 8930.411 78145 Sole 8930.411 Skyworks Solutions, Inc. com 83088M102 7.364 410 Sole 7.364 Solera Holdings, Inc. com 83421a104 9752.459 193118 Sole 9752.459 Technology Solutions Company com 87872T207 0.016 75 Sole 0.016 Teradata Corporation com 88076W103 22.161 414 Sole 22.161 The Ultimate Software Group, Inc. com 90385d107 100.308 2147 Sole 100.308 Tibco Software, Inc. com 88632q103 105.457 4710 Sole 105.457 Allegheny Technologies Inc. com 01741R102 55.3 1495 Sole 55.300 BP Prudhoe Bay Royalty Trust Company com 055630107 10.535 100 Sole 10.535 Cliffs Natural Resources Inc. com 18683k101 632.973 12370 Sole 632.973 Monsanto Corp New Del com 61166W101 912.608 15200 Sole 912.608 Sand Ridge Mississippian Trust com 80007t101 22.49 1000 Sole 22.490 Sealed Air Corporation com 81211K100 1.002 60 Sole 1.002 Spectra Energy Corporation com 847560109 12.265 500 Sole 12.265 Terra Nitrogen Company, L.P. com 881005201 111.219 770 Sole 111.219 The Dow Chemical Company com 260543103 22.46 1000 Sole 22.460 A T & T, Inc. com 00206R102 8.813 309 Sole 8.813 Citadel Broadcasting Corp com 17285T106 0 15 Sole 0.000 SBA Communications Corporation com 78388J106 8.103 235 Sole 8.103 Ameren Corp. com 023608102 59.54 2000 Sole 59.540 Idacorp, Inc. com 451107106 74.616 1975 Sole 74.616 Nicor Inc. com 654086107 92.417 1680 Sole 92.417 Northeast Utilities com 664397106 7069.596 210092 Sole 7069.596 OGE Energy Corporation com 670837103 9077.376 189943 Sole 9077.376 PNM Resources Incorporated com 69349H107 95.048 5785 Sole 95.048 Invesco Quality Municipal Income Trust com 61745P734 4.234 330 Sole 4.234 Invesco Quality Municipal Investment Trust com 61745P668 57.794 4385 Sole 57.794 SPDR Gold Trust com 78463v107 43.941 278 Sole 43.941 SPDR S & P 500 com 78462F103 320.86 2836 Sole 320.860 SPDR S & P Midcap 400 com 78467Y107 3984.933 28037 Sole 3984.933 Agrium Inc. com 008916108 7096.224 106454 Sole 7096.224 Alcatel Lucent com 013904305 1.143 404 Sole 1.143
Amarin Corp. Plc com 023111206 4.6 500 Sole 4.600 Axa SA com 054536107 0.213 16 Sole 0.213 Baidu, Inc. com 056752108 5.346 50 Sole 5.346 Brookfield Office Properties, Inc. com 112900105 7482.384 543383 Sole 7482.384 CNH Global N.V. com n20935206 6.403 244 Sole 6.403 Canadian National Railway Company com 136375102 35.953 540 Sole 35.953 Focus Media Holding Ltd. com 34415v109 5726.021 340126 Sole 5726.021 National Grid Plc. com 636274300 9443.542 190394 Sole 9443.542 NetEase.Com, Inc. com 64110w102 5.724 150 Sole 5.724 Petro China Company Ltd. com 71646E100 6.025 50 Sole 6.025 Siemens Ag com 826197501 6760.648 75294 Sole 6760.648 Sina Corporation com G81477104 4.297 60 Sole 4.297 Sohu.com, Inc. com 83408w103 3.856 80 Sole 3.856