0001225208-13-002876.txt : 20130204
0001225208-13-002876.hdr.sgml : 20130204
20130204164528
ACCESSION NUMBER: 0001225208-13-002876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berson Jory A
CENTRAL INDEX KEY: 0001365632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13570601
MAIL ADDRESS:
STREET 1: 15000 CAPITAL ONE DRIVE
CITY: RICHMOND
STATE: VA
ZIP: 23238
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0306
4
2013-01-31
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001365632
Berson Jory A
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Human Resources Officer
Common Stock
2013-01-31
4
A
0
18289.0000
0.0000
A
103818.0000
D
Common Stock
6255.0000
I
By 401(k)
2013 Restricted Stock Units
0.0000
2013-01-31
4
A
0
12071.0000
0.0000
A
Common Stock
12071.0000
12071.0000
D
Restricted Stock Units
0.0000
2013-01-31
4
A
0
10974.0000
0.0000
A
2013-12-15
2013-12-15
Common Stock
10974.0000
10974.0000
D
Stock Options
56.3200
2013-01-31
4
A
0
34110.0000
0.0000
A
2023-01-30
Common Stock
34110.0000
34110.0000
D
This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Gregory W. Seward (POA on file)
2013-02-04