0001225208-11-012192.txt : 20110425 0001225208-11-012192.hdr.sgml : 20110425 20110425163327 ACCESSION NUMBER: 0001225208-11-012192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110421 FILED AS OF DATE: 20110425 DATE AS OF CHANGE: 20110425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berson Jory A CENTRAL INDEX KEY: 0001365632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 11777734 MAIL ADDRESS: STREET 1: 15000 CAPITAL ONE DRIVE CITY: RICHMOND STATE: VA ZIP: 23238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0303 4 2011-04-21 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001365632 Berson Jory A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Human Resources Officer Common Stock 2011-04-21 4 M 0 17500.0000 18.2800 A 130792.0000 D Common Stock 2011-04-21 4 M 0 9496.0000 49.0700 A 140288.0000 D Common Stock 2011-04-21 4 M 0 4076.0000 49.0700 A 144364.0000 D Common Stock 2011-04-21 4 S 0 50072.0000 53.0000 D 94292.0000 D Stock Options 49.0700 2011-04-21 4 M 0 9496.0000 0.0000 D Common Stock 9496.0000 0.0000 D Stock Options 18.2800 2011-04-21 4 M 0 17500.0000 0.0000 D 2019-01-28 Common Stock 17500.0000 102742.0000 D Stock Options 49.0700 2011-04-21 4 M 0 4076.0000 0.0000 D 2011-12-12 Common Stock 4076.0000 0.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter. This option expires on December 12, 2011. This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Gregory W. Seward (POA on file) 2011-04-25