0001225208-11-012192.txt : 20110425
0001225208-11-012192.hdr.sgml : 20110425
20110425163327
ACCESSION NUMBER: 0001225208-11-012192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110421
FILED AS OF DATE: 20110425
DATE AS OF CHANGE: 20110425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berson Jory A
CENTRAL INDEX KEY: 0001365632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 11777734
MAIL ADDRESS:
STREET 1: 15000 CAPITAL ONE DRIVE
CITY: RICHMOND
STATE: VA
ZIP: 23238
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0303
4
2011-04-21
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001365632
Berson Jory A
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Human Resources Officer
Common Stock
2011-04-21
4
M
0
17500.0000
18.2800
A
130792.0000
D
Common Stock
2011-04-21
4
M
0
9496.0000
49.0700
A
140288.0000
D
Common Stock
2011-04-21
4
M
0
4076.0000
49.0700
A
144364.0000
D
Common Stock
2011-04-21
4
S
0
50072.0000
53.0000
D
94292.0000
D
Stock Options
49.0700
2011-04-21
4
M
0
9496.0000
0.0000
D
Common Stock
9496.0000
0.0000
D
Stock Options
18.2800
2011-04-21
4
M
0
17500.0000
0.0000
D
2019-01-28
Common Stock
17500.0000
102742.0000
D
Stock Options
49.0700
2011-04-21
4
M
0
4076.0000
0.0000
D
2011-12-12
Common Stock
4076.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on January 26, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option was exercisable in 1/3 increments beginning on December 13, 2002 and annually thereafter.
This option expires on December 12, 2011.
This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.
Gregory W. Seward (POA on file)
2011-04-25