-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OyYq5+WoL045Q9ZmrecrS8JyAfIBKWS3h6nlg7eLxbXI5YJbNwgJvs4m8S6Vedp/ 2eccLjBYYM4GoVEdmj+TSg== 0001225208-10-002683.txt : 20100129 0001225208-10-002683.hdr.sgml : 20100129 20100129193544 ACCESSION NUMBER: 0001225208-10-002683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100127 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berson Jory A CENTRAL INDEX KEY: 0001365632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 10561464 MAIL ADDRESS: STREET 1: 15000 CAPITAL ONE DRIVE CITY: RICHMOND STATE: VA ZIP: 23238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 doc4.xml X0303 4 2010-01-27 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001365632 Berson Jory A 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Human Resources Officer Common Stock 2010-01-27 4 A 0 24624 0 A 151893 D Restricted Stock Units 0 2010-01-27 4 A 0 10944 0 A 2010-12-31 2010-12-31 Common Stock 10944 10944 D This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter. Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date. The restricted stock units will vest in full on December 31, 2010. Tangela S. Richter (POA on file) 2010-01-29 -----END PRIVACY-ENHANCED MESSAGE-----