0001127602-21-005087.txt : 20210211 0001127602-21-005087.hdr.sgml : 20210211 20210211080240 ACCESSION NUMBER: 0001127602-21-005087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Kenneth M CENTRAL INDEX KEY: 0001365572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 21616805 MAIL ADDRESS: STREET 1: C/O B. RILEY FINANCIAL, INC. STREET 2: 21255 BURBANK BLVD., SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 BUSINESS PHONE: 3308606205 MAIL ADDRESS: STREET 1: 1200 E. MARKET STREET, SUITE 650 CITY: AKRON STATE: OH ZIP: 44305 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-10 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001365572 Young Kenneth M 1200 EAST MARKET STREET AKRON OH 44305 1 1 Chief Executive Officer Common Stock 2021-02-10 4 P 0 17094 5.85 A 646334 D Common Stock 2021-02-10 4 M 0 250000 0 A 896334 D Common Stock 65000 I See Note Performance Stock Units 2021-02-10 4 M 0 250000 0 D 2025-08-24 Common Stock 250000 0 D Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025. /s/ John Dziewisz, attorney-in-fact for Kenneth M Young 2021-02-11