Chief Compliance Officer

0001365559-21-000004.txt : 20210428 0001365559-21-000004.hdr.sgml : 20210428 20210428111612 ACCESSION NUMBER: 0001365559-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 EFFECTIVENESS DATE: 20210428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 21862526 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001365559 XXXXXXXX 03-31-2021 03-31-2021 false Baker Ellis Asset Management LLC

1231 Nw Hoyt Street Suite 306 Portland OR 97209

13F HOLDINGS REPORT 028-12091 N Patricia Watson Chief Compliance Officer 503-227-5778 Patricia Watson Portland OR 04-28-2021 0 188 463003 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1199 6225 SH SOLE 0 0 6225 ABBVIE INC COM 00287Y109 836 7729 SH SOLE 0 0 7729 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 273 990 SH SOLE 0 0 990 ALBEMARLE CORP COM 012653101 674 4612 SH SOLE 0 0 4612 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 346 1525 SH SOLE 0 0 1525 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 240 6000 SH SOLE 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 2358 1143 SH SOLE 0 0 1143 ALPHABET INC CAP STK CL C 02079K107 6775 3275 SH SOLE 0 0 3275 ALTRIA GROUP INC COM 02209S103 292 5700 SH SOLE 0 0 5700 AMAZON COM INC COM 023135106 2392 773 SH SOLE 0 0 773 AMGEN INC COM 031162100 202 810 SH SOLE 0 0 810 APPLE INC COM 037833100 5997 49092 SH SOLE 0 0 49092 ARMADA HOFFLER PPTYS INC COM 04208T108 359 28650 SH SOLE 0 0 28650 ATLAS CORP SHARES Y0436Q109 531 38886 SH SOLE 0 0 38886 AUTOMATIC DATA PROCESSING IN COM 053015103 522 2770 SH SOLE 0 0 2770 BALL CORP COM 058498106 1620 19122 SH SOLE 0 0 19122 BANK NEW YORK MELLON CORP COM 064058100 279 5890 SH SOLE 0 0 5890 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14175 55485 SH SOLE 0 0 55485 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5014 13 SH SOLE 0 0 13 BK OF AMERICA CORP COM 060505104 452 11680 SH SOLE 0 0 11680 BLACK STONE MINERALS L P COM UNIT 09225M101 201 23000 SH SOLE 0 0 23000 BOEING CO COM 097023105 340 1335 SH SOLE 0 0 1335 BOISE CASCADE CO DEL COM 09739D100 709 11850 SH SOLE 0 0 11850 BP PLC SPONSORED ADR 055622104 2115 86842 SH SOLE 0 0 86842 BRISTOL-MYERS SQUIBB CO COM 110122108 487 7712 SH SOLE 0 0 7712 CANADIAN NATL RY CO COM 136375102 203 1750 SH SOLE 0 0 1750 CARRIER GLOBAL CORPORATION COM 14448C104 339 8038 SH SOLE 0 0 8038 CHEVRON CORP NEW COM 166764100 256 2440 SH SOLE 0 0 2440 CISCO SYS INC COM 17275R102 352 6800 SH SOLE 0 0 6800 CITY OFFICE REIT INC COM 178587101 131 12300 SH SOLE 0 0 12300 CLARUS CORP NEW COM 18270P109 326 19122 SH SOLE 0 0 19122 CLOROX CO DEL COM 189054109 289 1500 SH SOLE 0 0 1500 COMCAST CORP NEW CL A 20030N101 1997 36904 SH SOLE 0 0 36904 CORNING INC COM 219350105 248 5700 SH SOLE 0 0 5700 COSTCO WHSL CORP NEW COM 22160K105 4658 13215 SH SOLE 0 0 13215 DEERE & CO COM 244199105 890 2380 SH SOLE 0 0 2380 DELL TECHNOLOGIES INC CL C 24703L202 525 5960 SH SOLE 0 0 5960 DISCOVER FINL SVCS COM 254709108 2802 29495 SH SOLE 0 0 29495 DISH NETWORK CORPORATION CL A 25470M109 236 6530 SH SOLE 0 0 6530 DISNEY WALT CO COM 254687106 5931 32143 SH SOLE 0 0 32143 DOMINION ENERGY INC COM 25746U109 277 3645 SH SOLE 0 0 3645 DUKE ENERGY CORP NEW COM NEW 26441C204 260 2697 SH SOLE 0 0 2697 EDWARDS LIFESCIENCES CORP COM 28176E108 374 4467 SH SOLE 0 0 4467 EVERSOURCE ENERGY COM 30040W108 960 11090 SH SOLE 0 0 11090 FACEBOOK INC CL A 30303M102 677 2300 SH SOLE 0 0 2300 FEDEX CORP COM 31428X106 398 1400 SH SOLE 0 0 1400 FIDELITY COVINGTON TRUST TOTAL BD ETF 316188309 2108 40215 SH SOLE 0 0 40215 FISERV INC COM 337738108 5529 46450 SH SOLE 0 0 46450 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 3106 41231 SH SOLE 0 0 41231 FORD MTR CO DEL COM 345370860 126 10300 SH SOLE 0 0 10300 GENERAL MTRS CO COM 37045V100 520 9050 SH SOLE 0 0 9050 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 6017 182111 SH SOLE 0 0 182111 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 1792 17900 SH SOLE 0 0 17900 GOLDMAN SACHS GROUP INC COM 38141G104 1897 5800 SH SOLE 0 0 5800 HANESBRANDS INC COM 410345102 678 34470 SH SOLE 0 0 34470 HIGHWOODS PPTYS INC COM 431284108 620 14450 SH SOLE 0 0 14450 HOME DEPOT INC COM 437076102 1785 5849 SH SOLE 0 0 5849 HONDA MOTOR LTD AMERN SHS 438128308 245 8100 SH SOLE 0 0 8100 HONEYWELL INTL INC COM 438516106 4238 19523 SH SOLE 0 0 19523 HOST HOTELS & RESORTS INC COM 44107P104 846 50182 SH SOLE 0 0 50182 INGLES MKTS INC CL A 457030104 2696 43730 SH SOLE 0 0 43730 INTEL CORP COM 458140100 524 8193 SH SOLE 0 0 8193 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 266 2000 SH SOLE 0 0 2000 INVESCO CURRENCYSHARES CDN D CDN DLR SHS 46138T104 234 3000 SH SOLE 0 0 3000 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 439 4000 SH SOLE 0 0 4000 INVESCO CURRENCYSHARES SWISS SWISS FRANC 46138R108 384 4000 SH SOLE 0 0 4000 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3014 21279 SH SOLE 0 0 21279 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 9908 65327 SH SOLE 0 0 65327 INVESCO QQQ TR UNIT SER 1 46090E103 2674 8380 SH SOLE 0 0 8380 INVESTORS TITLE CO NC COM 461804106 361 2175 SH SOLE 0 0 2175 IRON MTN INC NEW COM 46284V101 3538 95601 SH SOLE 0 0 95601 ISHARES GOLD TR ISHARES 464285105 244 15000 SH SOLE 0 0 15000 ISHARES INC MSCI EMRG CHN 46434G764 330 5550 SH SOLE 0 0 5550 ISHARES TR RUS 1000 ETF 464287622 291 1300 SH SOLE 0 0 1300 ISHARES TR RUS 1000 VAL ETF 464287598 252 1663 SH SOLE 0 0 1663 ISHARES TR MSCI EAFE ETF 464287465 285 3750 SH SOLE 0 0 3750 ISHARES TR RUS MID CAP ETF 464287499 405 5476 SH SOLE 0 0 5476 ISHARES TR RUS MDCP VAL ETF 464287473 449 4107 SH SOLE 0 0 4107 ISHARES TR 1 3 YR TREAS BD 464287457 5404 62650 SH SOLE 0 0 62650 ISHARES TR SHORT TREAS BD 464288679 1830 16560 SH SOLE 0 0 16560 ISHARES TR GLOB INDSTRL ETF 464288729 220 1900 SH SOLE 0 0 1900 ISHARES TR EAFE SML CP ETF 464288273 911 12681 SH SOLE 0 0 12681 ISHARES TR MSCI EAFE MIN VL 46429B689 2479 33960 SH SOLE 0 0 33960 ISHARES TR CORE MSCI TOTAL 46432F834 10098 143685 SH SOLE 0 0 143685 ITT INC COM 45073V108 1357 14930 SH SOLE 0 0 14930 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1470 28962 SH SOLE 0 0 28962 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4559 89330 SH SOLE 0 0 89330 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1477 11075 SH SOLE 0 0 11075 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 7577 154229 SH SOLE 0 0 154229 JOHNSON & JOHNSON COM 478160104 6362 38710 SH SOLE 0 0 38710 JPMORGAN CHASE & CO COM 46625H100 6362 41790 SH SOLE 0 0 41790 KIMCO RLTY CORP COM 49446R109 1886 100561 SH SOLE 0 0 100561 KROGER CO COM 501044101 3696 102685 SH SOLE 0 0 102685 LABORATORY CORP AMER HLDGS COM NEW 50540R409 5490 21525 SH SOLE 0 0 21525 LAM RESEARCH CORP COM 512807108 7653 12857 SH SOLE 0 0 12857 LOCKHEED MARTIN CORP COM 539830109 506 1370 SH SOLE 0 0 1370 LOUISIANA PAC CORP COM 546347105 9965 179678 SH SOLE 0 0 179678 LUXFER HOLDINGS PLC SHS G5698W116 332 15600 SH SOLE 0 0 15600 MARRIOTT INTL INC NEW CL A 571903202 264 1780 SH SOLE 0 0 1780 MARTEN TRANS LTD COM 573075108 263 15512 SH SOLE 0 0 15512 MATSON INC COM 57686G105 787 11796 SH SOLE 0 0 11796 MERCK & CO. INC COM 58933Y105 836 10850 SH SOLE 0 0 10850 MICROSOFT CORP COM 594918104 13709 58145 SH SOLE 0 0 58145 MID-AMER APT CMNTYS INC COM 59522J103 2660 18425 SH SOLE 0 0 18425 MONMOUTH REAL ESTATE INVT CO CL A 609720107 2043 115487 SH SOLE 0 0 115487 NAUTILUS INC COM 63910B102 1907 121945 SH SOLE 0 0 121945 NEWS CORP NEW CL B 65249B208 396 16900 SH SOLE 0 0 16900 NEXTERA ENERGY INC COM 65339F101 737 9752 SH SOLE 0 0 9752 NIKE INC CL B 654106103 2312 17397 SH SOLE 0 0 17397 NORDSTROM INC COM 655664100 2603 68736 SH SOLE 0 0 68736 NORFOLK SOUTHN CORP COM 655844108 430 1600 SH SOLE 0 0 1600 NORTHROP GRUMMAN CORP COM 666807102 3659 11307 SH SOLE 0 0 11307 NORTONLIFELOCK INC COM 668771108 3650 171690 SH SOLE 0 0 171690 NOVARTIS AG SPONSORED ADR 66987V109 1522 17809 SH SOLE 0 0 17809 ORACLE CORP COM 68389X105 393 5604 SH SOLE 0 0 5604 OSHKOSH CORP COM 688239201 850 7166 SH SOLE 0 0 7166 OTIS WORLDWIDE CORP COM 68902V107 209 3055 SH SOLE 0 0 3055 PEPSICO INC COM 713448108 5655 39980 SH SOLE 0 0 39980 PFIZER INC COM 717081103 385 10616 SH SOLE 0 0 10616 PHILLIPS 66 COM 718546104 690 8460 SH SOLE 0 0 8460 PIMCO EQUITY SER RAFI DYN ML US 72202L363 4961 136283 SH SOLE 0 0 136283 PINNACLE WEST CAP CORP COM 723484101 3942 48460 SH SOLE 0 0 48460 PINTEREST INC CL A 72352L106 1481 20000 SH SOLE 0 0 20000 PORTLAND GEN ELEC CO COM NEW 736508847 3676 77442 SH SOLE 0 0 77442 POTLATCHDELTIC CORPORATION COM 737630103 505 9546 SH SOLE 0 0 9546 PPL CORP COM 69351T106 465 16107 SH SOLE 0 0 16107 PRICE T ROWE GROUP INC COM 74144T108 336 1960 SH SOLE 0 0 1960 PROCTER AND GAMBLE CO COM 742718109 392 2897 SH SOLE 0 0 2897 PROLOGIS INC. COM 74340W103 1343 12670 SH SOLE 0 0 12670 RAYONIER INC COM 754907103 701 21726 SH SOLE 0 0 21726 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3082 39886 SH SOLE 0 0 39886 SALEM MEDIA GROUP INC CL A 794093104 53 18000 SH SOLE 0 0 18000 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 272 7250 SH SOLE 0 0 7250 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 248 4800 SH SOLE 0 0 4800 SKECHERS U S A INC CL A 830566105 3026 72560 SH SOLE 0 0 72560 SMITH MIDLAND CORP COM 832156103 194 16250 SH SOLE 0 0 16250 SMUCKER J M CO COM NEW 832696405 783 6185 SH SOLE 0 0 6185 SONOCO PRODS CO COM 835495102 602 9510 SH SOLE 0 0 9510 SPDR GOLD TR GOLD SHS 78463V107 1532 9577 SH SOLE 0 0 9577 SPDR S&P 500 ETF TR TR UNIT 78462F103 2399 6054 SH SOLE 0 0 6054 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 271 15600 SH SOLE 0 0 15600 SPROTT PHYSICAL GOLD TR UNIT 85207H104 496 37000 SH SOLE 0 0 37000 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 176 20000 SH SOLE 0 0 20000 STARBUCKS CORP COM 855244109 769 7041 SH SOLE 0 0 7041 STARWOOD PPTY TR INC COM 85571B105 1283 51850 SH SOLE 0 0 51850 STELLANTIS N.V SHS N82405106 1641 92236 SH SOLE 0 0 92236 STRYKER CORPORATION COM 863667101 4975 20423 SH SOLE 0 0 20423 TARGET CORP COM 87612E106 3008 15185 SH SOLE 0 0 15185 TETRA TECHNOLOGIES INC DEL COM 88162F105 60 25000 SH SOLE 0 0 25000 TRUSTCO BK CORP N Y COM 898349105 74 10000 SH SOLE 0 0 10000 UBS GROUP AG SHS H42097107 168 10800 SH SOLE 0 0 10800 UGI CORP NEW COM 902681105 236 5750 SH SOLE 0 0 5750 UNION PAC CORP COM 907818108 4100 18602 SH SOLE 0 0 18602 UNITED PARCEL SERVICE INC CL B 911312106 639 3760 SH SOLE 0 0 3760 UNITEDHEALTH GROUP INC COM 91324P102 472 1269 SH SOLE 0 0 1269 UNIVAR SOLUTIONS USA INC COM 91336L107 360 16700 SH SOLE 0 0 16700 URSTADT BIDDLE PPTYS INC COM 917286106 453 33082 SH SOLE 0 0 33082 URSTADT BIDDLE PPTYS INC CL A 917286205 1204 72300 SH SOLE 0 0 72300 US BANCORP DEL COM NEW 902973304 608 11000 SH SOLE 0 0 11000 VANECK MERK GOLD TR GOLD TRUST 921078101 382 23000 SH SOLE 0 0 23000 VANECK VECTORS ETF TR CHINAAMC CHINA B 92189F379 214 9000 SH SOLE 0 0 9000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 986 12000 SH SOLE 0 0 12000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54855 265397 SH SOLE 0 0 265397 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3732 21096 SH SOLE 0 0 21096 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1798 10857 SH SOLE 0 0 10857 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1285 13986 SH SOLE 0 0 13986 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 324 2405 SH SOLE 0 0 2405 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8931 24515 SH SOLE 0 0 24515 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 917 17610 SH SOLE 0 0 17610 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1764 29070 SH SOLE 0 0 29070 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 620 4831 SH SOLE 0 0 4831 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4322 44419 SH SOLE 0 0 44419 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 25213 249409 SH SOLE 0 0 249409 VANGUARD WORLD FD MEGA CAP INDEX 921910873 3081 21970 SH SOLE 0 0 21970 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3301 14430 SH SOLE 0 0 14430 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1078 12760 SH SOLE 0 0 12760 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1223 8703 SH SOLE 0 0 8703 VANGUARD WORLD FDS INF TECH ETF 92204A702 15453 43105 SH SOLE 0 0 43105 VERIZON COMMUNICATIONS INC COM 92343V104 4500 77384 SH SOLE 0 0 77384 VISA INC COM CL A 92826C839 1180 5571 SH SOLE 0 0 5571 VMWARE INC CL A COM 928563402 2409 16011 SH SOLE 0 0 16011 WALMART INC COM 931142103 994 7319 SH SOLE 0 0 7319 WASTE MGMT INC DEL COM 94106L109 992 7686 SH SOLE 0 0 7686 WEYERHAEUSER CO MTN BE COM NEW 962166104 5973 167788 SH SOLE 0 0 167788 WHIRLPOOL CORP COM 963320106 375 1700 SH SOLE 0 0 1700 WISDOMTREE TR EMG MKTS SMCAP 97717W281 9183 179039 SH SOLE 0 0 179039 WOODWARD INC COM 980745103 3009 24945 SH SOLE 0 0 24945 WORLD GOLD TR SPDR GLD MINIS 98149E204 2011 118300 SH SOLE 0 0 118300