0001365559-20-000006.txt : 20200813 0001365559-20-000006.hdr.sgml : 20200813 20200813163842 ACCESSION NUMBER: 0001365559-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 201099847 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001365559 XXXXXXXX 06-30-2020 06-30-2020 false Baker Ellis Asset Management LLC

1231 Nw Hoyt Street Suite 306 Portland OR 97209

13F HOLDINGS REPORT 028-12091 N Barnes Ellis 503-227-5778 Barnes Ellis Portland OR 08-13-2020 0 191 339112 INFORMATION TABLE 2 infotable.xml 3M Company Equity 88579Y101 1470 9425 SH SOLE 9425 0 0 Abbott Laboratories Equity 002824100 119 1300 SH SOLE 1300 0 0 AbbVie Inc. Equity 00287Y109 797 8119 SH SOLE 8119 0 0 Accenture PLC Equity G1151C101 213 990 SH SOLE 990 0 0 Albemarle Corp Equity 012653101 393 5095 SH SOLE 5095 0 0 AllianceBernstein Holding L.P. UserDef 01881G106 232 8500 SH SOLE 8500 0 0 Allstate Equity 020002101 108 1110 SH SOLE 1110 0 0 Alphabet Inc. CL A Equity 02079K305 1613 1137 SH SOLE 1137 0 0 Alphabet Inc. CL C Equity 02079K107 4344 3073 SH SOLE 3073 0 0 Amazon.com Inc. Equity 023135106 2629 953 SH SOLE 953 0 0 American Express Equity 025816109 236 2478 SH SOLE 2478 0 0 Amgen Inc Equity 031162100 168 714 SH SOLE 714 0 0 Anthem Inc Equity 036752103 105 400 SH SOLE 400 0 0 Apple Computer Equity 037833100 5828 15977 SH SOLE 15977 0 0 Armada Hoffler Properties, Inc. UserDef 04208T108 371 37300 SH SOLE 37300 0 0 Atlas Corp Equity Y0436Q109 291 38320 SH SOLE 38320 0 0 Automatic Data Processing Equity 053015103 415 2790 SH SOLE 2790 0 0 Ball Corp Equity 058498106 1564 22500 SH SOLE 22500 0 0 Bank of America Equity 060505104 211 8900 SH SOLE 8900 0 0 Bank of New York Mellon Equity 064058100 309 7990 SH SOLE 7990 0 0 Bank of Nova Scotia Equity 064149107 173 4200 SH SOLE 4200 0 0 Baxter International Equity 071813109 129 1500 SH SOLE 1500 0 0 Becton Dickinson Co Equity 075887109 132 550 SH SOLE 550 0 0 Berkshire Hathaway Cl A Equity 084670108 3742 14 SH SOLE 14 0 0 Berkshire Hathaway Cl B Equity 084670702 10120 56694 SH SOLE 56694 0 0 Boeing Equity 097023105 1178 6425 SH SOLE 6425 0 0 Boise Cascade Co Equity 09739D100 410 10900 SH SOLE 10900 0 0 Bristol Myers Squibb Equity 110122108 502 8534 SH SOLE 8534 0 0 Canadian National Railway Co. Equity 136375102 168 1900 SH SOLE 1900 0 0 Carrier Global Corp Equity 14448C104 182 8196 SH SOLE 8196 0 0 Caterpillar Equity 149123101 103 815 SH SOLE 815 0 0 ChevronTexaco Equity 166764100 1795 20115 SH SOLE 20115 0 0 Cisco Systems Equity 17275R102 330 7080 SH SOLE 7080 0 0 City Office Reit, Inc. UserDef 178587101 180 17900 SH SOLE 17900 0 0 Clarus Corp. Equity 18270P109 240 20737 SH SOLE 20737 0 0 Clorox Company Equity 189054109 329 1500 SH SOLE 1500 0 0 Coca-Cola Company Equity 191216100 165 3700 SH SOLE 3700 0 0 Comcast Corporation Equity 20030N101 3716 95343 SH SOLE 95343 0 0 Corning Inc Equity 219350105 148 5700 SH SOLE 5700 0 0 Costco Wholesale Equity 22160K105 3183 10498 SH SOLE 10498 0 0 Deere & Company Equity 244199105 1284 8171 SH SOLE 8171 0 0 Discover Financial Services Equity 254709108 1243 24820 SH SOLE 24820 0 0 Dominion Resources Equity 25746U109 332 4095 SH SOLE 4095 0 0 Duke Energy Equity 26441C204 297 3713 SH SOLE 3713 0 0 Edwards Lifesciences Equity 28176E108 309 4467 SH SOLE 4467 0 0 Equity Commonwealth UserDef 294628102 161 5000 SH SOLE 5000 0 0 Eversource Energy Equity 30040W108 1014 12172 SH SOLE 12172 0 0 Expedia Inc. Equity 30212P303 984 11975 SH SOLE 11975 0 0 Exxon Mobil Equity 30231G102 331 7400 SH SOLE 7400 0 0 Facebook Inc Equity 30303M102 117 515 SH SOLE 515 0 0 Fedex Corp Equity 31428X106 189 1350 SH SOLE 1350 0 0 Fiat Chrysler Automobiles N.V. Equity N31738102 974 95120 SH SOLE 95120 0 0 Flexshares Quality Dividend Index Fd. Equity 33939L860 152 3592 SH SOLE 3592 0 0 Fomento Economico Mexicano Equity 344419106 2370 38219 SH SOLE 38219 0 0 General American Investors Co. Equity 368802104 127 4000 SH SOLE 4000 0 0 Goldman Sachs ActiveBeta Intl Eq ETF Equity 381430107 125 4700 SH SOLE 4700 0 0 Goldman Sachs Group Inc Equity 38141G104 611 3090 SH SOLE 3090 0 0 Goldman Sachs TreasuryAccess 0-1 Year ETF UserDef 381430529 6568 65355 SH SOLE 65355 0 0 Hanesbrands Inc. Equity 410345102 524 46370 SH SOLE 46370 0 0 Highwoods Properties Inc. UserDef 431284108 560 14992 SH SOLE 14992 0 0 Home Depot Equity 437076102 1485 5929 SH SOLE 5929 0 0 Honeywell International Inc Equity 438516106 2531 17503 SH SOLE 17503 0 0 Host Hotels & Resorts, Inc. UserDef 44107P104 720 66700 SH SOLE 66700 0 0 Humana Inc. Equity 444859102 155 400 SH SOLE 400 0 0 Ingles Markets, Inc. Equity 457030104 2027 47062 SH SOLE 47062 0 0 Intel Equity 458140100 817 13657 SH SOLE 13657 0 0 Intl Paper Co. Equity 460146103 188 5350 SH SOLE 5350 0 0 Invesco FTSE RAFI US 1000 ETF Equity 46137V613 8023 74073 SH SOLE 74073 0 0 Invesco QQQ Trust Equity 46090E103 2414 9750 SH SOLE 9750 0 0 Invesco S&P 500 Equal Weight ETF Equity 46137V357 2598 25530 SH SOLE 25530 0 0 Investors Title Equity 461804106 276 2275 SH SOLE 2275 0 0 Iron Mountain Inc Equity 46284V101 1917 73430 SH SOLE 73430 0 0 iShares 1-3 Yr Treas Index Fd Equity 464287457 4821 55665 SH SOLE 55665 0 0 iShares Core MSCI Total Intl Stk ETF Equity 46432F834 3838 70405 SH SOLE 70405 0 0 iShares Edge MSCI USA Quality Factor ETF Equity 46432F339 115 1200 SH SOLE 1200 0 0 iShares Gold Trust Equity 464285105 289 17000 SH SOLE 17000 0 0 iShares MSCI EAFE Minimum Volatility Equity 46429B689 4519 68410 SH SOLE 68410 0 0 iShares Msci Eafe Small Cap Index Fd Equity 464288273 958 17860 SH SOLE 17860 0 0 iShares Russell 1000 Equity 464287622 240 1396 SH SOLE 1396 0 0 iShares Russell 1000 Value Index Fd Equity 464287598 187 1663 SH SOLE 1663 0 0 iShares Russell Mid-Cap Index Equity 464287499 294 5476 SH SOLE 5476 0 0 iShares Russell Midcap Value Index Equity 464287473 314 4107 SH SOLE 4107 0 0 iShares Short Treasury Bond Equity 464288679 2692 24310 SH SOLE 24310 0 0 ITT Inc. Equity 45073V108 935 15925 SH SOLE 15925 0 0 J P Morgan Chase Equity 46625H100 3692 39247 SH SOLE 39247 0 0 JM Smucker Equity 832696405 214 2020 SH SOLE 2020 0 0 John Bean Technologies Equity 477839104 1201 13966 SH SOLE 13966 0 0 John Hancock Multifactor Mid Cap ETF Equity 47804J206 2863 81533 SH SOLE 81533 0 0 Johnson & Johnson Equity 478160104 4897 34825 SH SOLE 34825 0 0 JP Morgan Diversified Return Intl Eq ETF Equity 46641Q209 483 9766 SH SOLE 9766 0 0 JPMorgan Ultra-Short Income ETF Equity 46641Q837 1080 21280 SH SOLE 21280 0 0 JPMorgan Ultra-Short Municipal Inc ETF Equity 46641Q654 1952 38300 SH SOLE 38300 0 0 Kimco Realty Corp (moved From Delaware UserDef 49446R109 903 70295 SH SOLE 70295 0 0 Kroger Equity 501044101 4576 135188 SH SOLE 135188 0 0 Laboratory Corp of America Holdings Equity 50540R409 3203 19282 SH SOLE 19282 0 0 Lam Research Corp. Equity 512807108 4226 13065 SH SOLE 13065 0 0 Lattice Semiconductor Equity 518415104 170 6000 SH SOLE 6000 0 0 Linde PLC Equity G5494J103 148 700 SH SOLE 700 0 0 Lockheed Martin Corp Equity 539830109 500 1370 SH SOLE 1370 0 0 Louisiana Pacific Equity 546347105 4478 174570 SH SOLE 174570 0 0 Luxfer Holdings PLC Equity G5698W116 102 7200 SH SOLE 7200 0 0 MartenTransport Ltd. Equity 573075108 280 11125 SH SOLE 11125 0 0 Mastercard Inc Cl A Equity 57636Q104 108 365 SH SOLE 365 0 0 Matson Navigation Co. Equity 57686G105 311 10696 SH SOLE 10696 0 0 Merck & Co Inc Equity 58933Y105 810 10470 SH SOLE 10470 0 0 Microsoft Equity 594918104 12013 59028 SH SOLE 59028 0 0 Mid-America Apartment Communities Inc. UserDef 59522J103 1663 14505 SH SOLE 14505 0 0 Monmouth Real Estate Investment Corp. UserDef 609720107 846 58400 SH SOLE 58400 0 0 NBT Bancorp Inc Equity 628778102 308 10000 SH SOLE 10000 0 0 News Corp Cl B new Equity 65249B208 189 15800 SH SOLE 15800 0 0 NextEra Energy Inc New Equity 65339F101 586 2438 SH SOLE 2438 0 0 Nike, Inc. Equity 654106103 1820 18565 SH SOLE 18565 0 0 Nordstrom Inc. Equity 655664100 781 50405 SH SOLE 50405 0 0 Norfolk Southern Crp Equity 655844108 369 2100 SH SOLE 2100 0 0 Northrop Grumman Corp. Equity 666807102 3702 12041 SH SOLE 12041 0 0 Novartis AG Adr Equity 66987V109 1685 19291 SH SOLE 19291 0 0 Oracle Equity 68389X105 310 5604 SH SOLE 5604 0 0 Oshkosh Corp Equity 688239201 483 6740 SH SOLE 6740 0 0 Otis Worldwide Corp Equity 68902V107 233 4094 SH SOLE 4094 0 0 Pepsico, Inc. Equity 713448108 5214 39421 SH SOLE 39421 0 0 Perth Mint Physical Gold ETF Equity 715426102 347 19500 SH SOLE 19500 0 0 Pfizer Inc. Equity 717081103 357 10929 SH SOLE 10929 0 0 Phillips 66 Equity 718546104 1029 14313 SH SOLE 14313 0 0 PIMCO RAFI Dyn Multi-Factor US Eq ETF Equity 72202L363 2391 86321 SH SOLE 86321 0 0 Pinnacle West Cap Cp Equity 723484101 2914 39755 SH SOLE 39755 0 0 Pinterest Inc Cl A Equity 72352L106 537 24230 SH SOLE 24230 0 0 Portland Gen Elec Co Equity 736508847 2743 65610 SH SOLE 65610 0 0 Potlatch Corp Equity 737630103 165 4346 SH SOLE 4346 0 0 PPL Corp. Equity 69351T106 833 32233 SH SOLE 32233 0 0 Procter & Gamble Equity 742718109 330 2763 SH SOLE 2763 0 0 ProLogis UserDef 74340W103 1257 13470 SH SOLE 13470 0 0 Quest Diagnostics Inc. Equity 74834L100 160 1400 SH SOLE 1400 0 0 Rayonier Equity 754907103 554 22352 SH SOLE 22352 0 0 Raytheon Technologies Corp Equity 75513E101 2295 37237 SH SOLE 37237 0 0 S & P 500 Index Fund Equity 78462F103 1772 5747 SH SOLE 5747 0 0 Sanofi-Aventis Sponsored Adr Equity 80105N105 133 2600 SH SOLE 2600 0 0 Schwab Fundamental US Large Company ETF Equity 808524771 177 4800 SH SOLE 4800 0 0 Skechers U.S.A., Inc. Equity 830566105 2048 65265 SH SOLE 65265 0 0 Sonoco Products Equity 835495102 552 10560 SH SOLE 10560 0 0 Southwest Air Equity 844741108 112 3280 SH SOLE 3280 0 0 SPDR Gold MiniShares Equity 98149E204 1835 103350 SH SOLE 103350 0 0 SPDR S&P Dividend ETF Equity 78464A763 133 1460 SH SOLE 1460 0 0 Sprott Physical Gold Trust Equity 85207H104 701 49000 SH SOLE 49000 0 0 Starbucks Equity 855244109 953 12948 SH SOLE 12948 0 0 Starwood Ppty Trust, Inc. UserDef 85571B105 820 54800 SH SOLE 54800 0 0 Streettracks Gold Shrs Equity 78463V107 1728 10327 SH SOLE 10327 0 0 Stryker Corp Equity 863667101 3639 20195 SH SOLE 20195 0 0 T Rowe Price Group, Inc. Equity 74144T108 267 2160 SH SOLE 2160 0 0 Target Corporation Equity 87612E106 1197 9980 SH SOLE 9980 0 0 TETRA Technologies Inc. Equity 88162F105 5 10000 SH SOLE 10000 0 0 Tompkins Financial Corp Equity 890110109 110 1700 SH SOLE 1700 0 0 Trustco Bk Corp Ny Equity 898349105 127 20000 SH SOLE 20000 0 0 UGI Corp Equity 902681105 113 3550 SH SOLE 3550 0 0 Union Pacific Corporation Equity 907818108 4100 24252 SH SOLE 24252 0 0 United Parcel Service, Inc. Equity 911312106 407 3660 SH SOLE 3660 0 0 Unitedhealth Group Equity 91324P102 395 1339 SH SOLE 1339 0 0 Urstadt Biddle Pptys UserDef 917286106 430 42798 SH SOLE 42798 0 0 Urstadt Biddle Pptys Inc Cl A Equity 917286205 1093 92000 SH SOLE 92000 0 0 US Bancorp Equity 902973304 624 16950 SH SOLE 16950 0 0 VanEck Merk Gold Trust Equity 921078101 261 15000 SH SOLE 15000 0 0 Vanguard Extended Mkt ETF Equity 922908652 2643 22336 SH SOLE 22336 0 0 Vanguard Financials ETF Equity 92204A405 971 16980 SH SOLE 16980 0 0 Vanguard FTSE All World exUS ETF Equity 922042775 1190 25000 SH SOLE 25000 0 0 Vanguard FTSE All World ex-US Small-Cap ETF Equity 922042718 778 8055 SH SOLE 8055 0 0 Vanguard FTSE Emerging Mkts ETF Equity 922042858 862 21755 SH SOLE 21755 0 0 Vanguard Health Care ETF Equity 92204A504 2645 13730 SH SOLE 13730 0 0 Vanguard High Dividend Yield Index ETF Equity 921946406 17876 226914 SH SOLE 226914 0 0 Vanguard Information Technology ETF Equity 92204A702 12700 45568 SH SOLE 45568 0 0 Vanguard Mega Cap ETF Equity 921910873 2696 24630 SH SOLE 24630 0 0 Vanguard Mid-Cap Value ETF Equity 922908512 240 2505 SH SOLE 2505 0 0 Vanguard REIT ETF Equity 922908553 1699 21635 SH SOLE 21635 0 0 Vanguard S&P 500 ETF Equity 922908363 7990 28190 SH SOLE 28190 0 0 Vanguard Short Term Bond ETF Equity 921937827 1064 12800 SH SOLE 12800 0 0 Vanguard Short-Term Treasury ETF Equity 92206C102 249 4001 SH SOLE 4001 0 0 Vanguard Small Cap Value ETF Equity 922908611 1620 15155 SH SOLE 15155 0 0 Vanguard Total Stock Mkt ETF Equity 922908769 39476 252196 SH SOLE 252196 0 0 Vanguard Total World Stk Index ETF Equity 922042742 3418 45700 SH SOLE 45700 0 0 Vanguard Utilities ETF Equity 92204A876 1144 9253 SH SOLE 9253 0 0 Verizon Communications Equity 92343V104 3785 68652 SH SOLE 68652 0 0 Visa Inc Equity 92826C839 1004 5198 SH SOLE 5198 0 0 VMware Inc Cl A Equity 928563402 1601 10340 SH SOLE 10340 0 0 Wal-Mart Stores Equity 931142103 861 7189 SH SOLE 7189 0 0 Walt Disney Co. Equity 254687106 3475 31166 SH SOLE 31166 0 0 Waste Management Equity 94106L109 856 8086 SH SOLE 8086 0 0 Westport Fuel Systems Inc. Equity 960908309 12 10000 SH SOLE 10000 0 0 Weyerhaeuser Equity 962166104 3534 157345 SH SOLE 157345 0 0 Whirlpool Corp Equity 963320106 227 1750 SH SOLE 1750 0 0 WisdomTree DEFA ETF Equity 97717W703 1355 30602 SH SOLE 30602 0 0 WisdomTree Emerging Mkts Smallcap Div Equity 97717W281 5314 136220 SH SOLE 136220 0 0 Woodward Inc. Equity 980745103 2715 35005 SH SOLE 35005 0 0 Xilinx Inc Equity 983919101 103 1050 SH SOLE 1050 0 0