0001365559-19-000005.txt : 20190509 0001365559-19-000005.hdr.sgml : 20190509 20190509120706 ACCESSION NUMBER: 0001365559-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 EFFECTIVENESS DATE: 20190509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 19809571 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001365559 XXXXXXXX 03-31-2019 03-31-2019 false Baker Ellis Asset Management LLC

1231 Nw Hoyt Street Suite 306 Portland OR 97209

13F HOLDINGS REPORT 028-12091 N Barnes Ellis 503-227-5778 Barnes Ellis Portland OR 05-09-2019 0 214 359079 INFORMATION TABLE 2 infotable.xml 3M Company Equity 88579Y101 3354 16140 SH SOLE 16140 0 0 Abbott Laboratories Equity 002824100 1215 15200 SH SOLE 15200 0 0 AbbVie Inc. Equity 00287Y109 1734 21516 SH SOLE 21516 0 0 Accenture PLC Equity G1151C101 248 1410 SH SOLE 1410 0 0 Actinium Pharmaceuticals, Inc. Equity 00507W107 5 10000 SH SOLE 10000 0 0 Alaska Air Group Equity 011659109 171 3050 SH SOLE 3050 0 0 Albemarle Corp Equity 012653101 658 8025 SH SOLE 8025 0 0 AllianceBernstein Holding L.P. Equity 01881G106 289 10000 SH SOLE 10000 0 0 Allstate Equity 020002101 105 1110 SH SOLE 1110 0 0 Alphabet Inc. CL A Equity 02079K305 1870 1589 SH SOLE 1589 0 0 Alphabet Inc. CL C Equity 02079K107 3684 3140 SH SOLE 3140 0 0 Altria Group Equity 02209S103 279 4850 SH SOLE 4850 0 0 Amazon.com Inc. Equity 023135106 1537 863 SH SOLE 863 0 0 American Express Equity 025816109 1600 14639 SH SOLE 14639 0 0 AmerisourceBergen Corp. Equity 03073E105 3203 40284 SH SOLE 40284 0 0 Anadarko Pete Corp Equity 032511107 114 2500 SH SOLE 2500 0 0 Apple Computer Equity 037833100 3147 16568 SH SOLE 16568 0 0 AptarGroup Inc Equity 038336103 160 1500 SH SOLE 1500 0 0 Ares Cap Corp Com Equity 04010L103 137 8000 SH SOLE 8000 0 0 Armada Hoffler Properties, Inc. Equity 04208T108 873 56000 SH SOLE 56000 0 0 AT&T Equity 00206R102 263 8373 SH SOLE 8373 0 0 Automatic Data Processing Equity 053015103 767 4800 SH SOLE 4800 0 0 Avangrid Inc. Equity 05351W103 101 2000 SH SOLE 2000 0 0 Ball Corp Equity 058498106 2029 35062 SH SOLE 35062 0 0 Bank of America Equity 060505104 403 14600 SH SOLE 14600 0 0 Bank of New York Mellon Equity 064058100 923 18312 SH SOLE 18312 0 0 Bank of Nova Scotia Equity 064149107 605 11353 SH SOLE 11353 0 0 Baxter International Equity 071813109 122 1500 SH SOLE 1500 0 0 BCE Inc. Equity 05534B760 204 4600 SH SOLE 4600 0 0 Becton Dickinson Co Equity 075887109 150 600 SH SOLE 600 0 0 Berkshire Hathaway Cl A Equity 084670108 6024 20 SH SOLE 20 0 0 Berkshire Hathaway Cl B Equity 084670702 12762 63529 SH SOLE 63529 0 0 Boeing Equity 097023105 729 1910 SH SOLE 1910 0 0 BP p.l.c. Equity 055622104 460 10510 SH SOLE 10510 0 0 Bristol Myers Squibb Equity 110122108 1320 27659 SH SOLE 27659 0 0 Brixmor Property Group Inc. Equity 11120U105 807 43925 SH SOLE 43925 0 0 Broadridge Financial Solutions Equity 11133T103 296 2850 SH SOLE 2850 0 0 Canadian National Railway Co. Equity 136375102 170 1900 SH SOLE 1900 0 0 Caterpillar Equity 149123101 124 915 SH SOLE 915 0 0 ChevronTexaco Equity 166764100 1611 13075 SH SOLE 13075 0 0 Cisco Systems Equity 17275R102 596 11043 SH SOLE 11043 0 0 City Office Reit, Inc. Equity 178587101 233 20600 SH SOLE 20600 0 0 Clarus Corp. Equity 18270P109 351 27400 SH SOLE 27400 0 0 Clorox Company Equity 189054109 241 1500 SH SOLE 1500 0 0 Coca-Cola Company Equity 191216100 183 3900 SH SOLE 3900 0 0 Comcast Corporation Equity 20030N101 2874 71877 SH SOLE 71877 0 0 Conoco Phillips Equity 20825C104 123 1840 SH SOLE 1840 0 0 Consolidated Edison Equity 209115104 102 1200 SH SOLE 1200 0 0 Corning Inc Equity 219350105 202 6100 SH SOLE 6100 0 0 Costco Wholesale Equity 22160K105 2040 8423 SH SOLE 8423 0 0 Deere & Company Equity 244199105 782 4891 SH SOLE 4891 0 0 Diageo PLC Equity 25243Q205 292 1785 SH SOLE 1785 0 0 Dominion Resources Equity 25746U109 364 4747 SH SOLE 4747 0 0 DowDuPont Inc. Equity 26078J100 912 17114 SH SOLE 17114 0 0 Duke Energy Equity 26441C204 435 4838 SH SOLE 4838 0 0 Edwards Lifesciences Equity 28176E108 306 1600 SH SOLE 1600 0 0 Equity Residential Equity 29476L107 128 1700 SH SOLE 1700 0 0 Eversource Energy Equity 30040W108 964 13592 SH SOLE 13592 0 0 Exxon Mobil Equity 30231G102 1394 17251 SH SOLE 17251 0 0 Facebook Inc Equity 30303M102 103 620 SH SOLE 620 0 0 Fedex Corp Equity 31428X106 862 4750 SH SOLE 4750 0 0 Fiat Chrysler Automobiles N.V. Equity N31738102 1453 97850 SH SOLE 97850 0 0 Flexshares Quality Dividend Index Fd. Equity 33939L860 433 9672 SH SOLE 9672 0 0 Fomento Economico Mexicano Equity 344419106 3969 43010 SH SOLE 43010 0 0 General American Investors Co. Equity 368802104 133 4000 SH SOLE 4000 0 0 General Electric Equity 369604103 129 12950 SH SOLE 12950 0 0 GlaxoSmithKline Plc Adr Equity 37733W105 125 3000 SH SOLE 3000 0 0 Goldman Sachs ActiveBeta Intl Eq ETF Equity 381430107 112 4000 SH SOLE 4000 0 0 Goldman Sachs TreasuryAccess 0-1 Year ETF Equity 381430529 5560 55450 SH SOLE 55450 0 0 Hanesbrands Inc. Equity 410345102 1155 64600 SH SOLE 64600 0 0 Hasbro Equity 418056107 157 1850 SH SOLE 1850 0 0 Hexcel Corp. Equity 428291108 4837 69945 SH SOLE 69945 0 0 Highwoods Properties Inc. Equity 431284108 557 11900 SH SOLE 11900 0 0 Home Depot Equity 437076102 1266 6599 SH SOLE 6599 0 0 Honeywell International Inc Equity 438516106 3203 20153 SH SOLE 20153 0 0 Host Hotels & Resorts, Inc. Equity 44107P104 1268 67075 SH SOLE 67075 0 0 Humana Inc. Equity 444859102 106 400 SH SOLE 400 0 0 Ingles Markets, Inc. Equity 457030104 965 34952 SH SOLE 34952 0 0 Intel Equity 458140100 1126 20970 SH SOLE 20970 0 0 Intl Paper Co. Equity 460146103 2750 59441 SH SOLE 59441 0 0 Invesco FTSE RAFI US 1000 ETF Equity 46137V613 11249 99222 SH SOLE 99222 0 0 Invesco Ltd. Equity G491BT108 424 21970 SH SOLE 21970 0 0 Invesco QQQ Trust Equity 46090E103 1759 9790 SH SOLE 9790 0 0 Invesco S&P 500 Equal Weight ETF Equity 46137V357 4158 39810 SH SOLE 39810 0 0 Investors Title Equity 461804106 418 2650 SH SOLE 2650 0 0 Iron Mountain Inc Equity 46284V101 1347 38000 SH SOLE 38000 0 0 iShares 1-3 Yr Treas Index Fd Equity 464287457 5306 63080 SH SOLE 63080 0 0 iShares Core MSCI Total Intl Stk ETF Equity 46432F834 1841 31700 SH SOLE 31700 0 0 iShares Edge MSCI Multifactor International ETF Equity 46434V274 229 8700 SH SOLE 8700 0 0 iShares Edge MSCI USA Quality Factor ETF Equity 46432F339 221 2500 SH SOLE 2500 0 0 iShares Gold Trust Equity 464285105 111 9000 SH SOLE 9000 0 0 iShares Hong Kong Index Fd Equity 464286871 157 5975 SH SOLE 5975 0 0 iShares MSCI EAFE Minimum Volatility Equity 46429B689 6799 94430 SH SOLE 94430 0 0 iShares Msci Eafe Small Cap Index Fd Equity 464288273 2644 46030 SH SOLE 46030 0 0 iShares MSCI Emerging Markets Min Volatilty Equity 464286533 131 2215 SH SOLE 2215 0 0 iShares Russell 1000 Equity 464287622 299 1899 SH SOLE 1899 0 0 iShares Russell 1000 Growth Index Fd Equity 464287614 190 1257 SH SOLE 1257 0 0 iShares Russell 1000 Value Index Fd Equity 464287598 325 2634 SH SOLE 2634 0 0 iShares Russell Mid-Cap Index Equity 464287499 295 5476 SH SOLE 5476 0 0 iShares Russell Midcap Value Index Equity 464287473 371 4266 SH SOLE 4266 0 0 iShares Tr Russell 2000 Index Fd Equity 464287655 124 807 SH SOLE 807 0 0 ITT Inc. Equity 45073V108 1086 18724 SH SOLE 18724 0 0 J P Morgan Chase Equity 46625H100 3694 36490 SH SOLE 36490 0 0 JM Smucker Equity 832696405 380 3265 SH SOLE 3265 0 0 John Bean Technologies Equity 477839104 1613 17552 SH SOLE 17552 0 0 John Hancock Multifactor Mid Cap ETF Equity 47804J206 105 3000 SH SOLE 3000 0 0 Johnson & Johnson Equity 478160104 4400 31477 SH SOLE 31477 0 0 JP Morgan Diversified Return Intl Eq ETF Equity 46641Q209 1085 19615 SH SOLE 19615 0 0 JPMorgan Diversified Return Global Equity ETF Equity 46641Q100 154 2600 SH SOLE 2600 0 0 Kraft Heinz Co. Equity 500754106 102 3133 SH SOLE 3133 0 0 Kroger Equity 501044101 4779 194285 SH SOLE 194285 0 0 Laboratory Corp of America Holdings Equity 50540R409 2438 15938 SH SOLE 15938 0 0 Lam Research Corp. Equity 512807108 2125 11870 SH SOLE 11870 0 0 Lockheed Martin Corp Equity 539830109 228 760 SH SOLE 760 0 0 Louisiana Pacific Equity 546347105 134 5500 SH SOLE 5500 0 0 Marathon Petroleum Corp Equity 56585A102 1466 24498 SH SOLE 24498 0 0 Marriott International, Inc. Equity 571903202 135 1080 SH SOLE 1080 0 0 MartenTransport Ltd. Equity 573075108 296 16625 SH SOLE 16625 0 0 Mastercard Inc Cl A Equity 57636Q104 109 465 SH SOLE 465 0 0 Matson Navigation Co. Equity 57686G105 680 18846 SH SOLE 18846 0 0 Merck & Co Inc Equity 58933Y105 1698 20420 SH SOLE 20420 0 0 Microsoft Equity 594918104 7475 63382 SH SOLE 63382 0 0 Mid-America Apartment Communities Inc. Equity 59522J103 1850 16925 SH SOLE 16925 0 0 Molson Coors Brewing Company Equity 60871R209 2422 40606 SH SOLE 40606 0 0 Mondelez International Inc. Equity 609207105 445 8906 SH SOLE 8906 0 0 NBT Bancorp Inc Equity 628778102 360 10000 SH SOLE 10000 0 0 New York Times Equity 650111107 493 15000 SH SOLE 15000 0 0 NextEra Energy Inc New Equity 65339F101 471 2438 SH SOLE 2438 0 0 Nike, Inc. Equity 654106103 1794 21307 SH SOLE 21307 0 0 Nordstrom Inc. Equity 655664100 2036 45880 SH SOLE 45880 0 0 Norfolk Southern Crp Equity 655844108 706 3780 SH SOLE 3780 0 0 Northrop Grumman Corp. Equity 666807102 4160 15432 SH SOLE 15432 0 0 Novartis AG Adr Equity 66987V109 2467 25656 SH SOLE 25656 0 0 Oracle Equity 68389X105 376 7004 SH SOLE 7004 0 0 Paccar Inc Equity 693718108 2724 39970 SH SOLE 39970 0 0 Park City Group Inc. Equity 700215304 147 18450 SH SOLE 18450 0 0 Pepsico, Inc. Equity 713448108 5206 42478 SH SOLE 42478 0 0 Pfizer Inc. Equity 717081103 1016 23929 SH SOLE 23929 0 0 Philip Morris Intl Equity 718172109 182 2060 SH SOLE 2060 0 0 Pimco ETF Short Maturity Str Equity 72201R833 1838 18100 SH SOLE 18100 0 0 Pitney Bowes Inc. Equity 724479100 91 13200 SH SOLE 13200 0 0 Pope Resources a Delaware LP Equity 732857107 326 4900 SH SOLE 4900 0 0 Portland Gen Elec Co Equity 736508847 961 18540 SH SOLE 18540 0 0 Potlatch Corp Equity 737630103 280 7398 SH SOLE 7398 0 0 PPL Corp. Equity 69351T106 1248 39323 SH SOLE 39323 0 0 Procter & Gamble Equity 742718109 928 8922 SH SOLE 8922 0 0 Quest Diagnostics Inc. Equity 74834L100 144 1600 SH SOLE 1600 0 0 Rayonier Equity 754907103 308 9777 SH SOLE 9777 0 0 Raytheon Equity 755111507 1538 8446 SH SOLE 8446 0 0 Royal Dutch Shell Cl A Equity 780259206 250 4000 SH SOLE 4000 0 0 Royal Dutch Shell Cl B Equity 780259107 547 8550 SH SOLE 8550 0 0 S & P 500 Index Fund Equity 78462F103 1820 6444 SH SOLE 6444 0 0 Schwab Fundamental Intl Lg Co ETF Equity 808524755 268 9700 SH SOLE 9700 0 0 Schwab Fundamental Intl Sm Co ETF Equity 808524748 202 6500 SH SOLE 6500 0 0 Schwab Fundamental US Large Company ETF Equity 808524771 194 5100 SH SOLE 5100 0 0 Schwab US Large-Cap ETF Equity 808524201 541 8000 SH SOLE 8000 0 0 Seagate Technology Equity G7945M107 148 3100 SH SOLE 3100 0 0 Seaspan Corporation Equity Y75638109 487 55950 SH SOLE 55950 0 0 Sonoco Products Equity 835495102 2643 42953 SH SOLE 42953 0 0 Southwest Air Equity 844741108 238 4580 SH SOLE 4580 0 0 SPDR S&P Biotech ETF Equity 78464A870 589 6505 SH SOLE 6505 0 0 SPDR S&P Dividend ETF Equity 78464A763 145 1460 SH SOLE 1460 0 0 Starbucks Equity 855244109 979 13163 SH SOLE 13163 0 0 Starwood Ppty Trust, Inc. Equity 85571B105 1792 80200 SH SOLE 80200 0 0 Streettracks Gold Shrs Equity 78463V107 1859 15237 SH SOLE 15237 0 0 Stryker Corp Equity 863667101 3413 17280 SH SOLE 17280 0 0 T Rowe Price Group, Inc. Equity 74144T108 196 1960 SH SOLE 1960 0 0 TETRA Technologies Inc. Equity 88162F105 40 17000 SH SOLE 17000 0 0 Tompkins Financial Corp Equity 890110109 129 1700 SH SOLE 1700 0 0 Travelers Cos Inc. Equity 89417E109 329 2395 SH SOLE 2395 0 0 Trustco Bk Corp Ny Equity 898349105 178 23000 SH SOLE 23000 0 0 UGI Corp Equity 902681105 261 4701 SH SOLE 4701 0 0 Union Pacific Corporation Equity 907818108 7111 42532 SH SOLE 42532 0 0 United Technologies Corp. Equity 913017109 2238 17361 SH SOLE 17361 0 0 Unitedhealth Group Equity 91324P102 381 1539 SH SOLE 1539 0 0 Urstadt Biddle Pptys Equity 917286106 906 54240 SH SOLE 54240 0 0 Urstadt Biddle Pptys 6.75 12/31/2049 Equity 917286809 532 20575 SH SOLE 20575 0 0 Urstadt Biddle Pptys Inc Cl A Equity 917286205 1788 86614 SH SOLE 86614 0 0 US Bancorp Equity 902973304 2906 60293 SH SOLE 60293 0 0 V F Corp Equity 918204108 148 1700 SH SOLE 1700 0 0 Vanguard Energy ETF Equity 92204A306 1689 18898 SH SOLE 18898 0 0 Vanguard Extended Mkt ETF Equity 922908652 2741 23736 SH SOLE 23736 0 0 Vanguard Financials ETF Equity 92204A405 1876 29073 SH SOLE 29073 0 0 Vanguard FTSE All World ex-US Small-Cap ETF Equity 922042718 1043 10020 SH SOLE 10020 0 0 Vanguard Global ex-US Real Estate ETF Equity 922042676 280 4700 SH SOLE 4700 0 0 Vanguard Growth ETF Equity 922908736 235 1500 SH SOLE 1500 0 0 Vanguard Health Care ETF Equity 92204A504 2053 11900 SH SOLE 11900 0 0 Vanguard High Dividend Yield Index ETF Equity 921946406 17005 198520 SH SOLE 198520 0 0 Vanguard Information Technology ETF Equity 92204A702 9864 49163 SH SOLE 49163 0 0 Vanguard Intl Hi Div Yld Idx ETF Equity 921946794 438 7200 SH SOLE 7200 0 0 Vanguard Mega Cap ETF Equity 921910873 2958 30280 SH SOLE 30280 0 0 Vanguard Mid-Cap Value ETF Equity 922908512 651 6035 SH SOLE 6035 0 0 Vanguard REIT ETF Equity 922908553 2456 28255 SH SOLE 28255 0 0 Vanguard S&P 500 ETF Equity 922908363 9758 37597 SH SOLE 37597 0 0 Vanguard Short Term Bond ETF Equity 921937827 1250 15700 SH SOLE 15700 0 0 Vanguard Small Cap Value ETF Equity 922908611 3915 30410 SH SOLE 30410 0 0 Vanguard Total Stock Mkt ETF Equity 922908769 35434 244865 SH SOLE 244865 0 0 Vanguard Total World Stk Index ETF Equity 922042742 3953 54022 SH SOLE 54022 0 0 Vanguard Utilities ETF Equity 92204A876 1400 10804 SH SOLE 10804 0 0 Vanguard Value ETF Equity 922908744 170 1578 SH SOLE 1578 0 0 Vectrus Inc. Equity 92242T101 351 13200 SH SOLE 13200 0 0 Verizon Communications Equity 92343V104 4080 69006 SH SOLE 69006 0 0 Visa Inc Equity 92826C839 853 5462 SH SOLE 5462 0 0 Wal-Mart Stores Equity 931142103 491 5039 SH SOLE 5039 0 0 Walt Disney Co. Equity 254687106 3970 35756 SH SOLE 35756 0 0 Waste Management Equity 94106L109 903 8686 SH SOLE 8686 0 0 Wells Fargo & Co Equity 949746101 662 13710 SH SOLE 13710 0 0 Westport Fuel Systems Inc. Equity 960908309 16 10000 SH SOLE 10000 0 0 Weyerhaeuser Equity 962166104 1382 52471 SH SOLE 52471 0 0 WisdomTree DEFA ETF Equity 97717W703 3881 76647 SH SOLE 76647 0 0 WisdomTree Emerging Mkts Smallcap Div Equity 97717W281 5105 108355 SH SOLE 108355 0 0 Xylem Inc Equity 98419M100 537 6798 SH SOLE 6798 0 0 Zimmer Biomet Holdings, Inc. Equity 98956P102 176 1380 SH SOLE 1380 0 0 Zoetis Inc Equity 98978V103 104 1033 SH SOLE 1033 0 0