Chief Compliance Officer

0001140361-17-038910.txt : 20171018 0001140361-17-038910.hdr.sgml : 20171018 20171017181707 ACCESSION NUMBER: 0001140361-17-038910 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171018 DATE AS OF CHANGE: 20171017 EFFECTIVENESS DATE: 20171018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 171141449 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97204 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001365559 XXXXXXXX 09-30-2017 09-30-2017 Baker Ellis Asset Management LLC

1231 NW HOYT STREET SUITE 306 PORTLAND OR 97204

13F HOLDINGS REPORT 028-12091 N Barnes Ellis Chief Compliance Officer 503-227-5778 /s/ Barnes Ellis Portland OR 10-12-2017 0 234 377042 false INFORMATION TABLE 2 form13fInfoTable.xml 3M Company COMMON STOCK 88579Y101 1152 5487 SH SOLE NONE 5487 0 0 Abbott Laboratories COMMON STOCK 002824100 2103 39404 SH SOLE NONE 39404 0 0 AbbVie Inc. COMMON STOCK 00287Y109 2229 25082 SH SOLE NONE 25082 0 0 ABM Industries COMMON STOCK 000957100 619 14850 SH SOLE NONE 14850 0 0 Accenture PLC COMMON STOCK G1151C101 217 1610 SH SOLE NONE 1610 0 0 Alaska Air Group COMMON STOCK 011659109 446 5850 SH SOLE NONE 5850 0 0 Alaska Communications Systems COMMON STOCK 01167P101 30 13000 SH SOLE NONE 13000 0 0 Alexander & Baldwin COMMON STOCK 014491104 750 16187 SH SOLE NONE 16187 0 0 AllianceBernstein Holding L.P. COMMON STOCK 01881G106 158 6500 SH SOLE NONE 6500 0 0 Allstate COMMON STOCK 020002101 120 1310 SH SOLE NONE 1310 0 0 Alphabet Inc. CL A COMMON STOCK 02079K305 2013 2067 SH SOLE NONE 2067 0 0 Alphabet Inc. CL C COMMON STOCK 02079K107 3092 3224 SH SOLE NONE 3224 0 0 Altria Group COMMON STOCK 718154107 345 5446 SH SOLE NONE 5446 0 0 Amazon.com Inc. COMMON STOCK 023135106 1194 1242 SH SOLE NONE 1242 0 0 American Express COMMON STOCK 025816109 1324 14639 SH SOLE NONE 14639 0 0 AmerisourceBergen Corp. COMMON STOCK 03073E105 4193 50670 SH SOLE NONE 50670 0 0 Amgen Inc COMMON STOCK 031162100 108 577 SH SOLE NONE 577 0 0 Anadarko Pete Corp COMMON STOCK 032511107 133 2725 SH SOLE NONE 2725 0 0 Anheuser-Busch InBev COMMON STOCK 035229103 280 2350 SH SOLE NONE 2350 0 0 Apollo Commercial Real Estate REIT 03762U105 536 29616 SH SOLE NONE 29616 0 0 Apple Computer COMMON STOCK 037833100 2609 16927 SH SOLE NONE 16927 0 0 AptarGroup Inc COMMON STOCK 038336103 129 1500 SH SOLE NONE 1500 0 0 Archer Daniels Midland COMMON STOCK 039483102 334 7850 SH SOLE NONE 7850 0 0 Armada Hoffler Properties, Inc COMMON STOCK 04208T108 313 22700 SH SOLE NONE 22700 0 0 AT&T COMMON STOCK 00206R102 462 11801 SH SOLE NONE 11801 0 0 Automatic Data Processing COMMON STOCK 053015103 549 5020 SH SOLE NONE 5020 0 0 Baldwin & Lyons Inc CL B COMMON STOCK 057755209 141 6250 SH SOLE NONE 6250 0 0 Ball Corp COMMON STOCK 058498106 2313 55996 SH SOLE NONE 55996 0 0 Bank of America COMMON STOCK 060505104 370 14600 SH SOLE NONE 14600 0 0 Bank of New York Mellon COMMON STOCK 064058100 2823 53248 SH SOLE NONE 53248 0 0 Bank of Nova Scotia COMMON STOCK 064149107 851 13253 SH SOLE NONE 13253 0 0 BCE Inc. COMMON STOCK 05534B760 501 10700 SH SOLE NONE 10700 0 0 Becton Dickinson Co COMMON STOCK 075887109 157 800 SH SOLE NONE 800 0 0 Berkshire Hathaway Cl A COMMON STOCK 084670108 5770 21 SH SOLE NONE 21 0 0 Berkshire Hathaway Cl B COMMON STOCK 084670702 12353 67385 SH SOLE NONE 67385 0 0 Bluerock Residential PFD A PREFERRED STOCK 09627J508 139 5300 SH SOLE NONE 5300 0 0 Boeing COMMON STOCK 097023105 583 2295 SH SOLE NONE 2295 0 0 BP p.l.c. COMMON STOCK 055622104 284 7400 SH SOLE NONE 7400 0 0 Bristol Myers Squibb COMMON STOCK 110122108 2126 33352 SH SOLE NONE 33352 0 0 Brixmor Property Group Inc. COMMON STOCK 11120U105 942 50095 SH SOLE NONE 50095 0 0 Broadridge Financial Solutions COMMON STOCK 11133T103 230 2850 SH SOLE NONE 2850 0 0 Campbell Soup Company COMMON STOCK 134429109 308 6582 SH SOLE NONE 6582 0 0 Canadian National Railway Co. COMMON STOCK 136375102 356 4300 SH SOLE NONE 4300 0 0 Carriage Services COMMON STOCK 143905107 157 6150 SH SOLE NONE 6150 0 0 Caterpillar COMMON STOCK 149123101 120 965 SH SOLE NONE 965 0 0 Central Fund of Canada Ltd. ETF/ETN 153501101 241 19000 SH SOLE NONE 19000 0 0 ChevronTexaco COMMON STOCK 166764100 1516 12904 SH SOLE NONE 12904 0 0 Cisco Systems COMMON STOCK 17275R102 507 15073 SH SOLE NONE 15073 0 0 City Office Reit Red PFD Ser A PREFERRED STOCK 178587200 273 10500 SH SOLE NONE 10500 0 0 Clarus Corp. COMMON STOCK 18270P109 193 25796 SH SOLE NONE 25796 0 0 Clorox Company COMMON STOCK 189054109 732 5551 SH SOLE NONE 5551 0 0 Coca-Cola Company COMMON STOCK 191216100 1004 22301 SH SOLE NONE 22301 0 0 Coca-Cola European Partners PL COMMON STOCK G25839104 414 9945 SH SOLE NONE 9945 0 0 Comcast Corporation COMMON STOCK 20030N101 2152 55926 SH SOLE NONE 55926 0 0 Consolidated Edison COMMON STOCK 209115104 152 1884 SH SOLE NONE 1884 0 0 Corning Inc COMMON STOCK 219350105 186 6200 SH SOLE NONE 6200 0 0 Costco Wholesale COMMON STOCK 22160K105 1474 8973 SH SOLE NONE 8973 0 0 Deere & Company COMMON STOCK 244199105 648 5161 SH SOLE NONE 5161 0 0 Diageo PLC COMMON STOCK 25243Q205 295 2235 SH SOLE NONE 2235 0 0 Dominion Resources COMMON STOCK 25746U109 625 8127 SH SOLE NONE 8127 0 0 DowDuPont Inc. COMMON STOCK 26078J100 2388 34490 SH SOLE NONE 34490 0 0 Duke Energy COMMON STOCK 264399106 210 2504 SH SOLE NONE 2504 0 0 Edwards Lifesciences COMMON STOCK 28176E108 191 1750 SH SOLE NONE 1750 0 0 EOG Resources COMMON STOCK 26875P101 101 1044 SH SOLE NONE 1044 0 0 Equity Residential REIT 29476L107 165 2500 SH SOLE NONE 2500 0 0 Eversource Energy COMMON STOCK 30040W108 965 15965 SH SOLE NONE 15965 0 0 Exxon Mobil COMMON STOCK 30231G102 1600 19520 SH SOLE NONE 19520 0 0 Facebook Inc COMMON STOCK 30303M102 624 3651 SH SOLE NONE 3651 0 0 Fedex Corp COMMON STOCK 31428X106 1072 4750 SH SOLE NONE 4750 0 0 Fiat Chrysler Automobiles N.V. COMMON STOCK N31738102 2061 115050 SH SOLE NONE 115050 0 0 Flexshares Quality Dividend In ETF/ETN 33939L860 514 12120 SH SOLE NONE 12120 0 0 Fomento Economico Mexicano COMMON STOCK 344419106 4535 47472 SH SOLE NONE 47472 0 0 Fresh Del Monte Produce Inc. COMMON STOCK G36738105 2832 62301 SH SOLE NONE 62301 0 0 Gabelli Global Sml & Md Cap PF ETF/ETN 36249W203 128 5000 SH SOLE NONE 5000 0 0 General American Investors Co. COMMON STOCK 368802104 217 6036 SH SOLE NONE 6036 0 0 General Electric COMMON STOCK 369604103 436 18050 SH SOLE NONE 18050 0 0 General Mills COMMON STOCK 370334104 2860 55259 SH SOLE NONE 55259 0 0 General Motors COMMON STOCK 37045V100 483 11950 SH SOLE NONE 11950 0 0 GlaxoSmithKline Plc Adr COMMON STOCK 37733W105 128 3150 SH SOLE NONE 3150 0 0 Goldman Sachs TreasuryAccess 0 ETF/ETN 381430529 1573 15704 SH SOLE NONE 15704 0 0 Hasbro COMMON STOCK 418056107 283 2900 SH SOLE NONE 2900 0 0 Hexcel Corp. COMMON STOCK 428291108 4754 82785 SH SOLE NONE 82785 0 0 Highwoods Properties Inc. REIT 431284108 781 15000 SH SOLE NONE 15000 0 0 Home Depot COMMON STOCK 437076102 1113 6806 SH SOLE NONE 6806 0 0 Honeywell Intl. COMMON STOCK 438516106 2929 20666 SH SOLE NONE 20666 0 0 Host Hotels & Resorts, Inc. REIT 44107P104 1411 76315 SH SOLE NONE 76315 0 0 Houston Wire & Cable Company COMMON STOCK 44244K109 60 11500 SH SOLE NONE 11500 0 0 Humana Inc. COMMON STOCK 444859102 244 1000 SH SOLE NONE 1000 0 0 Imperial Oil Ltd. COMMON STOCK 453038408 413 12923 SH SOLE NONE 12923 0 0 Ingles Markets, Inc. COMMON STOCK 457030104 1016 39541 SH SOLE NONE 39541 0 0 Intel COMMON STOCK 458140100 982 25781 SH SOLE NONE 25781 0 0 Intl Paper Co. COMMON STOCK 460146103 3647 64177 SH SOLE NONE 64177 0 0 Investors Title COMMON STOCK 461804106 945 5277 SH SOLE NONE 5277 0 0 iShares 1-3 Yr Treas Index Fd ETF/ETN 464287457 346 4100 SH SOLE NONE 4100 0 0 iShares DJ US Oil Equip & Svcs ETF/ETN 464288844 598 16920 SH SOLE NONE 16920 0 0 iShares Edge MSCI Multifactor ETF/ETN 46434V274 442 15781 SH SOLE NONE 15781 0 0 iShares Edge MSCI USA Quality ETF/ETN 46432F339 193 2500 SH SOLE NONE 2500 0 0 iShares Global Telecom Fd ETF/ETN 464287275 1489 24667 SH SOLE NONE 24667 0 0 iShares Hong Kong Index Fd ETF/ETN 464286871 160 6475 SH SOLE NONE 6475 0 0 iShares MSCI EAFE Minimum Vola ETF/ETN 46429B689 7812 109930 SH SOLE NONE 109930 0 0 iShares MSCI Emerging Markets ETF/ETN 464286533 175 3020 SH SOLE NONE 3020 0 0 iShares Russell 1000 ETF/ETN 464287622 266 1899 SH SOLE NONE 1899 0 0 iShares Russell 1000 Growth In ETF/ETN 464287614 201 1606 SH SOLE NONE 1606 0 0 iShares Russell 1000 Value Ind ETF/ETN 464287598 325 2738 SH SOLE NONE 2738 0 0 iShares Russell Mid-Cap Index ETF/ETN 464287499 257 1303 SH SOLE NONE 1303 0 0 iShares Russell Midcap Value I ETF/ETN 464287473 362 4266 SH SOLE NONE 4266 0 0 iShares Tr Russell 2000 Index ETF/ETN 464287655 120 807 SH SOLE NONE 807 0 0 iShares US Preferred Stock ETF/ETN 464288687 123 3169 SH SOLE NONE 3169 0 0 ITT Inc. COMMON STOCK 45073V108 1074 24249 SH SOLE NONE 24249 0 0 J P Morgan Chase COMMON STOCK 46625H100 1906 19959 SH SOLE NONE 19959 0 0 JM Smucker COMMON STOCK 832696405 261 2487 SH SOLE NONE 2487 0 0 John Bean Technologies COMMON STOCK 477839104 2517 24894 SH SOLE NONE 24894 0 0 Johnson & Johnson COMMON STOCK 478160104 4322 33241 SH SOLE NONE 33241 0 0 Kimberly Clark COMMON STOCK 494368103 2078 17658 SH SOLE NONE 17658 0 0 Kraft Heinz Co. COMMON STOCK 500754106 243 3133 SH SOLE NONE 3133 0 0 Kroger COMMON STOCK 501044101 5021 250286 SH SOLE NONE 250286 0 0 Laboratory Corp of America Hol COMMON STOCK 50540R409 989 6550 SH SOLE NONE 6550 0 0 Luxfer Holdings PLC COMMON STOCK 550678106 139 11200 SH SOLE NONE 11200 0 0 Marathon Petroleum Corp COMMON STOCK 56585A102 1389 24766 SH SOLE NONE 24766 0 0 Marriott International, Inc. COMMON STOCK 571903202 147 1330 SH SOLE NONE 1330 0 0 MartenTransport Ltd. COMMON STOCK 573075108 701 34127 SH SOLE NONE 34127 0 0 Matson Navigation Co. COMMON STOCK 57686G105 625 22187 SH SOLE NONE 22187 0 0 Merck & Co Inc COMMON STOCK 58933Y105 1889 29497 SH SOLE NONE 29497 0 0 Microsoft COMMON STOCK 594918104 5848 78503 SH SOLE NONE 78503 0 0 Mid-America Apartment Communit REIT 59522J103 582 5450 SH SOLE NONE 5450 0 0 Mine Safety Appliances COMMON STOCK 602720104 398 5000 SH SOLE NONE 5000 0 0 Molson Coors Brewing Company COMMON STOCK 60871R209 2864 35086 SH SOLE NONE 35086 0 0 Mondelez International Inc. COMMON STOCK 609207105 362 8906 SH SOLE NONE 8906 0 0 Multi Color Corp. COMMON STOCK 625383104 725 8851 SH SOLE NONE 8851 0 0 NBT Bancorp Inc COMMON STOCK 628778102 367 10000 SH SOLE NONE 10000 0 0 New York Times COMMON STOCK 650111107 294 15000 SH SOLE NONE 15000 0 0 NextEra Energy Inc New COMMON STOCK 65339F101 423 2888 SH SOLE NONE 2888 0 0 Nike, Inc. COMMON STOCK 654106103 1711 32993 SH SOLE NONE 32993 0 0 Nordstrom Inc. COMMON STOCK 655664100 3788 80333 SH SOLE NONE 80333 0 0 Norfolk Southern Crp COMMON STOCK 655844108 500 3780 SH SOLE NONE 3780 0 0 Northrop Grumman Corp. COMMON STOCK 666807102 6017 20912 SH SOLE NONE 20912 0 0 Novartis AG Adr COMMON STOCK 66987V109 3743 43594 SH SOLE NONE 43594 0 0 NTT Docomo Inc. ADR COMMON STOCK 62942M201 123 5400 SH SOLE NONE 5400 0 0 Nuveen CA Muni Advantage Fund ETF/ETN 67066Y105 149 10000 SH SOLE NONE 10000 0 0 Oracle COMMON STOCK 68389X105 351 7262 SH SOLE NONE 7262 0 0 Park City Group Inc. COMMON STOCK 700215304 224 18450 SH SOLE NONE 18450 0 0 Pepsico, Inc. COMMON STOCK 713448108 6229 55905 SH SOLE NONE 55905 0 0 Pfizer Inc. COMMON STOCK 717081103 1433 40143 SH SOLE NONE 40143 0 0 Philip Morris Intl COMMON STOCK 718172109 273 2460 SH SOLE NONE 2460 0 0 Phillips 66 COMMON STOCK 718546104 177 1935 SH SOLE NONE 1935 0 0 Pimco ETF Short Maturity Str ETF/ETN 72201R833 2036 20000 SH SOLE NONE 20000 0 0 Pope Resources a Delaware LP COMMON STOCK 732857107 113 1600 SH SOLE NONE 1600 0 0 Portland Gen Elec Co COMMON STOCK 736508847 974 21340 SH SOLE NONE 21340 0 0 Potlatch Corp COMMON STOCK 737630103 469 9201 SH SOLE NONE 9201 0 0 PowerShares FTSE RAFI US 1000 ETF/ETN 73935X583 7846 73223 SH SOLE NONE 73223 0 0 Powershares High Yield Corp Bo ETF/ETN 73936T557 2918 152915 SH SOLE NONE 152915 0 0 PowerShares QQQ ETF/ETN 631100104 677 4657 SH SOLE NONE 4657 0 0 PPL Corp. COMMON STOCK 69351T106 1143 30117 SH SOLE NONE 30117 0 0 Procter & Gamble COMMON STOCK 742718109 1232 13546 SH SOLE NONE 13546 0 0 ProLogis COMMON STOCK 743410102 666 10500 SH SOLE NONE 10500 0 0 Quest Diagnostics Inc. COMMON STOCK 74834L100 211 2250 SH SOLE NONE 2250 0 0 Radisys Corp. COMMON STOCK 750459109 21 15000 SH SOLE NONE 15000 0 0 Rayonier REIT 754907103 2022 70004 SH SOLE NONE 70004 0 0 Raytheon COMMON STOCK 755111507 1610 8630 SH SOLE NONE 8630 0 0 Rush Enterprises Cl B COMMON STOCK 781846308 146 3350 SH SOLE NONE 3350 0 0 S & P 500 Index Fund ETF/ETN 78462F103 1681 6692 SH SOLE NONE 6692 0 0 Scana Corp New COMMON STOCK 80589M102 231 4755 SH SOLE NONE 4755 0 0 Schlumberger Limited COMMON STOCK 806857108 685 9819 SH SOLE NONE 9819 0 0 Seaboard Corp. COMMON STOCK 811543107 1068 237 SH SOLE NONE 237 0 0 Sonoco Products COMMON STOCK 835495102 2207 43754 SH SOLE NONE 43754 0 0 Southern Co COMMON STOCK 842587107 183 3720 SH SOLE NONE 3720 0 0 Southwest Air COMMON STOCK 844741108 296 5280 SH SOLE NONE 5280 0 0 SPDR S&P Dividend ETF ETF/ETN 78464A763 133 1460 SH SOLE NONE 1460 0 0 Starbucks COMMON STOCK 855244109 913 16990 SH SOLE NONE 16990 0 0 Starwood Ppty Trust, Inc. REIT 85571B105 1071 49300 SH SOLE NONE 49300 0 0 Streettracks Gold Shrs ETF/ETN 78463V107 1955 16078 SH SOLE NONE 16078 0 0 Stryker Corp COMMON STOCK 863667101 3747 26384 SH SOLE NONE 26384 0 0 Superior Inds Intl COMMON STOCK 868168105 241 14500 SH SOLE NONE 14500 0 0 T Rowe Price Group, Inc. COMMON STOCK 74144T108 178 1960 SH SOLE NONE 1960 0 0 Texas Instruments COMMON STOCK 882508104 130 1450 SH SOLE NONE 1450 0 0 The GEO Group, Inc COMMON STOCK 36162J106 403 14976 SH SOLE NONE 14976 0 0 Time Warner Inc COMMON STOCK 887317303 154 1500 SH SOLE NONE 1500 0 0 Tompkins Financial Corp COMMON STOCK 890110109 146 1700 SH SOLE NONE 1700 0 0 Travelers Cos Inc. COMMON STOCK 89417E109 293 2395 SH SOLE NONE 2395 0 0 Trustco Bk Corp Ny COMMON STOCK 898349105 205 23000 SH SOLE NONE 23000 0 0 Twenty-First Century Fox, Cl B COMMON STOCK 90130A200 103 4000 SH SOLE NONE 4000 0 0 UGI Corp COMMON STOCK 902681105 1138 24276 SH SOLE NONE 24276 0 0 UMH Pptys Inc PFD C 6.750 PREFERRED STOCK 903002400 134 5000 SH SOLE NONE 5000 0 0 Unilever PLC COMMON STOCK 904767704 1378 23770 SH SOLE NONE 23770 0 0 Union Pacific Corporation COMMON STOCK 907818108 6023 51940 SH SOLE NONE 51940 0 0 United Technologies Corp. COMMON STOCK 913017109 2030 17488 SH SOLE NONE 17488 0 0 Unitedhealth Group COMMON STOCK 91324P102 370 1890 SH SOLE NONE 1890 0 0 Urstadt Biddle Pptys COMMON STOCK 917286106 1057 58600 SH SOLE NONE 58600 0 0 Urstadt Biddle Pptys 6.75 12/ PREFERRED STOCK 917286809 569 21775 SH SOLE NONE 21775 0 0 Urstadt Biddle Pptys Inc Cl A COMMON STOCK 917286205 2054 94664 SH SOLE NONE 94664 0 0 Urstadt Biddle Pptys Inc Cum P PREFERRED STOCK 917286882 879 34000 SH SOLE NONE 34000 0 0 Urstadt Biddle Pptys Pfd Ser F PREFERRED STOCK 917286700 679 26750 SH SOLE NONE 26750 0 0 US Bancorp COMMON STOCK 902973304 4978 92896 SH SOLE NONE 92896 0 0 V F Corp COMMON STOCK 918204108 197 3100 SH SOLE NONE 3100 0 0 Vanguard Consumer Staples ETF ETF/ETN 92204A207 125 900 SH SOLE NONE 900 0 0 Vanguard Energy ETF ETF/ETN 92204A306 4260 45520 SH SOLE NONE 45520 0 0 Vanguard Extended Mkt ETF ETF/ETN 922908652 2566 23952 SH SOLE NONE 23952 0 0 Vanguard Financials ETF ETF/ETN 92204A405 1672 25583 SH SOLE NONE 25583 0 0 Vanguard FTSE All World ex-US ETF/ETN 922042718 1516 13190 SH SOLE NONE 13190 0 0 Vanguard FTSE Emerging Mkts ET ETF/ETN 922042858 149 3416 SH SOLE NONE 3416 0 0 Vanguard Global ex-US Real Est ETF/ETN 922042676 371 6250 SH SOLE NONE 6250 0 0 Vanguard Growth ETF ETF/ETN 922908736 298 2247 SH SOLE NONE 2247 0 0 Vanguard Health Care ETF ETF/ETN 92204A504 1774 11650 SH SOLE NONE 11650 0 0 Vanguard High Dividend Yield I ETF/ETN 921946406 17545 216420 SH SOLE NONE 216420 0 0 Vanguard Information Technolog ETF/ETN 92204A702 15321 100803 SH SOLE NONE 100803 0 0 Vanguard Intermediate-Term Cor ETF/ETN 92206C870 830 9430 SH SOLE NONE 9430 0 0 Vanguard Mega Cap ETF ETF/ETN 921910873 3161 36637 SH SOLE NONE 36637 0 0 Vanguard Mid-Cap Value ETF ETF/ETN 922908512 754 7140 SH SOLE NONE 7140 0 0 Vanguard REIT ETF ETF/ETN 922908553 3019 36329 SH SOLE NONE 36329 0 0 Vanguard S&P 500 ETF ETF/ETN 922908363 9477 41067 SH SOLE NONE 41067 0 0 Vanguard Short Term Bond ETF ETF/ETN 921937827 958 12000 SH SOLE NONE 12000 0 0 Vanguard Small Cap Value ETF ETF/ETN 922908611 3472 27169 SH SOLE NONE 27169 0 0 Vanguard Total International S ETF/ETN 921909768 516 9434 SH SOLE NONE 9434 0 0 Vanguard Total Stock Mkt ETF ETF/ETN 922908769 31073 239912 SH SOLE NONE 239912 0 0 Vanguard Total World Stk Index ETF/ETN 922042742 4060 57407 SH SOLE NONE 57407 0 0 Vanguard Utilities ETF ETF/ETN 92204A876 1398 11974 SH SOLE NONE 11974 0 0 Vanguard Value ETF ETF/ETN 922908744 179 1791 SH SOLE NONE 1791 0 0 Vectren Corp COMMON STOCK 92240G101 1298 19733 SH SOLE NONE 19733 0 0 Ventas Inc. COMMON STOCK 92276F100 300 4610 SH SOLE NONE 4610 0 0 VeriFone Systems, Inc. COMMON STOCK 92342Y109 568 27990 SH SOLE NONE 27990 0 0 Verizon Communications COMMON STOCK 92343V104 3262 65907 SH SOLE NONE 65907 0 0 Visa Inc COMMON STOCK 92826C839 659 6262 SH SOLE NONE 6262 0 0 Vodafone Group PLC COMMON STOCK 92857W100 1310 46013 SH SOLE NONE 46013 0 0 Wabash National Corp. COMMON STOCK 929566107 2447 107215 SH SOLE NONE 107215 0 0 Wal-Mart Stores COMMON STOCK 931142103 1961 25092 SH SOLE NONE 25092 0 0 Walt Disney Co. COMMON STOCK 254687106 3485 35352 SH SOLE NONE 35352 0 0 Waste Management COMMON STOCK 94106L109 862 11017 SH SOLE NONE 11017 0 0 Wells Fargo & Co COMMON STOCK 949746101 1351 24489 SH SOLE NONE 24489 0 0 Weyerhaeuser REIT 962166104 2097 61614 SH SOLE NONE 61614 0 0 Whirlpool Corp COMMON STOCK 963320106 1495 8105 SH SOLE NONE 8105 0 0 WisdomTree DEFA ETF ETF/ETN 97717W703 6123 112440 SH SOLE NONE 112440 0 0 WisdomTree Emerging Mkts Small ETF/ETN 97717W281 4296 87610 SH SOLE NONE 87610 0 0 Xylem Inc COMMON STOCK 98419M100 482 7698 SH SOLE NONE 7698 0 0 Zimmer Biomet Holdings, Inc. COMMON STOCK 98956P102 173 1480 SH SOLE NONE 1480 0 0