Chief Compliance Officer

0001140361-16-083732.txt : 20161027 0001140361-16-083732.hdr.sgml : 20161027 20161027131110 ACCESSION NUMBER: 0001140361-16-083732 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161027 DATE AS OF CHANGE: 20161027 EFFECTIVENESS DATE: 20161027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 161954823 BUSINESS ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1231 NW HOYT STREET STREET 2: SUITE 306 CITY: PORTLAND STATE: OR ZIP: 97204 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001365559 XXXXXXXX 09-30-2016 09-30-2016 Baker Ellis Asset Management LLC

1231 NW HOYT STREET SUITE 306 PORTLAND OR 97204

13F HOLDINGS REPORT 028-12091 N Barnes Ellis Chief Compliance Officer 503-227-5778 /s/ Barnes Ellis Portland OR 10-20-2016 0 242 331562 false INFORMATION TABLE 2 form13fInfoTable.xml 3M Company COMMON STOCK 88579Y101 553 3138 SH SOLE NONE 3138 0 0 Abbott Laboratories COMMON STOCK 002824100 1655 39129 SH SOLE NONE 39129 0 0 AbbVie Inc. COMMON STOCK 00287Y109 1634 25912 SH SOLE NONE 25912 0 0 Aberdeen Asia-Pacific Income Fund ETF/ETN 003009107 130 25300 SH SOLE NONE 25300 0 0 ABM Industries COMMON STOCK 000957100 566 14250 SH SOLE NONE 14250 0 0 Accenture PLC COMMON STOCK G1151C101 210 1717 SH SOLE NONE 1717 0 0 Alaska Air Group COMMON STOCK 011659109 441 6700 SH SOLE NONE 6700 0 0 Alaska Communications Systems COMMON STOCK 01167P101 46 26500 SH SOLE NONE 26500 0 0 Alexander & Baldwin COMMON STOCK 014491104 649 16887 SH SOLE NONE 16887 0 0 Alphabet Inc. CL A COMMON STOCK 02079K305 1627 2023 SH SOLE NONE 2023 0 0 Alphabet Inc. CL C COMMON STOCK 02079K107 1840 2367 SH SOLE NONE 2367 0 0 Altria Group COMMON STOCK 718154107 373 5899 SH SOLE NONE 5899 0 0 Amazon.com Inc. COMMON STOCK 023135106 923 1102 SH SOLE NONE 1102 0 0 AMC Networks Inc. COMMON STOCK 00164V103 270 5200 SH SOLE NONE 5200 0 0 American Express COMMON STOCK 025816109 951 14856 SH SOLE NONE 14856 0 0 AmerisourceBergen Corporation COMMON STOCK 03073E105 3811 47172 SH SOLE NONE 47172 0 0 Amgen Inc COMMON STOCK 031162100 102 612 SH SOLE NONE 612 0 0 Anadarko Pete Corp COMMON STOCK 032511107 173 2725 SH SOLE NONE 2725 0 0 Anheuser-Busch InBev COMMON STOCK 035229103 256 1950 SH SOLE NONE 1950 0 0 Apollo Commercial Real Estate REIT 03762U105 494 30182 SH SOLE NONE 30182 0 0 Apple Computer COMMON STOCK 037833100 2085 18447 SH SOLE NONE 18447 0 0 AptarGroup Inc COMMON STOCK 038336103 116 1500 SH SOLE NONE 1500 0 0 Archer Daniels Midland COMMON STOCK 039483102 350 8300 SH SOLE NONE 8300 0 0 Armada Hoffler Properties, Inc REIT 04208T108 297 22200 SH SOLE NONE 22200 0 0 AT&T COMMON STOCK 00206R102 534 13143 SH SOLE NONE 13143 0 0 Automatic Data Processing COMMON STOCK 053015103 430 4871 SH SOLE NONE 4871 0 0 Avista Corp. COMMON STOCK 05379B107 224 5350 SH SOLE NONE 5350 0 0 B/E Aerospace Inc. COMMON STOCK 073302101 2513 48650 SH SOLE NONE 48650 0 0 Baldwin & Lyons Inc CL B COMMON STOCK 057755209 428 16700 SH SOLE NONE 16700 0 0 Ball Corp COMMON STOCK 058498106 2158 26328 SH SOLE NONE 26328 0 0 Bank of America COMMON STOCK 060505104 214 13655 SH SOLE NONE 13655 0 0 Bank of New York Mellon COMMON STOCK 064058100 2006 50306 SH SOLE NONE 50306 0 0 Bank of Nova Scotia COMMON STOCK 064149107 741 13978 SH SOLE NONE 13978 0 0 BCE Inc. COMMON STOCK 05534B760 536 11600 SH SOLE NONE 11600 0 0 Becton Dickinson Co COMMON STOCK 075887109 171 950 SH SOLE NONE 950 0 0 Berkshire Hathaway Cl A COMMON STOCK 084670108 4541 21 SH SOLE NONE 21 0 0 Berkshire Hathaway Cl B COMMON STOCK 084670702 9691 67081 SH SOLE NONE 67081 0 0 Black Diamond Inc. COMMON STOCK 09202G101 133 25796 SH SOLE NONE 25796 0 0 Bluerock Residential PFD A PREFERRED STOCK 09627J508 140 5300 SH SOLE NONE 5300 0 0 Boeing COMMON STOCK 097023105 303 2300 SH SOLE NONE 2300 0 0 BP p.l.c. COMMON STOCK 055622104 274 7800 SH SOLE NONE 7800 0 0 Bristol Myers Squibb COMMON STOCK 110122108 1870 34688 SH SOLE NONE 34688 0 0 Brixmor Property Group Inc. REIT 11120U105 1237 44525 SH SOLE NONE 44525 0 0 Broadridge Financial Solutions COMMON STOCK 11133T103 271 4000 SH SOLE NONE 4000 0 0 Campbell Soup Company COMMON STOCK 134429109 421 7703 SH SOLE NONE 7703 0 0 Canadian National Railway Co. COMMON STOCK 136375102 320 4900 SH SOLE NONE 4900 0 0 Canadian Pacific Railway COMMON STOCK 13645T100 104 679 SH SOLE NONE 679 0 0 Carriage Services COMMON STOCK 143905107 142 6000 SH SOLE NONE 6000 0 0 Central Fund of Canada Ltd. ETF/ETN 153501101 264 19100 SH SOLE NONE 19100 0 0 ChevronTexaco COMMON STOCK 166764100 1437 13958 SH SOLE NONE 13958 0 0 Cisco Systems COMMON STOCK 17275R102 512 16146 SH SOLE NONE 16146 0 0 City Office Reit Red PFD Ser A PREFERRED STOCK 178587200 250 10000 SH SOLE NONE 10000 0 0 Clorox Company COMMON STOCK 189054109 732 5851 SH SOLE NONE 5851 0 0 Coca-Cola Company COMMON STOCK 191216100 1045 24692 SH SOLE NONE 24692 0 0 Coca-Cola European Partners PL COMMON STOCK G25839104 403 10095 SH SOLE NONE 10095 0 0 Comcast Corporation COMMON STOCK 20030N101 1677 25281 SH SOLE NONE 25281 0 0 Corning Inc COMMON STOCK 219350105 144 6100 SH SOLE NONE 6100 0 0 Costco Wholesale COMMON STOCK 22160K105 1013 6644 SH SOLE NONE 6644 0 0 Deere & Company COMMON STOCK 244199105 463 5426 SH SOLE NONE 5426 0 0 Diageo PLC COMMON STOCK 25243Q205 213 1835 SH SOLE NONE 1835 0 0 Dominion Resources COMMON STOCK 25746U109 689 9277 SH SOLE NONE 9277 0 0 Du Pont COMMON STOCK 263534109 1948 29090 SH SOLE NONE 29090 0 0 Duke Energy COMMON STOCK 264399106 211 2637 SH SOLE NONE 2637 0 0 Edwards Lifesciences COMMON STOCK 28176E108 241 2000 SH SOLE NONE 2000 0 0 Enbridge Inc COMMON STOCK 29250N105 102 2300 SH SOLE NONE 2300 0 0 Enterprise Products COMMON STOCK 293792107 111 4000 SH SOLE NONE 4000 0 0 EOG Resources COMMON STOCK 26875P101 101 1044 SH SOLE NONE 1044 0 0 Equity Residential REIT 29476L107 183 2850 SH SOLE NONE 2850 0 0 Eversource Energy COMMON STOCK 30040W108 887 16374 SH SOLE NONE 16374 0 0 Express Scripts Holding Co. COMMON STOCK 302182100 120 1705 SH SOLE NONE 1705 0 0 Exxon Mobil COMMON STOCK 30231G102 1688 19335 SH SOLE NONE 19335 0 0 Facebook Inc COMMON STOCK 30303M102 779 6076 SH SOLE NONE 6076 0 0 Fedex Corp COMMON STOCK 31428X106 847 4850 SH SOLE NONE 4850 0 0 Ferrari N.V. COMMON STOCK N3167Y103 351 6765 SH SOLE NONE 6765 0 0 Fiat Chrysler Automobiles N.V. COMMON STOCK N31738102 665 103900 SH SOLE NONE 103900 0 0 Flexshares Quality Dividend In ETF/ETN 33939L860 387 10220 SH SOLE NONE 10220 0 0 Fomento Economico Mexicano COMMON STOCK 344419106 2285 24829 SH SOLE NONE 24829 0 0 Fresh Del Monte Produce Inc. COMMON STOCK G36738105 3915 65356 SH SOLE NONE 65356 0 0 Gabelli Global Sml & Md Cap PF PREFERRED STOCK 36249W203 129 5000 SH SOLE NONE 5000 0 0 General American Investors Co. COMMON STOCK 368802104 179 5497 SH SOLE NONE 5497 0 0 General Electric COMMON STOCK 369604103 571 19262 SH SOLE NONE 19262 0 0 General Mills COMMON STOCK 370334104 3888 60864 SH SOLE NONE 60864 0 0 General Motors COMMON STOCK 37045V100 300 9453 SH SOLE NONE 9453 0 0 Genuine Parts COMMON STOCK 372460105 1452 14450 SH SOLE NONE 14450 0 0 GlaxoSmithKline Plc Adr COMMON STOCK 37733W105 129 3000 SH SOLE NONE 3000 0 0 Hasbro COMMON STOCK 418056107 276 3477 SH SOLE NONE 3477 0 0 Helmerich & Payne COMMON STOCK 423452101 320 4750 SH SOLE NONE 4750 0 0 Highwoods Properties Inc. REIT 431284108 782 15000 SH SOLE NONE 15000 0 0 Home Depot COMMON STOCK 437076102 835 6486 SH SOLE NONE 6486 0 0 Honeywell Intl. COMMON STOCK 438516106 2224 19079 SH SOLE NONE 19079 0 0 Host Hotels & Resorts, Inc. REIT 44107P104 1046 67165 SH SOLE NONE 67165 0 0 Humana Inc. COMMON STOCK 444859102 476 2690 SH SOLE NONE 2690 0 0 Imperial Oil Ltd. COMMON STOCK 453038408 648 20676 SH SOLE NONE 20676 0 0 Ingles Markets, Inc. COMMON STOCK 457030104 2235 56519 SH SOLE NONE 56519 0 0 Intel COMMON STOCK 458140100 975 25819 SH SOLE NONE 25819 0 0 Intl Paper Co. COMMON STOCK 460146103 3405 70962 SH SOLE NONE 70962 0 0 Investors Title COMMON STOCK 461804106 711 7141 SH SOLE NONE 7141 0 0 iShares 1-3 Yr Treas Index Fd ETF/ETN 464287457 170 2000 SH SOLE NONE 2000 0 0 iShares DJ US Oil Equip & Svcs ETF/ETN 464288844 889 22490 SH SOLE NONE 22490 0 0 iShares Global Telecom Fd ETF/ETN 464287275 1751 28317 SH SOLE NONE 28317 0 0 iShares Hong Kong Index Fd ETF/ETN 464286871 160 7250 SH SOLE NONE 7250 0 0 iShares MSCI EAFE Minimum Vola ETF/ETN 46429B689 6805 100610 SH SOLE NONE 100610 0 0 iShares MSCI Emerging Markets ETF/ETN 464286533 200 3700 SH SOLE NONE 3700 0 0 iShares Russell 1000 ETF/ETN 464287622 251 2081 SH SOLE NONE 2081 0 0 iShares Russell 1000 Growth In ETF/ETN 464287614 167 1606 SH SOLE NONE 1606 0 0 iShares Russell 1000 Value Ind ETF/ETN 464287598 294 2781 SH SOLE NONE 2781 0 0 iShares Russell Mid-Cap Index ETF/ETN 464287499 240 1374 SH SOLE NONE 1374 0 0 iShares Russell Midcap Value I ETF/ETN 464287473 333 4334 SH SOLE NONE 4334 0 0 iShares Tr Russell 2000 Index ETF/ETN 464287655 100 807 SH SOLE NONE 807 0 0 ITT Inc. COMMON STOCK 45073V108 943 26300 SH SOLE NONE 26300 0 0 J P Morgan Chase COMMON STOCK 46625H100 1101 16540 SH SOLE NONE 16540 0 0 JM Smucker COMMON STOCK 832696405 415 3060 SH SOLE NONE 3060 0 0 John Bean Technologies COMMON STOCK 477839104 2616 37078 SH SOLE NONE 37078 0 0 Johnson & Johnson COMMON STOCK 478160104 3900 33013 SH SOLE NONE 33013 0 0 Kimberly Clark COMMON STOCK 494368103 2299 18225 SH SOLE NONE 18225 0 0 Kite Realty Group Trust REIT 49803T300 267 9650 SH SOLE NONE 9650 0 0 Kraft Heinz Co. COMMON STOCK 500754106 287 3201 SH SOLE NONE 3201 0 0 Kroger COMMON STOCK 501044101 7517 253266 SH SOLE NONE 253266 0 0 Laboratory Corp of America Hol COMMON STOCK 50540R409 898 6530 SH SOLE NONE 6530 0 0 Liberty Global Inc Com Ser C COMMON STOCK 530555309 107 3250 SH SOLE NONE 3250 0 0 Liberty Global Inc. COMMON STOCK G5480U104 118 3445 SH SOLE NONE 3445 0 0 Luxfer Holdings PLC COMMON STOCK 550678106 114 9800 SH SOLE NONE 9800 0 0 Macy's Inc COMMON STOCK 55616P104 111 3000 SH SOLE NONE 3000 0 0 Marathon Petroleum Corp COMMON STOCK 56585A102 752 18523 SH SOLE NONE 18523 0 0 Marcus Corp COMMON STOCK 566330106 702 28050 SH SOLE NONE 28050 0 0 MartenTransport Ltd. COMMON STOCK 573075108 463 22040 SH SOLE NONE 22040 0 0 Matson Navigation Co. COMMON STOCK 57686G105 949 23786 SH SOLE NONE 23786 0 0 Mckesson Corp. COMMON STOCK 58155Q103 123 735 SH SOLE NONE 735 0 0 MDU Resources Group Inc. COMMON STOCK 552690109 180 7075 SH SOLE NONE 7075 0 0 Merck & Co Inc COMMON STOCK 58933Y105 1881 30144 SH SOLE NONE 30144 0 0 Microsoft COMMON STOCK 594918104 4483 77833 SH SOLE NONE 77833 0 0 Mid-America Apartment Communit REIT 59522J103 526 5600 SH SOLE NONE 5600 0 0 Mine Safety Appliances COMMON STOCK 602720104 290 5000 SH SOLE NONE 5000 0 0 Molson Coors Brewing Company COMMON STOCK 60871R209 3156 28741 SH SOLE NONE 28741 0 0 Mondelez International Inc. COMMON STOCK 609207105 400 9114 SH SOLE NONE 9114 0 0 Multi Color Corp. COMMON STOCK 625383104 647 9801 SH SOLE NONE 9801 0 0 NBT Bancorp Inc COMMON STOCK 628778102 427 13000 SH SOLE NONE 13000 0 0 New York Times COMMON STOCK 650111107 184 15410 SH SOLE NONE 15410 0 0 NextEra Energy Inc New COMMON STOCK 65339F101 353 2888 SH SOLE NONE 2888 0 0 Nike, Inc. COMMON STOCK 654106103 2006 38094 SH SOLE NONE 38094 0 0 Nordstrom Inc. COMMON STOCK 655664100 5422 104505 SH SOLE NONE 104505 0 0 Norfolk Southern Crp COMMON STOCK 655844108 372 3830 SH SOLE NONE 3830 0 0 Northrop Grumman Corp. COMMON STOCK 666807102 4838 22612 SH SOLE NONE 22612 0 0 Northwest Natural Gas COMMON STOCK 667655104 1135 18889 SH SOLE NONE 18889 0 0 Novartis AG Adr COMMON STOCK 66987V109 3362 42574 SH SOLE NONE 42574 0 0 NTT Docomo Inc. ADR COMMON STOCK 62942M201 137 5400 SH SOLE NONE 5400 0 0 Nuveen CA Muni Advantage Fund ETF/ETN 67066Y105 208 12653 SH SOLE NONE 12653 0 0 Oracle COMMON STOCK 68389X105 259 6604 SH SOLE NONE 6604 0 0 Park City Group Inc. COMMON STOCK 700215304 218 18450 SH SOLE NONE 18450 0 0 Pepsico, Inc. COMMON STOCK 713448108 5802 53342 SH SOLE NONE 53342 0 0 Pfizer Inc. COMMON STOCK 717081103 1238 36548 SH SOLE NONE 36548 0 0 Philip Morris Intl COMMON STOCK 718172109 294 3027 SH SOLE NONE 3027 0 0 Pimco ETF Short Maturity Str ETF/ETN 72201R833 2267 22350 SH SOLE NONE 22350 0 0 Pimco Muni Income Fd II Com ETF/ETN 72200W106 178 13000 SH SOLE NONE 13000 0 0 Portland Gen Elec Co COMMON STOCK 736508847 926 21740 SH SOLE NONE 21740 0 0 Potlatch Corp REIT 737630103 391 10051 SH SOLE NONE 10051 0 0 PowerShares FTSE RAFI US 1000 ETF/ETN 73935X583 5791 61874 SH SOLE NONE 61874 0 0 Powershares High Yld Corp Bond ETF/ETN 73936T557 2680 142001 SH SOLE NONE 142001 0 0 PowerShares QQQ ETF/ETN 631100104 394 3319 SH SOLE NONE 3319 0 0 PPL Corp. COMMON STOCK 69351T106 1115 32267 SH SOLE NONE 32267 0 0 Procter & Gamble COMMON STOCK 742718109 1333 14854 SH SOLE NONE 14854 0 0 ProLogis COMMON STOCK 743410102 616 11500 SH SOLE NONE 11500 0 0 Quest Diagnostics Inc. COMMON STOCK 74834L100 182 2150 SH SOLE NONE 2150 0 0 Rayonier REIT 754907103 1505 56693 SH SOLE NONE 56693 0 0 Raytheon COMMON STOCK 755111507 1133 8320 SH SOLE NONE 8320 0 0 RCI Hospitality Holdings, Inc. COMMON STOCK 74934Q108 129 11200 SH SOLE NONE 11200 0 0 Republic Services COMMON STOCK 760759100 2182 43256 SH SOLE NONE 43256 0 0 Royal Dutch Shell Cl B COMMON STOCK 780259107 181 3427 SH SOLE NONE 3427 0 0 Rush Enterprises Cl B COMMON STOCK 781846308 131 5402 SH SOLE NONE 5402 0 0 Ryder System, Inc. COMMON STOCK 783549108 1835 27830 SH SOLE NONE 27830 0 0 S & P 500 Index Fund ETF/ETN 78462F103 1447 6692 SH SOLE NONE 6692 0 0 Scana Corp New COMMON STOCK 80589M102 390 5388 SH SOLE NONE 5388 0 0 Schlumberger Limited COMMON STOCK 806857108 716 9104 SH SOLE NONE 9104 0 0 Seaboard Corp. COMMON STOCK 811543107 784 228 SH SOLE NONE 228 0 0 Sealed Air Corp New COMMON STOCK 81211K100 2221 48470 SH SOLE NONE 48470 0 0 Simon Ppty Grp REIT 828806109 104 500 SH SOLE NONE 500 0 0 Sonoco Products COMMON STOCK 835495102 2264 42859 SH SOLE NONE 42859 0 0 Southern Co COMMON STOCK 842587107 196 3820 SH SOLE NONE 3820 0 0 Southwest Air COMMON STOCK 844741108 183 4700 SH SOLE NONE 4700 0 0 SPDR S&P Dividend ETF ETF/ETN 78464A763 123 1460 SH SOLE NONE 1460 0 0 Starbucks COMMON STOCK 855244109 972 17958 SH SOLE NONE 17958 0 0 Starwood Ppty Trust, Inc. REIT 85571B105 509 22600 SH SOLE NONE 22600 0 0 Streettracks Gold Shrs ETF/ETN 78463V107 1611 12823 SH SOLE NONE 12823 0 0 Stryker Corp COMMON STOCK 863667101 2200 18895 SH SOLE NONE 18895 0 0 T Rowe Price Group, Inc. ETF/ETN 74144T108 130 1960 SH SOLE NONE 1960 0 0 Texas Instruments COMMON STOCK 882508104 112 1600 SH SOLE NONE 1600 0 0 The GEO Group, Inc REIT 36162J106 248 10430 SH SOLE NONE 10430 0 0 Time Warner Inc COMMON STOCK 887317303 119 1500 SH SOLE NONE 1500 0 0 Tompkins Financial Corp COMMON STOCK 890110109 130 1700 SH SOLE NONE 1700 0 0 Travelers Cos Inc. COMMON STOCK 89417E109 257 2245 SH SOLE NONE 2245 0 0 Trustco Bk Corp Ny COMMON STOCK 898349105 177 25000 SH SOLE NONE 25000 0 0 Twenty-First Century Fox, Cl B COMMON STOCK 90130A200 460 18600 SH SOLE NONE 18600 0 0 UGI Corp COMMON STOCK 902681105 1502 33207 SH SOLE NONE 33207 0 0 Unilever PLC COMMON STOCK 904767704 1096 23114 SH SOLE NONE 23114 0 0 Union Pacific Corporation COMMON STOCK 907818108 5165 52961 SH SOLE NONE 52961 0 0 United Technologies Corp. COMMON STOCK 913017109 1967 19361 SH SOLE NONE 19361 0 0 Unitedhealth Group COMMON STOCK 91324P102 398 2840 SH SOLE NONE 2840 0 0 Urstadt Biddle Pptys REIT 917286106 977 53962 SH SOLE NONE 53962 0 0 Urstadt Biddle Pptys 6.75% 12/ PREFERRED STOCK 917286809 500 18975 SH SOLE NONE 18975 0 0 Urstadt Biddle Pptys Inc Cl A REIT 917286205 1546 69564 SH SOLE NONE 69564 0 0 Urstadt Biddle Pptys Inc Pfd S PREFERRED STOCK 917286700 674 25750 SH SOLE NONE 25750 0 0 US Bancorp COMMON STOCK 902973304 4037 94123 SH SOLE NONE 94123 0 0 V F Corp COMMON STOCK 918204108 174 3100 SH SOLE NONE 3100 0 0 Vanguard Consumer Staples ETF ETF/ETN 92204A207 438 3200 SH SOLE NONE 3200 0 0 Vanguard Energy ETF ETF/ETN 92204A306 5942 60823 SH SOLE NONE 60823 0 0 Vanguard Extended Mkt ETF ETF/ETN 922908652 2220 24318 SH SOLE NONE 24318 0 0 Vanguard Financials ETF ETF/ETN 92204A405 1573 31858 SH SOLE NONE 31858 0 0 Vanguard Global ex-US Real Est ETF/ETN 922042676 267 4750 SH SOLE NONE 4750 0 0 Vanguard Growth ETF ETF/ETN 922908736 312 2781 SH SOLE NONE 2781 0 0 Vanguard Health Care ETF ETF/ETN 92204A504 1561 11750 SH SOLE NONE 11750 0 0 Vanguard High Dividend Yield I ETF/ETN 921946406 15703 217672 SH SOLE NONE 217672 0 0 Vanguard Information Technolog ETF/ETN 92204A702 9863 81938 SH SOLE NONE 81938 0 0 Vanguard Intermediate-Term Cor ETF/ETN 92206C870 791 8830 SH SOLE NONE 8830 0 0 Vanguard Mega Cap ETF ETF/ETN 921910873 4203 56995 SH SOLE NONE 56995 0 0 Vanguard Mid-Cap Value ETF ETF/ETN 922908512 152 1621 SH SOLE NONE 1621 0 0 Vanguard REIT ETF ETF/ETN 922908553 2702 31151 SH SOLE NONE 31151 0 0 Vanguard S&P 500 ETF ETF/ETN 922908363 6975 35105 SH SOLE NONE 35105 0 0 Vanguard Short Term Bond ETF ETF/ETN 921937827 703 8700 SH SOLE NONE 8700 0 0 Vanguard Short-Term Corporate ETF/ETN 92206C409 121 1500 SH SOLE NONE 1500 0 0 Vanguard Small Cap Value ETF ETF/ETN 922908611 2384 21540 SH SOLE NONE 21540 0 0 Vanguard Total Stock Mkt ETF ETF/ETN 922908769 23716 213023 SH SOLE NONE 213023 0 0 Vanguard Total World Stk Index ETF/ETN 922042742 3141 51620 SH SOLE NONE 51620 0 0 Vanguard Utilities ETF ETF/ETN 92204A876 1650 15428 SH SOLE NONE 15428 0 0 Vanguard Value ETF ETF/ETN 922908744 173 1991 SH SOLE NONE 1991 0 0 Vectren Corp COMMON STOCK 92240G101 1089 21683 SH SOLE NONE 21683 0 0 Ventas Inc. COMMON STOCK 92276F100 706 10000 SH SOLE NONE 10000 0 0 VeriFone Systems, Inc. COMMON STOCK 92342Y109 286 18160 SH SOLE NONE 18160 0 0 Verizon Communications COMMON STOCK 92343V104 3229 62117 SH SOLE NONE 62117 0 0 Visa Inc COMMON STOCK 92826C839 504 6092 SH SOLE NONE 6092 0 0 Vodafone Group PLC COMMON STOCK 92857W100 825 28295 SH SOLE NONE 28295 0 0 Wabash National Corp. COMMON STOCK 929566107 1218 85530 SH SOLE NONE 85530 0 0 Wal-Mart Stores COMMON STOCK 931142103 1585 21973 SH SOLE NONE 21973 0 0 Walt Disney Co. COMMON STOCK 254687106 3258 35080 SH SOLE NONE 35080 0 0 Waste Management COMMON STOCK 94106L109 830 13016 SH SOLE NONE 13016 0 0 Wells Fargo & Co COMMON STOCK 949746101 1030 23260 SH SOLE NONE 23260 0 0 Western Asset High Income Oppo ETF/ETN 95766K109 92 18124 SH SOLE NONE 18124 0 0 Weyerhaeuser COMMON STOCK 962166104 2303 72113 SH SOLE NONE 72113 0 0 Whirlpool Corp COMMON STOCK 963320106 999 6160 SH SOLE NONE 6160 0 0 WisdomTree DEFA ETF ETF/ETN 97717W703 3307 70265 SH SOLE NONE 70265 0 0 WisdomTree Emerging Mkts Small ETF/ETN 97717W281 2684 64289 SH SOLE NONE 64289 0 0 Xylem Inc COMMON STOCK 98419M100 440 8381 SH SOLE NONE 8381 0 0 Zimmer Biomet Holdings, Inc. COMMON STOCK 98956P102 179 1380 SH SOLE NONE 1380 0 0