0001140361-14-030291.txt : 20140801
0001140361-14-030291.hdr.sgml : 20140801
20140731192756
ACCESSION NUMBER: 0001140361-14-030291
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140801
DATE AS OF CHANGE: 20140731
EFFECTIVENESS DATE: 20140801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC
CENTRAL INDEX KEY: 0001365559
IRS NUMBER: 752997594
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12091
FILM NUMBER: 141007674
BUSINESS ADDRESS:
STREET 1: 1231 NW HOYT STREET
STREET 2: SUITE 306
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-227-5778
MAIL ADDRESS:
STREET 1: 1231 NW HOYT STREET
STREET 2: SUITE 306
CITY: PORTLAND
STATE: OR
ZIP: 97204
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001365559
XXXXXXXX
06-30-2014
06-30-2014
Baker Ellis Asset Management LLC
1231 NW Hoyt Street
SUITE 306
PORTLAND
OR
97204
13F HOLDINGS REPORT
028-12091
N
Barnes Ellis
Chief Compliance Officer
503-227-5778
/s/ Barnes Ellis
Portland
OR
07-29-2014
0
261
293731
false
INFORMATION TABLE
2
form13fInfoTable.xml
3M Company
COMMON STOCK
88579Y101
464
3238
SH
SOLE
NONE
3238
0
0
Abbott Laboratories
COMMON STOCK
002824100
1735
42424
SH
SOLE
NONE
42424
0
0
AbbVie Inc.
COMMON STOCK
00287Y109
1472
26082
SH
SOLE
NONE
26082
0
0
Aberdeen Asia-Pacific Income F
ETF/ETN
003009107
268
42737
SH
SOLE
NONE
42737
0
0
ABM Industries
COMMON STOCK
000957100
130
4800
SH
SOLE
NONE
4800
0
0
Accenture
COMMON STOCK
G1151C101
183
2267
SH
SOLE
NONE
2267
0
0
Aetna Inc
COMMON STOCK
00817Y108
162
2000
SH
SOLE
NONE
2000
0
0
AGL Resources
COMMON STOCK
654086107
1068
19409
SH
SOLE
NONE
19409
0
0
Alaska Air Group
COMMON STOCK
011659109
238
2500
SH
SOLE
NONE
2500
0
0
Alexander & Baldwin
COMMON STOCK
014491104
644
15539
SH
SOLE
NONE
15539
0
0
Altria Group
COMMON STOCK
718154107
157
3732
SH
SOLE
NONE
3732
0
0
American Express
COMMON STOCK
025816109
1337
14095
SH
SOLE
NONE
14095
0
0
AmerisourceBergen Corp
COMMON STOCK
03073E105
3657
50328
SH
SOLE
NONE
50328
0
0
Amgen Inc
COMMON STOCK
031162100
152
1287
SH
SOLE
NONE
1287
0
0
AmREIT, Inc.
REIT
03216B208
192
10500
SH
SOLE
NONE
10500
0
0
Anadarko Pete Corp
COMMON STOCK
032511107
341
3114
SH
SOLE
NONE
3114
0
0
Anheuser-Busch InBev
COMMON STOCK
035229103
155
1350
SH
SOLE
NONE
1350
0
0
Apollo Commercial Real Estate
REIT
03762U105
697
42250
SH
SOLE
NONE
42250
0
0
Apple Computer
COMMON STOCK
037833100
593
6381
SH
SOLE
NONE
6381
0
0
AptarGroup Inc
COMMON STOCK
038336103
101
1500
SH
SOLE
NONE
1500
0
0
Archer Daniels Midland
COMMON STOCK
039483102
457
10355
SH
SOLE
NONE
10355
0
0
AT&T
COMMON STOCK
00206R102
342
9674
SH
SOLE
NONE
9674
0
0
Automatic Data Processing
COMMON STOCK
053015103
476
6000
SH
SOLE
NONE
6000
0
0
Avista Corp.
COMMON STOCK
05379B107
406
12110
SH
SOLE
NONE
12110
0
0
Ball Corp
COMMON STOCK
058498106
2048
32673
SH
SOLE
NONE
32673
0
0
Bank of America
COMMON STOCK
060505104
185
12018
SH
SOLE
NONE
12018
0
0
Bank of New York Mellon
COMMON STOCK
064058100
1822
48606
SH
SOLE
NONE
48606
0
0
Bank of Nova Scotia
COMMON STOCK
064149107
1356
20358
SH
SOLE
NONE
20358
0
0
Baxter International
COMMON STOCK
071813109
177
2455
SH
SOLE
NONE
2455
0
0
BCE
COMMON STOCK
05534B760
254
5600
SH
SOLE
NONE
5600
0
0
Berkshire Hathaway Cl A
COMMON STOCK
084670108
3608
19
SH
SOLE
NONE
19
0
0
Berkshire Hathaway Cl B
COMMON STOCK
084670702
8271
65352
SH
SOLE
NONE
65352
0
0
Boeing
COMMON STOCK
097023105
444
3487
SH
SOLE
NONE
3487
0
0
BP p.l.c.
COMMON STOCK
055622104
559
10600
SH
SOLE
NONE
10600
0
0
Bristol Myers Squibb
COMMON STOCK
110122108
1633
33653
SH
SOLE
NONE
33653
0
0
Brixmor Property Group Inc.
REIT
11120U105
730
31825
SH
SOLE
NONE
31825
0
0
Broadridge Financial Solutions
COMMON STOCK
11133T103
271
6500
SH
SOLE
NONE
6500
0
0
Campbell Soup Company
COMMON STOCK
134429109
338
7382
SH
SOLE
NONE
7382
0
0
Canadian Currency Tst
ETF/ETN
23129X105
144
1550
SH
SOLE
NONE
1550
0
0
Canadian Natl Ry Co
COMMON STOCK
136375102
473
7282
SH
SOLE
NONE
7282
0
0
Caterpillar
COMMON STOCK
149123101
105
965
SH
SOLE
NONE
965
0
0
Cenovus Energy Inc Com Npv
COMMON STOCK
15135U109
423
13071
SH
SOLE
NONE
13071
0
0
ChevronTexaco
COMMON STOCK
166764100
2014
15430
SH
SOLE
NONE
15430
0
0
Clorox Company
COMMON STOCK
189054109
689
7537
SH
SOLE
NONE
7537
0
0
Coca Cola Enterprises Inc
COMMON STOCK
191219104
423
8845
SH
SOLE
NONE
8845
0
0
Coca-Cola Bottling
COMMON STOCK
191098102
116
1575
SH
SOLE
NONE
1575
0
0
Coca-Cola Company
COMMON STOCK
191216100
923
21792
SH
SOLE
NONE
21792
0
0
Comcast Corporation
COMMON STOCK
20030N101
1182
22017
SH
SOLE
NONE
22017
0
0
Conoco Phillips
COMMON STOCK
718507106
234
2730
SH
SOLE
NONE
2730
0
0
Cooper International Corp.
COMMON STOCK
216640102
342
5052
SH
SOLE
NONE
5052
0
0
Corning Inc
COMMON STOCK
219350105
134
6100
SH
SOLE
NONE
6100
0
0
Costco Wholesale
COMMON STOCK
22160K105
792
6880
SH
SOLE
NONE
6880
0
0
Deere & Company
COMMON STOCK
244199105
657
7258
SH
SOLE
NONE
7258
0
0
Devon Energy Corp
COMMON STOCK
25179M103
206
2600
SH
SOLE
NONE
2600
0
0
Diageo PLC
COMMON STOCK
25243Q205
240
1885
SH
SOLE
NONE
1885
0
0
Dominion Resources
COMMON STOCK
25746U109
782
10927
SH
SOLE
NONE
10927
0
0
Dover Corp
COMMON STOCK
260003108
278
3054
SH
SOLE
NONE
3054
0
0
Dover Downs Gaming & Entmt Inc
COMMON STOCK
260095104
19
13700
SH
SOLE
NONE
13700
0
0
Du Pont
COMMON STOCK
263534109
2441
37300
SH
SOLE
NONE
37300
0
0
Duke Energy
COMMON STOCK
264399106
192
2588
SH
SOLE
NONE
2588
0
0
Einstein Noah Restaurant
COMMON STOCK
28257U104
247
15350
SH
SOLE
NONE
15350
0
0
Enbridge Inc
COMMON STOCK
29250N105
109
2300
SH
SOLE
NONE
2300
0
0
Encana
COMMON STOCK
292505104
218
9176
SH
SOLE
NONE
9176
0
0
Ensco PLC
COMMON STOCK
G3157S106
2273
40908
SH
SOLE
NONE
40908
0
0
EOG Resources
COMMON STOCK
26875P101
122
1044
SH
SOLE
NONE
1044
0
0
Equity Residential
REIT
29476L107
236
3750
SH
SOLE
NONE
3750
0
0
Era Group Inc.
COMMON STOCK
26885G109
287
10006
SH
SOLE
NONE
10006
0
0
ETFS Physical Platinum Shares
ETF/ETN
26922V101
159
1100
SH
SOLE
NONE
1100
0
0
Exelis Inc
COMMON STOCK
30162A108
270
15873
SH
SOLE
NONE
15873
0
0
Express Scripts Holding Co.
COMMON STOCK
302182100
118
1705
SH
SOLE
NONE
1705
0
0
Exxon Mobil
COMMON STOCK
30231G102
1729
17177
SH
SOLE
NONE
17177
0
0
Facebook Inc
COMMON STOCK
30303M102
155
2300
SH
SOLE
NONE
2300
0
0
Fedex Corp
COMMON STOCK
31428X106
742
4900
SH
SOLE
NONE
4900
0
0
Firstenergy Corp
COMMON STOCK
337932107
111
3200
SH
SOLE
NONE
3200
0
0
Fiserv Inc
COMMON STOCK
337733108
241
4000
SH
SOLE
NONE
4000
0
0
Fomento Economico Mexicano
COMMON STOCK
344419106
2091
22327
SH
SOLE
NONE
22327
0
0
Ford Motor
COMMON STOCK
345370860
744
43131
SH
SOLE
NONE
43131
0
0
Fourstar Group
COMMON STOCK
346233109
308
16150
SH
SOLE
NONE
16150
0
0
Fresh Del Monte Produce
COMMON STOCK
G36738105
2371
77369
SH
SOLE
NONE
77369
0
0
General Electric
COMMON STOCK
369604103
409
15568
SH
SOLE
NONE
15568
0
0
General Mills
COMMON STOCK
370334104
5760
109640
SH
SOLE
NONE
109640
0
0
General Motors
COMMON STOCK
37045V100
474
13050
SH
SOLE
NONE
13050
0
0
Genuine Parts
COMMON STOCK
372460105
1404
15992
SH
SOLE
NONE
15992
0
0
GlaxoSmithKline Plc Adr
COMMON STOCK
37733W105
160
3000
SH
SOLE
NONE
3000
0
0
Google Inc Cl A
COMMON STOCK
38259P508
552
944
SH
SOLE
NONE
944
0
0
Google Inc Class C
COMMON STOCK
38259P706
487
846
SH
SOLE
NONE
846
0
0
Halliburton
COMMON STOCK
406216101
1779
25050
SH
SOLE
NONE
25050
0
0
Hasbro
COMMON STOCK
418056107
164
3100
SH
SOLE
NONE
3100
0
0
Health Care Property
COMMON STOCK
40414L109
143
3447
SH
SOLE
NONE
3447
0
0
Helmerich & Payne
COMMON STOCK
423452101
894
7700
SH
SOLE
NONE
7700
0
0
Hersha Hospitality
COMMON STOCK
427825104
401
59700
SH
SOLE
NONE
59700
0
0
Hershey Co
COMMON STOCK
427866108
117
1200
SH
SOLE
NONE
1200
0
0
Home Depot
COMMON STOCK
437076102
554
6846
SH
SOLE
NONE
6846
0
0
Honda Motors
COMMON STOCK
438128308
888
25380
SH
SOLE
NONE
25380
0
0
Honeywell Intl.
COMMON STOCK
438516106
1232
13256
SH
SOLE
NONE
13256
0
0
Hospira Inc
COMMON STOCK
441060100
175
3400
SH
SOLE
NONE
3400
0
0
Hubbell Inc Cl A
COMMON STOCK
443510102
374
3000
SH
SOLE
NONE
3000
0
0
Humana Inc.
COMMON STOCK
444859102
483
3782
SH
SOLE
NONE
3782
0
0
Imperial Oil Ltd.
COMMON STOCK
453038408
2088
39669
SH
SOLE
NONE
39669
0
0
Ingersoll-Rand Plc Shs
COMMON STOCK
G47791101
159
2550
SH
SOLE
NONE
2550
0
0
Ingles Markets, Inc.
COMMON STOCK
457030104
1956
74237
SH
SOLE
NONE
74237
0
0
Ingram Micro Inc
COMMON STOCK
457153104
394
13500
SH
SOLE
NONE
13500
0
0
International Business Machine
COMMON STOCK
459200101
520
2868
SH
SOLE
NONE
2868
0
0
Intl Paper Co.
COMMON STOCK
460146103
3658
72473
SH
SOLE
NONE
72473
0
0
Investors Title
COMMON STOCK
461804106
586
8700
SH
SOLE
NONE
8700
0
0
iShares DJ US Oil Equip & Svcs
ETF/ETN
464288844
590
7610
SH
SOLE
NONE
7610
0
0
iShares Global Telecom Fd
ETF/ETN
464287275
1345
21329
SH
SOLE
NONE
21329
0
0
iShares Hong Kong Index Fd
ETF/ETN
464286871
212
10150
SH
SOLE
NONE
10150
0
0
iShares Inc Msci Switzerland I
ETF/ETN
464286749
113
3300
SH
SOLE
NONE
3300
0
0
iShares MSCI All Country World
ETF/ETN
464286525
772
11560
SH
SOLE
NONE
11560
0
0
iShares Msci Germany Index Fd
ETF/ETN
464286806
273
8736
SH
SOLE
NONE
8736
0
0
iShares MSCI South Korea Index
ETF/ETN
464286772
374
5750
SH
SOLE
NONE
5750
0
0
iShares Russell 1000
ETF/ETN
464287622
121
1096
SH
SOLE
NONE
1096
0
0
iShares Russell 1000 Value Ind
ETF/ETN
464287598
172
1694
SH
SOLE
NONE
1694
0
0
iShares Russell Midcap Index
ETF/ETN
464287499
212
1303
SH
SOLE
NONE
1303
0
0
iShares Russell Midcap Value I
ETF/ETN
464287473
302
4164
SH
SOLE
NONE
4164
0
0
iShares Singapore Index Fd
ETF/ETN
464286673
5053
373731
SH
SOLE
NONE
373731
0
0
iShares Taiwan Index Fd
ETF/ETN
464286731
250
15851
SH
SOLE
NONE
15851
0
0
ITT Corporation
COMMON STOCK
450911102
2026
42116
SH
SOLE
NONE
42116
0
0
J P Morgan Chase
COMMON STOCK
46625H100
594
10305
SH
SOLE
NONE
10305
0
0
JM Smucker
COMMON STOCK
832696405
322
3025
SH
SOLE
NONE
3025
0
0
John Bean Technologies
COMMON STOCK
477839104
2001
64582
SH
SOLE
NONE
64582
0
0
Johnson & Johnson
COMMON STOCK
478160104
2980
28481
SH
SOLE
NONE
28481
0
0
Kellogg
COMMON STOCK
487836108
191
2900
SH
SOLE
NONE
2900
0
0
Kimberly Clark
COMMON STOCK
494368103
1765
15867
SH
SOLE
NONE
15867
0
0
Kraft Foods Group
COMMON STOCK
50076Q106
202
3367
SH
SOLE
NONE
3367
0
0
Kroger
COMMON STOCK
501044101
7944
160720
SH
SOLE
NONE
160720
0
0
Laboratory Corp of America Hol
COMMON STOCK
50540R409
420
4100
SH
SOLE
NONE
4100
0
0
Liberty Global Inc Com Ser C
COMMON STOCK
530555309
173
4100
SH
SOLE
NONE
4100
0
0
Liberty Global Inc.
COMMON STOCK
G5480U104
181
4100
SH
SOLE
NONE
4100
0
0
Macy's Inc
COMMON STOCK
55616P104
174
3000
SH
SOLE
NONE
3000
0
0
Marathon Oil Corp
COMMON STOCK
565849106
315
7900
SH
SOLE
NONE
7900
0
0
Marathon Petroleum Corp
COMMON STOCK
56585A102
363
4650
SH
SOLE
NONE
4650
0
0
Marcus Corp
COMMON STOCK
566330106
536
29350
SH
SOLE
NONE
29350
0
0
MartenTransport Ltd.
COMMON STOCK
573075108
471
21090
SH
SOLE
NONE
21090
0
0
Matson Navigation Co.
COMMON STOCK
57686G105
680
25347
SH
SOLE
NONE
25347
0
0
McDonalds
COMMON STOCK
580135101
150
1491
SH
SOLE
NONE
1491
0
0
MDU Resources Group Inc.
COMMON STOCK
552690109
583
16615
SH
SOLE
NONE
16615
0
0
Merck & Co Inc
COMMON STOCK
58933Y105
1900
32845
SH
SOLE
NONE
32845
0
0
MFRI Inc.
COMMON STOCK
552721102
521
45668
SH
SOLE
NONE
45668
0
0
Microsoft
COMMON STOCK
594918104
3265
78307
SH
SOLE
NONE
78307
0
0
Mine Safety Appliances
COMMON STOCK
602720104
287
5000
SH
SOLE
NONE
5000
0
0
Molson Coors Brewing Company
COMMON STOCK
60871R209
2051
27656
SH
SOLE
NONE
27656
0
0
Mondelez International Inc.
COMMON STOCK
609207105
351
9338
SH
SOLE
NONE
9338
0
0
Multi Color Corp.
COMMON STOCK
625383104
1164
29101
SH
SOLE
NONE
29101
0
0
National Oilwell
COMMON STOCK
637071101
445
5400
SH
SOLE
NONE
5400
0
0
NBT Bancorp Inc
COMMON STOCK
628778102
312
13000
SH
SOLE
NONE
13000
0
0
NCR
COMMON STOCK
62886E108
247
7050
SH
SOLE
NONE
7050
0
0
New Media Investment Group Inc
COMMON STOCK
64704V106
120
8537
SH
SOLE
NONE
8537
0
0
New York Times
COMMON STOCK
650111107
733
48164
SH
SOLE
NONE
48164
0
0
NextEra Energy Inc New
COMMON STOCK
65339F101
214
2088
SH
SOLE
NONE
2088
0
0
Nike, Inc.
COMMON STOCK
654106103
1487
19181
SH
SOLE
NONE
19181
0
0
Norfolk Southern Crp
COMMON STOCK
655844108
410
3980
SH
SOLE
NONE
3980
0
0
Northeast Utilities
COMMON STOCK
664397106
942
19935
SH
SOLE
NONE
19935
0
0
Northrop Grumman Corp.
COMMON STOCK
666807102
3116
26047
SH
SOLE
NONE
26047
0
0
Northwest Natural Gas
COMMON STOCK
667655104
1062
22532
SH
SOLE
NONE
22532
0
0
Northwest Pipe
COMMON STOCK
667746101
885
21932
SH
SOLE
NONE
21932
0
0
Novartis AG Adr
COMMON STOCK
66987V109
4061
44856
SH
SOLE
NONE
44856
0
0
NTT Docomo Inc. ADR
COMMON STOCK
62942M201
126
7400
SH
SOLE
NONE
7400
0
0
Occidental Petroleum
COMMON STOCK
674599105
146
1425
SH
SOLE
NONE
1425
0
0
Oneok Inc
COMMON STOCK
682680103
286
4200
SH
SOLE
NONE
4200
0
0
Park City Group Inc.
COMMON STOCK
700215304
201
18450
SH
SOLE
NONE
18450
0
0
Pebblebrook Hotel Pfd Ser B
PREFERRED STOCK
70509V308
359
13500
SH
SOLE
NONE
13500
0
0
Pepco Holdings
COMMON STOCK
713291102
285
10375
SH
SOLE
NONE
10375
0
0
Pepsico
COMMON STOCK
713448108
4068
45532
SH
SOLE
NONE
45532
0
0
Pfizer
COMMON STOCK
717081103
1274
42915
SH
SOLE
NONE
42915
0
0
Philip Morris Intl
COMMON STOCK
718172109
143
1695
SH
SOLE
NONE
1695
0
0
Phillips 66
COMMON STOCK
718546104
111
1385
SH
SOLE
NONE
1385
0
0
Pimco Dynamic Credit Income Fu
COMMON STOCK
72202D106
123
5150
SH
SOLE
NONE
5150
0
0
Pimco ETF Short Maturity Str
ETF/ETN
72201R833
2541
25060
SH
SOLE
NONE
25060
0
0
Pimco Total Return ETF
ETF/ETN
72201R775
533
4893
SH
SOLE
NONE
4893
0
0
Plains GP Holdings, LP
COMMON STOCK
72651A108
128
4000
SH
SOLE
NONE
4000
0
0
Portland Gen Elec Co
COMMON STOCK
736508847
546
15740
SH
SOLE
NONE
15740
0
0
Potlatch Corp
COMMON STOCK
737630103
414
10001
SH
SOLE
NONE
10001
0
0
PowerShares FTSE RAFI US 1000
ETF/ETN
73935X583
3707
41915
SH
SOLE
NONE
41915
0
0
Powershares High Yld Corp Bond
ETF/ETN
73936T557
1880
95896
SH
SOLE
NONE
95896
0
0
PowerShares QQQ
ETF/ETN
631100104
105
1121
SH
SOLE
NONE
1121
0
0
PPL Corp.
COMMON STOCK
69351T106
1222
34383
SH
SOLE
NONE
34383
0
0
Precision Castparts
COMMON STOCK
740189105
445
1762
SH
SOLE
NONE
1762
0
0
Procter & Gamble
COMMON STOCK
742718109
1099
13987
SH
SOLE
NONE
13987
0
0
Rayonier
COMMON STOCK
754907103
2199
61861
SH
SOLE
NONE
61861
0
0
Rayonier Advanced Materials In
COMMON STOCK
75508B104
798
20586
SH
SOLE
NONE
20586
0
0
Raytheon
COMMON STOCK
755111507
596
6465
SH
SOLE
NONE
6465
0
0
Republic Services
COMMON STOCK
760759100
1584
41708
SH
SOLE
NONE
41708
0
0
Royal Dutch Shell Cl A
COMMON STOCK
780259206
145
1759
SH
SOLE
NONE
1759
0
0
Royal Dutch Shell Cl B
COMMON STOCK
780259107
917
10540
SH
SOLE
NONE
10540
0
0
Rush Enterprises Cl A
COMMON STOCK
781846209
103
2975
SH
SOLE
NONE
2975
0
0
Rush Enterprises Cl B
COMMON STOCK
781846308
326
10374
SH
SOLE
NONE
10374
0
0
S & P 500 Index Fund
ETF/ETN
78462F103
953
4872
SH
SOLE
NONE
4872
0
0
Sanofi-Aventis Sponsored Adr
COMMON STOCK
80105N105
800
15040
SH
SOLE
NONE
15040
0
0
Scana Corp New
COMMON STOCK
80589M102
404
7505
SH
SOLE
NONE
7505
0
0
Schlumberger Limited
COMMON STOCK
806857108
279
2365
SH
SOLE
NONE
2365
0
0
Seaboard Corp.
COMMON STOCK
811543107
683
226
SH
SOLE
NONE
226
0
0
Seacorp Hldgs Inc
COMMON STOCK
811904101
643
7816
SH
SOLE
NONE
7816
0
0
Shiloh Industries Inc.
COMMON STOCK
824543102
151
8200
SH
SOLE
NONE
8200
0
0
SM Energy Corp
COMMON STOCK
792228108
156
1850
SH
SOLE
NONE
1850
0
0
Sonoco Products
COMMON STOCK
835495102
1473
33529
SH
SOLE
NONE
33529
0
0
Southern Co
COMMON STOCK
842587107
311
6849
SH
SOLE
NONE
6849
0
0
Southwest Air
COMMON STOCK
844741108
132
4900
SH
SOLE
NONE
4900
0
0
SpartanNash Co.
COMMON STOCK
847215100
183
8690
SH
SOLE
NONE
8690
0
0
SPDR S&P Dividend ETF
ETF/ETN
78464A763
112
1460
SH
SOLE
NONE
1460
0
0
SPDR S&P Transport ETF
ETF/ETN
78464A532
711
7580
SH
SOLE
NONE
7580
0
0
St Jude Medical Inc
COMMON STOCK
790849103
332
4800
SH
SOLE
NONE
4800
0
0
Starbucks
COMMON STOCK
855244109
747
9657
SH
SOLE
NONE
9657
0
0
Statoil Hydro Asa Adr
COMMON STOCK
85771P102
244
7900
SH
SOLE
NONE
7900
0
0
Streettracks Gold Shrs
COMMON STOCK
78463V107
1699
13267
SH
SOLE
NONE
13267
0
0
Stryker Corp
COMMON STOCK
863667101
1863
22096
SH
SOLE
NONE
22096
0
0
Syngenta AG
COMMON STOCK
87160A100
3379
45171
SH
SOLE
NONE
45171
0
0
Texas Instruments
COMMON STOCK
882508104
172
3600
SH
SOLE
NONE
3600
0
0
Timken Co
COMMON STOCK
887389104
278
4100
SH
SOLE
NONE
4100
0
0
Travelers Cos Inc
COMMON STOCK
89417E109
211
2245
SH
SOLE
NONE
2245
0
0
Trustco Bk Corp Ny
COMMON STOCK
898349105
167
25000
SH
SOLE
NONE
25000
0
0
TRW Automotive Hldgs Corp.
COMMON STOCK
87264S106
1310
14630
SH
SOLE
NONE
14630
0
0
Twenty-First Century Fox, Cl B
COMMON STOCK
90130A200
678
19800
SH
SOLE
NONE
19800
0
0
UGI Corp
COMMON STOCK
902681105
1361
26947
SH
SOLE
NONE
26947
0
0
Unilever PLC
COMMON STOCK
904767704
573
12654
SH
SOLE
NONE
12654
0
0
Union Pacific
COMMON STOCK
907818108
6018
60332
SH
SOLE
NONE
60332
0
0
United Parcel Svc
COMMON STOCK
911312106
1528
14889
SH
SOLE
NONE
14889
0
0
United Technologies
COMMON STOCK
913017109
2439
21128
SH
SOLE
NONE
21128
0
0
Unitedhealth Group
COMMON STOCK
91324P102
289
3540
SH
SOLE
NONE
3540
0
0
URS Corporation
COMMON STOCK
903236107
868
18935
SH
SOLE
NONE
18935
0
0
Urstadt Biddle Ppty Pfd D
PREFERRED STOCK
917286502
226
8835
SH
SOLE
NONE
8835
0
0
Urstadt Biddle Pptys
COMMON STOCK
917286106
1001
56064
SH
SOLE
NONE
56064
0
0
Urstadt Biddle Pptys Inc Cl A
COMMON STOCK
917286205
1377
65939
SH
SOLE
NONE
65939
0
0
Urstadt Biddle Pptys Inc Pfd S
PREFERRED STOCK
917286700
569
22400
SH
SOLE
NONE
22400
0
0
US Bancorp
COMMON STOCK
902973304
4152
95839
SH
SOLE
NONE
95839
0
0
V F Corp
COMMON STOCK
918204108
391
6200
SH
SOLE
NONE
6200
0
0
Vanguard Energy ETF
ETF/ETN
92204A306
9668
67156
SH
SOLE
NONE
67156
0
0
Vanguard European ETF
ETF/ETN
922042874
447
7464
SH
SOLE
NONE
7464
0
0
Vanguard Extended Mkt ETF
ETF/ETN
922908652
2939
33495
SH
SOLE
NONE
33495
0
0
Vanguard FTSE All World exUS E
ETF/ETN
922042775
198
3793
SH
SOLE
NONE
3793
0
0
Vanguard Growth ETF
ETF/ETN
922908736
133
1347
SH
SOLE
NONE
1347
0
0
Vanguard Health Care ETF
ETF/ETN
92204A504
1273
11400
SH
SOLE
NONE
11400
0
0
Vanguard High Dividend Yield I
ETF/ETN
921946406
14246
214819
SH
SOLE
NONE
214819
0
0
Vanguard Industrials ETF
ETF/ETN
92204A603
120
1150
SH
SOLE
NONE
1150
0
0
Vanguard Information Technolog
ETF/ETN
92204A702
7074
73083
SH
SOLE
NONE
73083
0
0
Vanguard Mega Cap ETF
ETF/ETN
921910873
2998
44794
SH
SOLE
NONE
44794
0
0
Vanguard Short Term Bond ETF
ETF/ETN
921937827
281
3500
SH
SOLE
NONE
3500
0
0
Vanguard Small Cap Value ETF
ETF/ETN
922908611
828
7846
SH
SOLE
NONE
7846
0
0
Vanguard Total Stock Mkt ETF
ETF/ETN
922908769
21297
209270
SH
SOLE
NONE
209270
0
0
Vanguard Total World Stk Index
ETF/ETN
922042742
3113
50022
SH
SOLE
NONE
50022
0
0
Vanguard Utilities ETF
ETF/ETN
92204A876
1884
19483
SH
SOLE
NONE
19483
0
0
Vectren Corp
COMMON STOCK
92240G101
1306
30723
SH
SOLE
NONE
30723
0
0
Verizon Communications
COMMON STOCK
92343V104
2332
47663
SH
SOLE
NONE
47663
0
0
Visa Inc
COMMON STOCK
92826C839
158
752
SH
SOLE
NONE
752
0
0
Vodafone Group PLC
COMMON STOCK
92857W100
1516
45415
SH
SOLE
NONE
45415
0
0
Wal-Mart Stores
COMMON STOCK
931142103
1266
16868
SH
SOLE
NONE
16868
0
0
Walt Disney Co.
COMMON STOCK
254687106
2179
25418
SH
SOLE
NONE
25418
0
0
Washington Real Estate Inv Tru
REIT
939653101
134
5150
SH
SOLE
NONE
5150
0
0
Waste Management
COMMON STOCK
94106L109
641
14329
SH
SOLE
NONE
14329
0
0
Wells Fargo & Co
COMMON STOCK
949746101
577
10973
SH
SOLE
NONE
10973
0
0
Weyerhaeuser
COMMON STOCK
962166104
754
22774
SH
SOLE
NONE
22774
0
0
Whirlpool Corp
COMMON STOCK
963320106
617
4430
SH
SOLE
NONE
4430
0
0
Whitestone Reit
REIT
966084204
493
33050
SH
SOLE
NONE
33050
0
0
Williams Companies, Inc.
COMMON STOCK
969457100
194
3336
SH
SOLE
NONE
3336
0
0
WisdomTree Emerging Mkts Small
ETF/ETN
97717W281
2628
54783
SH
SOLE
NONE
54783
0
0
WisdomTree Japan Hedged Equity
ETF/ETN
97717W851
1162
23550
SH
SOLE
NONE
23550
0
0
Xylem Inc
COMMON STOCK
98419M100
366
9378
SH
SOLE
NONE
9378
0
0
Yahoo! Inc.
COMMON STOCK
984332106
1034
29445
SH
SOLE
NONE
29445
0
0
Yum! Brands
COMMON STOCK
988498101
752
9263
SH
SOLE
NONE
9263
0
0
Zimmer Holdings
COMMON STOCK
98956P102
143
1380
SH
SOLE
NONE
1380
0
0