0001140361-14-039134.txt : 20141028
0001140361-14-039134.hdr.sgml : 20141028
20141027174245
ACCESSION NUMBER: 0001140361-14-039134
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141028
DATE AS OF CHANGE: 20141027
EFFECTIVENESS DATE: 20141028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC
CENTRAL INDEX KEY: 0001365559
IRS NUMBER: 752997594
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12091
FILM NUMBER: 141175303
BUSINESS ADDRESS:
STREET 1: 1231 NW HOYT STREET
STREET 2: SUITE 306
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-227-5778
MAIL ADDRESS:
STREET 1: 1231 NW HOYT STREET
STREET 2: SUITE 306
CITY: PORTLAND
STATE: OR
ZIP: 97204
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001365559
XXXXXXXX
09-30-2014
09-30-2014
Baker Ellis Asset Management LLC
1231 NW Hoyt Street
SUITE 306
PORTLAND
OR
97204
13F HOLDINGS REPORT
028-12091
N
Barnes Ellis
Chief Compliance Officer
503-227-5778
/s/ Barnes Ellis
Portland
OR
10-21-2014
0
251
289119
false
INFORMATION TABLE
2
form13fInfoTable.xml
3M Company
COMMON STOCK
88579Y101
459
3238
SH
SOLE
NONE
3238
0
0
Abbott Laboratories
COMMON STOCK
002824100
1773
42624
SH
SOLE
NONE
42624
0
0
AbbVie Inc.
COMMON STOCK
00287Y109
1498
25932
SH
SOLE
NONE
25932
0
0
Aberdeen Asia-Pacific Income
ETF/ETN
003009107
239
40537
SH
SOLE
NONE
40537
0
0
ABM Industries
COMMON STOCK
000957100
290
11300
SH
SOLE
NONE
11300
0
0
Accenture
COMMON STOCK
G1151C101
172
2117
SH
SOLE
NONE
2117
0
0
Aetna Inc
COMMON STOCK
00817Y108
162
2000
SH
SOLE
NONE
2000
0
0
AGL Resources
COMMON STOCK
654086107
996
19409
SH
SOLE
NONE
19409
0
0
Alaska Air Group
COMMON STOCK
011659109
218
5000
SH
SOLE
NONE
5000
0
0
Alexander & Baldwin
COMMON STOCK
014491104
557
15489
SH
SOLE
NONE
15489
0
0
Altria Group
COMMON STOCK
718154107
162
3533
SH
SOLE
NONE
3533
0
0
American Express
COMMON STOCK
025816109
1234
14095
SH
SOLE
NONE
14095
0
0
AmerisourceBergen Corp
COMMON STOCK
03073E105
3991
51628
SH
SOLE
NONE
51628
0
0
Amgen Inc
COMMON STOCK
031162100
181
1287
SH
SOLE
NONE
1287
0
0
AmREIT, Inc.
REIT
03216B208
195
8500
SH
SOLE
NONE
8500
0
0
Anadarko Pete Corp
COMMON STOCK
032511107
358
3525
SH
SOLE
NONE
3525
0
0
Anheuser-Busch InBev
COMMON STOCK
035229103
150
1350
SH
SOLE
NONE
1350
0
0
Apollo Commercial Real Estate
REIT
03762U105
650
41350
SH
SOLE
NONE
41350
0
0
Apple Computer
COMMON STOCK
037833100
703
6981
SH
SOLE
NONE
6981
0
0
Archer Daniels Midland
COMMON STOCK
039483102
529
10355
SH
SOLE
NONE
10355
0
0
AT&T
COMMON STOCK
00206R102
316
8973
SH
SOLE
NONE
8973
0
0
Automatic Data Processing
COMMON STOCK
053015103
490
5900
SH
SOLE
NONE
5900
0
0
Avista Corp.
COMMON STOCK
05379B107
392
12850
SH
SOLE
NONE
12850
0
0
Ball Corp
COMMON STOCK
058498106
2068
32693
SH
SOLE
NONE
32693
0
0
Bank of America
COMMON STOCK
060505104
207
12118
SH
SOLE
NONE
12118
0
0
Bank of New York Mellon
COMMON STOCK
064058100
1898
49006
SH
SOLE
NONE
49006
0
0
Bank of Nova Scotia
COMMON STOCK
064149107
1216
19658
SH
SOLE
NONE
19658
0
0
Baxter International
COMMON STOCK
071813109
176
2455
SH
SOLE
NONE
2455
0
0
BCE
COMMON STOCK
05534B760
239
5600
SH
SOLE
NONE
5600
0
0
Berkshire Hathaway Cl A
COMMON STOCK
084670108
3931
19
SH
SOLE
NONE
19
0
0
Berkshire Hathaway Cl B
COMMON STOCK
084670702
9134
66124
SH
SOLE
NONE
66124
0
0
Boeing
COMMON STOCK
097023105
444
3487
SH
SOLE
NONE
3487
0
0
BP p.l.c.
COMMON STOCK
055622104
444
10100
SH
SOLE
NONE
10100
0
0
Bristol Myers Squibb
COMMON STOCK
110122108
1722
33653
SH
SOLE
NONE
33653
0
0
Brixmor Property Group Inc.
REIT
11120U105
800
35925
SH
SOLE
NONE
35925
0
0
Broadridge Financial Solutions
COMMON STOCK
11133T103
271
6500
SH
SOLE
NONE
6500
0
0
Campbell Soup Company
COMMON STOCK
134429109
300
7032
SH
SOLE
NONE
7032
0
0
Canadian Currency Tst
ETF/ETN
23129X105
138
1550
SH
SOLE
NONE
1550
0
0
Canadian Natl Ry Co
COMMON STOCK
136375102
517
7282
SH
SOLE
NONE
7282
0
0
Canadian Pacific Railway
COMMON STOCK
13645T100
110
529
SH
SOLE
NONE
529
0
0
Cenovus Energy Inc Com Npv
COMMON STOCK
15135U109
341
12671
SH
SOLE
NONE
12671
0
0
ChevronTexaco
COMMON STOCK
166764100
2617
21935
SH
SOLE
NONE
21935
0
0
Clorox Company
COMMON STOCK
189054109
696
7251
SH
SOLE
NONE
7251
0
0
Coca Cola Enterprises Inc
COMMON STOCK
191219104
392
8845
SH
SOLE
NONE
8845
0
0
Coca-Cola Company
COMMON STOCK
191216100
883
20692
SH
SOLE
NONE
20692
0
0
Comcast Corporation
COMMON STOCK
20030N101
1109
20617
SH
SOLE
NONE
20617
0
0
Conoco Phillips
COMMON STOCK
718507106
209
2730
SH
SOLE
NONE
2730
0
0
Cooper International Corp.
COMMON STOCK
216640102
317
4778
SH
SOLE
NONE
4778
0
0
Costco Wholesale
COMMON STOCK
22160K105
862
6880
SH
SOLE
NONE
6880
0
0
Deere & Company
COMMON STOCK
244199105
562
6858
SH
SOLE
NONE
6858
0
0
Devon Energy Corp
COMMON STOCK
25179M103
177
2600
SH
SOLE
NONE
2600
0
0
Diageo PLC
COMMON STOCK
25243Q205
218
1885
SH
SOLE
NONE
1885
0
0
Dominion Resources
COMMON STOCK
25746U109
724
10477
SH
SOLE
NONE
10477
0
0
Dover Corp
COMMON STOCK
260003108
245
3054
SH
SOLE
NONE
3054
0
0
Du Pont
COMMON STOCK
263534109
2682
37370
SH
SOLE
NONE
37370
0
0
Duke Energy
COMMON STOCK
264399106
194
2588
SH
SOLE
NONE
2588
0
0
Einstein Noah Restaurant
COMMON STOCK
28257U104
311
15450
SH
SOLE
NONE
15450
0
0
Enbridge Inc
COMMON STOCK
29250N105
110
2300
SH
SOLE
NONE
2300
0
0
Encana
COMMON STOCK
292505104
164
7732
SH
SOLE
NONE
7732
0
0
Ensco PLC
COMMON STOCK
G3157S106
1546
37433
SH
SOLE
NONE
37433
0
0
EOG Resources
COMMON STOCK
26875P101
103
1044
SH
SOLE
NONE
1044
0
0
Equity Residential
REIT
29476L107
191
3100
SH
SOLE
NONE
3100
0
0
Era Group Inc.
COMMON STOCK
26885G109
168
7741
SH
SOLE
NONE
7741
0
0
ETFS Physical Platinum Shares
ETF/ETN
26922V101
126
1000
SH
SOLE
NONE
1000
0
0
Exelis Inc
COMMON STOCK
30162A108
260
15723
SH
SOLE
NONE
15723
0
0
Express Scripts Holding Co.
COMMON STOCK
302182100
120
1705
SH
SOLE
NONE
1705
0
0
Exxon Mobil
COMMON STOCK
30231G102
1615
17177
SH
SOLE
NONE
17177
0
0
Facebook Inc
COMMON STOCK
30303M102
182
2300
SH
SOLE
NONE
2300
0
0
Fedex Corp
COMMON STOCK
31428X106
775
4800
SH
SOLE
NONE
4800
0
0
Firstenergy Corp
COMMON STOCK
337932107
107
3200
SH
SOLE
NONE
3200
0
0
Fiserv Inc
COMMON STOCK
337733108
259
4000
SH
SOLE
NONE
4000
0
0
Fomento Economico Mexicano
COMMON STOCK
344419106
2078
22577
SH
SOLE
NONE
22577
0
0
Ford Motor
COMMON STOCK
345370860
629
42531
SH
SOLE
NONE
42531
0
0
Fourstar Group
COMMON STOCK
346233109
288
16250
SH
SOLE
NONE
16250
0
0
Fresh Del Monte Produce
COMMON STOCK
G36738105
2486
77919
SH
SOLE
NONE
77919
0
0
General Electric
COMMON STOCK
369604103
399
15568
SH
SOLE
NONE
15568
0
0
General Mills
COMMON STOCK
370334104
5448
107990
SH
SOLE
NONE
107990
0
0
General Motors
COMMON STOCK
37045V100
410
12850
SH
SOLE
NONE
12850
0
0
Genuine Parts
COMMON STOCK
372460105
1368
15592
SH
SOLE
NONE
15592
0
0
GlaxoSmithKline Plc Adr
COMMON STOCK
37733W105
138
3000
SH
SOLE
NONE
3000
0
0
Google Inc Cl A
COMMON STOCK
38259P508
591
1004
SH
SOLE
NONE
1004
0
0
Google Inc Class C
COMMON STOCK
38259P706
523
906
SH
SOLE
NONE
906
0
0
Halliburton
COMMON STOCK
406216101
1673
25940
SH
SOLE
NONE
25940
0
0
Hasbro
COMMON STOCK
418056107
170
3100
SH
SOLE
NONE
3100
0
0
Health Care Property
COMMON STOCK
40414L109
137
3447
SH
SOLE
NONE
3447
0
0
Helmerich & Payne
COMMON STOCK
423452101
626
6400
SH
SOLE
NONE
6400
0
0
Hersha Hospitality
COMMON STOCK
427825104
404
63500
SH
SOLE
NONE
63500
0
0
Hershey Co
COMMON STOCK
427866108
115
1200
SH
SOLE
NONE
1200
0
0
Home Depot
COMMON STOCK
437076102
628
6846
SH
SOLE
NONE
6846
0
0
Honda Motors
COMMON STOCK
438128308
803
23420
SH
SOLE
NONE
23420
0
0
Honeywell Intl.
COMMON STOCK
438516106
1442
15481
SH
SOLE
NONE
15481
0
0
Hospira Inc
COMMON STOCK
441060100
177
3400
SH
SOLE
NONE
3400
0
0
Hubbell Inc Cl A
COMMON STOCK
443510102
310
2500
SH
SOLE
NONE
2500
0
0
Humana Inc.
COMMON STOCK
444859102
493
3782
SH
SOLE
NONE
3782
0
0
Imperial Oil Ltd.
COMMON STOCK
453038408
2007
42494
SH
SOLE
NONE
42494
0
0
Ingersoll-Rand Plc Shs
COMMON STOCK
G47791101
144
2550
SH
SOLE
NONE
2550
0
0
Ingles Markets, Inc.
COMMON STOCK
457030104
1807
76282
SH
SOLE
NONE
76282
0
0
Ingram Micro Inc
COMMON STOCK
457153104
320
12400
SH
SOLE
NONE
12400
0
0
International Business Machine
COMMON STOCK
459200101
410
2161
SH
SOLE
NONE
2161
0
0
Intl Paper Co.
COMMON STOCK
460146103
3469
72673
SH
SOLE
NONE
72673
0
0
Investors Title
COMMON STOCK
461804106
560
7650
SH
SOLE
NONE
7650
0
0
iShares DJ US Oil Equip & Svcs
ETF/ETN
464288844
505
7610
SH
SOLE
NONE
7610
0
0
iShares Global Telecom Fd
ETF/ETN
464287275
1316
20929
SH
SOLE
NONE
20929
0
0
iShares Hong Kong Index Fd
ETF/ETN
464286871
198
9725
SH
SOLE
NONE
9725
0
0
iShares Inc Msci Switzerland I
ETF/ETN
464286749
107
3300
SH
SOLE
NONE
3300
0
0
iShares MSCI All Country World
ETF/ETN
464286525
1208
18110
SH
SOLE
NONE
18110
0
0
iShares Msci Germany Index Fd
ETF/ETN
464286806
234
8436
SH
SOLE
NONE
8436
0
0
iShares MSCI South Korea Index
ETF/ETN
464286772
348
5750
SH
SOLE
NONE
5750
0
0
iShares Russell 1000
ETF/ETN
464287622
120
1096
SH
SOLE
NONE
1096
0
0
iShares Russell 1000 Value Ind
ETF/ETN
464287598
170
1694
SH
SOLE
NONE
1694
0
0
iShares Russell Midcap Index
ETF/ETN
464287499
206
1303
SH
SOLE
NONE
1303
0
0
iShares Russell Midcap Value I
ETF/ETN
464287473
292
4164
SH
SOLE
NONE
4164
0
0
iShares Singapore Index Fd
ETF/ETN
464286673
4512
338231
SH
SOLE
NONE
338231
0
0
iShares Taiwan Index Fd
ETF/ETN
464286731
232
15201
SH
SOLE
NONE
15201
0
0
ITT Corporation
COMMON STOCK
450911102
1808
40241
SH
SOLE
NONE
40241
0
0
J P Morgan Chase
COMMON STOCK
46625H100
645
10705
SH
SOLE
NONE
10705
0
0
JM Smucker
COMMON STOCK
832696405
299
3025
SH
SOLE
NONE
3025
0
0
John Bean Technologies
COMMON STOCK
477839104
1818
64633
SH
SOLE
NONE
64633
0
0
Johnson & Johnson
COMMON STOCK
478160104
3451
32381
SH
SOLE
NONE
32381
0
0
Kellogg
COMMON STOCK
487836108
179
2900
SH
SOLE
NONE
2900
0
0
Kimberly Clark
COMMON STOCK
494368103
1736
16137
SH
SOLE
NONE
16137
0
0
Kraft Foods Group
COMMON STOCK
50076Q106
190
3367
SH
SOLE
NONE
3367
0
0
Kroger
COMMON STOCK
501044101
8374
161045
SH
SOLE
NONE
161045
0
0
Laboratory Corp of America Hol
COMMON STOCK
50540R409
407
4000
SH
SOLE
NONE
4000
0
0
Liberty Global Inc Com Ser C
COMMON STOCK
530555309
160
3900
SH
SOLE
NONE
3900
0
0
Liberty Global Inc.
COMMON STOCK
G5480U104
166
3900
SH
SOLE
NONE
3900
0
0
Macy's Inc
COMMON STOCK
55616P104
175
3000
SH
SOLE
NONE
3000
0
0
Marathon Oil Corp
COMMON STOCK
565849106
297
7900
SH
SOLE
NONE
7900
0
0
Marathon Petroleum Corp
COMMON STOCK
56585A102
394
4650
SH
SOLE
NONE
4650
0
0
Marcus Corp
COMMON STOCK
566330106
464
29350
SH
SOLE
NONE
29350
0
0
MartenTransport Ltd.
COMMON STOCK
573075108
391
21940
SH
SOLE
NONE
21940
0
0
Matson Navigation Co.
COMMON STOCK
57686G105
631
25197
SH
SOLE
NONE
25197
0
0
McDonalds
COMMON STOCK
580135101
128
1349
SH
SOLE
NONE
1349
0
0
MDU Resources Group Inc.
COMMON STOCK
552690109
438
15765
SH
SOLE
NONE
15765
0
0
Merck & Co Inc
COMMON STOCK
58933Y105
1891
31895
SH
SOLE
NONE
31895
0
0
MFRI Inc.
COMMON STOCK
552721102
414
43618
SH
SOLE
NONE
43618
0
0
Microsoft
COMMON STOCK
594918104
3628
78257
SH
SOLE
NONE
78257
0
0
Mine Safety Appliances
COMMON STOCK
602720104
247
5000
SH
SOLE
NONE
5000
0
0
Molson Coors Brewing Company
COMMON STOCK
60871R209
2083
27976
SH
SOLE
NONE
27976
0
0
Mondelez International Inc.
COMMON STOCK
609207105
320
9338
SH
SOLE
NONE
9338
0
0
Multi Color Corp.
COMMON STOCK
625383104
1196
26301
SH
SOLE
NONE
26301
0
0
National Oilwell
COMMON STOCK
637071101
403
5300
SH
SOLE
NONE
5300
0
0
NBT Bancorp Inc
COMMON STOCK
628778102
293
13000
SH
SOLE
NONE
13000
0
0
NCR
COMMON STOCK
62886E108
236
7050
SH
SOLE
NONE
7050
0
0
New Media Investment Group Inc
COMMON STOCK
64704V106
100
6037
SH
SOLE
NONE
6037
0
0
New York Times
COMMON STOCK
650111107
532
47414
SH
SOLE
NONE
47414
0
0
NextEra Energy Inc New
COMMON STOCK
65339F101
196
2088
SH
SOLE
NONE
2088
0
0
Nike, Inc.
COMMON STOCK
654106103
1657
18581
SH
SOLE
NONE
18581
0
0
Norfolk Southern Crp
COMMON STOCK
655844108
444
3980
SH
SOLE
NONE
3980
0
0
Northeast Utilities
COMMON STOCK
664397106
877
19804
SH
SOLE
NONE
19804
0
0
Northrop Grumman Corp.
COMMON STOCK
666807102
3427
26007
SH
SOLE
NONE
26007
0
0
Northwest Natural Gas
COMMON STOCK
667655104
956
22632
SH
SOLE
NONE
22632
0
0
Northwest Pipe
COMMON STOCK
667746101
705
20687
SH
SOLE
NONE
20687
0
0
Novartis AG Adr
COMMON STOCK
66987V109
4222
44856
SH
SOLE
NONE
44856
0
0
NTT Docomo Inc. ADR
COMMON STOCK
62942M201
124
7400
SH
SOLE
NONE
7400
0
0
Oneok Inc
COMMON STOCK
682680103
275
4200
SH
SOLE
NONE
4200
0
0
Pebblebrook Hotel Pfd Ser B
PREFERRED STOCK
70509V308
358
13500
SH
SOLE
NONE
13500
0
0
Pepsico
COMMON STOCK
713448108
4382
47069
SH
SOLE
NONE
47069
0
0
Pfizer
COMMON STOCK
717081103
1239
41915
SH
SOLE
NONE
41915
0
0
Philip Morris Intl
COMMON STOCK
718172109
141
1695
SH
SOLE
NONE
1695
0
0
Phillips 66
COMMON STOCK
718546104
113
1385
SH
SOLE
NONE
1385
0
0
Pimco Dynamic Credit Income Fu
ETF/ETN
72202D106
135
6000
SH
SOLE
NONE
6000
0
0
Pimco ETF Short Maturity Str
ETF/ETN
72201R833
2509
24760
SH
SOLE
NONE
24760
0
0
Plains GP Holdings, LP
COMMON STOCK
72651A108
123
4000
SH
SOLE
NONE
4000
0
0
Portland Gen Elec Co
COMMON STOCK
736508847
515
16040
SH
SOLE
NONE
16040
0
0
Potlatch Corp
COMMON STOCK
737630103
414
10301
SH
SOLE
NONE
10301
0
0
PowerShares FTSE RAFI US 1000
ETF/ETN
73935X583
3814
43385
SH
SOLE
NONE
43385
0
0
Powershares High Yld Corp Bond
ETF/ETN
73936T557
2019
105966
SH
SOLE
NONE
105966
0
0
PowerShares QQQ
ETF/ETN
631100104
111
1121
SH
SOLE
NONE
1121
0
0
PPL Corp.
COMMON STOCK
69351T106
1136
34583
SH
SOLE
NONE
34583
0
0
Precision Castparts
COMMON STOCK
740189105
417
1762
SH
SOLE
NONE
1762
0
0
Procter & Gamble
COMMON STOCK
742718109
1155
13787
SH
SOLE
NONE
13787
0
0
Rayonier
COMMON STOCK
754907103
1925
61811
SH
SOLE
NONE
61811
0
0
Rayonier Advanced Materials In
COMMON STOCK
75508B104
674
20476
SH
SOLE
NONE
20476
0
0
Raytheon
COMMON STOCK
755111507
650
6395
SH
SOLE
NONE
6395
0
0
Republic Services
COMMON STOCK
760759100
1666
42708
SH
SOLE
NONE
42708
0
0
Royal Dutch Shell Cl B
COMMON STOCK
780259107
802
10140
SH
SOLE
NONE
10140
0
0
Rush Enterprises Cl B
COMMON STOCK
781846308
199
6774
SH
SOLE
NONE
6774
0
0
S & P 500 Index Fund
ETF/ETN
78462F103
973
4938
SH
SOLE
NONE
4938
0
0
Sanofi-Aventis Sponsored Adr
COMMON STOCK
80105N105
1038
18390
SH
SOLE
NONE
18390
0
0
Scana Corp New
COMMON STOCK
80589M102
352
7105
SH
SOLE
NONE
7105
0
0
Schlumberger Limited
COMMON STOCK
806857108
330
3245
SH
SOLE
NONE
3245
0
0
Seaboard Corp.
COMMON STOCK
811543107
653
244
SH
SOLE
NONE
244
0
0
Seacorp Hldgs Inc
COMMON STOCK
811904101
423
5651
SH
SOLE
NONE
5651
0
0
Shiloh Industries Inc.
COMMON STOCK
824543102
170
10000
SH
SOLE
NONE
10000
0
0
SM Energy Corp
COMMON STOCK
792228108
121
1550
SH
SOLE
NONE
1550
0
0
Sonoco Products
COMMON STOCK
835495102
1347
34279
SH
SOLE
NONE
34279
0
0
Southern Co
COMMON STOCK
842587107
275
6299
SH
SOLE
NONE
6299
0
0
Southwest Air
COMMON STOCK
844741108
162
4800
SH
SOLE
NONE
4800
0
0
SPDR S&P Dividend ETF
ETF/ETN
78464A763
109
1460
SH
SOLE
NONE
1460
0
0
SPDR S&P Transport ETF
ETF/ETN
78464A532
753
8080
SH
SOLE
NONE
8080
0
0
St Jude Medical Inc
COMMON STOCK
790849103
301
5000
SH
SOLE
NONE
5000
0
0
Starbucks
COMMON STOCK
855244109
729
9657
SH
SOLE
NONE
9657
0
0
Statoil Hydro Asa Adr
COMMON STOCK
85771P102
215
7900
SH
SOLE
NONE
7900
0
0
Streettracks Gold Shrs
ETF/ETN
78463V107
1408
12117
SH
SOLE
NONE
12117
0
0
Stryker Corp
COMMON STOCK
863667101
1787
22136
SH
SOLE
NONE
22136
0
0
Syngenta AG
COMMON STOCK
87160A100
2840
44821
SH
SOLE
NONE
44821
0
0
Texas Instruments
COMMON STOCK
882508104
143
3000
SH
SOLE
NONE
3000
0
0
Timken Co
COMMON STOCK
887389104
136
3200
SH
SOLE
NONE
3200
0
0
Travelers Cos Inc
COMMON STOCK
89417E109
211
2245
SH
SOLE
NONE
2245
0
0
Trustco Bk Corp Ny
COMMON STOCK
898349105
161
25000
SH
SOLE
NONE
25000
0
0
Twenty-First Century Fox, Cl B
COMMON STOCK
90130A200
660
19800
SH
SOLE
NONE
19800
0
0
UGI Corp
COMMON STOCK
902681105
1370
40189
SH
SOLE
NONE
40189
0
0
Unilever PLC
COMMON STOCK
904767704
425
10154
SH
SOLE
NONE
10154
0
0
Union Pacific
COMMON STOCK
907818108
6347
58542
SH
SOLE
NONE
58542
0
0
United Parcel Svc
COMMON STOCK
911312106
1452
14769
SH
SOLE
NONE
14769
0
0
United Technologies
COMMON STOCK
913017109
2221
21028
SH
SOLE
NONE
21028
0
0
Unitedhealth Group
COMMON STOCK
91324P102
271
3140
SH
SOLE
NONE
3140
0
0
URS Corporation
COMMON STOCK
903236107
968
16805
SH
SOLE
NONE
16805
0
0
Urstadt Biddle Ppty Pfd D
PREFERRED STOCK
917286502
243
9557
SH
SOLE
NONE
9557
0
0
Urstadt Biddle Pptys
COMMON STOCK
917286106
971
56464
SH
SOLE
NONE
56464
0
0
Urstadt Biddle Pptys Inc Cl A
COMMON STOCK
917286205
1339
65939
SH
SOLE
NONE
65939
0
0
Urstadt Biddle Pptys Inc Pfd S
PREFERRED STOCK
917286700
577
22400
SH
SOLE
NONE
22400
0
0
US Bancorp
COMMON STOCK
902973304
3998
95589
SH
SOLE
NONE
95589
0
0
V F Corp
COMMON STOCK
918204108
350
5300
SH
SOLE
NONE
5300
0
0
Vanguard Energy ETF
ETF/ETN
92204A306
8720
66501
SH
SOLE
NONE
66501
0
0
Vanguard European ETF
ETF/ETN
922042874
308
5570
SH
SOLE
NONE
5570
0
0
Vanguard Extended Mkt ETF
ETF/ETN
922908652
2837
33945
SH
SOLE
NONE
33945
0
0
Vanguard FTSE All World exUS E
ETF/ETN
922042775
184
3746
SH
SOLE
NONE
3746
0
0
Vanguard Global ex-US Real Est
ETF/ETN
922042676
116
2124
SH
SOLE
NONE
2124
0
0
Vanguard Growth ETF
ETF/ETN
922908736
134
1347
SH
SOLE
NONE
1347
0
0
Vanguard Health Care ETF
ETF/ETN
92204A504
1334
11400
SH
SOLE
NONE
11400
0
0
Vanguard High Dividend Yield I
ETF/ETN
921946406
14388
216659
SH
SOLE
NONE
216659
0
0
Vanguard Industrials ETF
ETF/ETN
92204A603
117
1150
SH
SOLE
NONE
1150
0
0
Vanguard Information Technolog
ETF/ETN
92204A702
7372
73663
SH
SOLE
NONE
73663
0
0
Vanguard Mega Cap ETF
ETF/ETN
921910873
4169
61722
SH
SOLE
NONE
61722
0
0
Vanguard REIT Index ETF
ETF/ETN
922908553
453
6310
SH
SOLE
NONE
6310
0
0
Vanguard S&P 500 ETF
ETF/ETN
922908363
497
2750
SH
SOLE
NONE
2750
0
0
Vanguard Short Term Bond ETF
ETF/ETN
921937827
264
3300
SH
SOLE
NONE
3300
0
0
Vanguard Small Cap Value ETF
ETF/ETN
922908611
1342
13456
SH
SOLE
NONE
13456
0
0
Vanguard Total Stock Mkt ETF
ETF/ETN
922908769
21405
211433
SH
SOLE
NONE
211433
0
0
Vanguard Total World Stk Index
ETF/ETN
922042742
3045
50426
SH
SOLE
NONE
50426
0
0
Vanguard Utilities ETF
ETF/ETN
92204A876
1642
17983
SH
SOLE
NONE
17983
0
0
Vectren Corp
COMMON STOCK
92240G101
1236
30973
SH
SOLE
NONE
30973
0
0
Verizon Communications
COMMON STOCK
92343V104
2333
46672
SH
SOLE
NONE
46672
0
0
Visa Inc
COMMON STOCK
92826C839
160
752
SH
SOLE
NONE
752
0
0
Vodafone Group PLC
COMMON STOCK
92857W100
466
14181
SH
SOLE
NONE
14181
0
0
Wal-Mart Stores
COMMON STOCK
931142103
1269
16593
SH
SOLE
NONE
16593
0
0
Walt Disney Co.
COMMON STOCK
254687106
2303
25868
SH
SOLE
NONE
25868
0
0
Washington Real Estate Inv Tru
REIT
939653101
131
5150
SH
SOLE
NONE
5150
0
0
Waste Management
COMMON STOCK
94106L109
657
13829
SH
SOLE
NONE
13829
0
0
Wells Fargo & Co
COMMON STOCK
949746101
595
11473
SH
SOLE
NONE
11473
0
0
Weyerhaeuser
COMMON STOCK
962166104
764
23974
SH
SOLE
NONE
23974
0
0
Whirlpool Corp
COMMON STOCK
963320106
853
5855
SH
SOLE
NONE
5855
0
0
Whitestone Reit
COMMON STOCK
966084204
475
34050
SH
SOLE
NONE
34050
0
0
Williams Companies, Inc.
COMMON STOCK
969457100
174
3136
SH
SOLE
NONE
3136
0
0
WisdomTree Emerging Mkts Small
ETF/ETN
97717W281
2655
57443
SH
SOLE
NONE
57443
0
0
WisdomTree Japan Hedged Equity
ETF/ETN
97717W851
1222
23350
SH
SOLE
NONE
23350
0
0
Xylem Inc
COMMON STOCK
98419M100
325
9148
SH
SOLE
NONE
9148
0
0
Yahoo! Inc.
COMMON STOCK
984332106
1236
30328
SH
SOLE
NONE
30328
0
0
Zimmer Holdings
COMMON STOCK
98956P102
139
1380
SH
SOLE
NONE
1380
0
0