-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KnEyMdUp9THELpCvJKpDs3Gz5f+tGb9dB1IbJUYzjm0AR7YApa0fIGxMImrHN8ki uoOCL0u2b7X+VY21Q+zFPg== 0001140361-10-015807.txt : 20100408 0001140361-10-015807.hdr.sgml : 20100408 20100408152829 ACCESSION NUMBER: 0001140361-10-015807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100408 DATE AS OF CHANGE: 20100408 EFFECTIVENESS DATE: 20100408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Ellis Asset Management LLC CENTRAL INDEX KEY: 0001365559 IRS NUMBER: 752997594 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12091 FILM NUMBER: 10739727 BUSINESS ADDRESS: STREET 1: 1211 SW FIFTH AVE. STREET 2: SUITE 2910 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-227-5778 MAIL ADDRESS: STREET 1: 1211 SW FIFTH AVE. STREET 2: SUITE 2910 CITY: PORTLAND STATE: OR ZIP: 97204 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Baker Ellis Asset Management Address: 1211 Southwest Fifth Avenue, Suite 2910 Portland, OR 97204 Form 13F File Number: 28-12091 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Barnes Ellis Title: Chief Compliance Officer Phone: 503-227-5778 Signature, Place, and Date of Signing: /s/ Barnes Ellis Portland, OR 4/7/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $138,685,770.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- --------- ----------------- ---------- -------- ------------------ SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- ------ ------ ---- 3m Company Common Stock 88579Y101 534,848 6400 SOLE NONE 6400 0 0 Abbott Laboratories Common Stock 002824100 3,711,807 70460 SOLE NONE 70460 0 0 Aberdeen Asia Income Fd Common Stock 003009107 638,723 97964 SOLE NONE 97964 0 0 Accenture Common Stock G1151C101 100,680 2400 SOLE NONE 2400 0 0 Aetna Inc Common Stock 00817Y108 233,482 6650 SOLE NONE 6650 0 0 Albany Intl Corp Common Stock 012348108 692,792 32178 SOLE NONE 32178 0 0 Albemarle Corp Common Stock 012653101 204,624 4800 SOLE NONE 4800 0 0 Alcoa Common Stock 013817101 113,920 8000 SOLE NONE 8000 0 0 Alexander & Baldwin Inc Common Stock 014482103 971,718 29401 SOLE NONE 29401 0 0 Allstate Common Stock 020002101 220,807 6834 SOLE NONE 6834 0 0 Altria Group Common Stock 718154107 420,660 20500 SOLE NONE 20500 0 0 Amerco 8.50% Ser A Cum Pfd Common Stock 023586209 170,476 6800 SOLE NONE 6800 0 0 America Movil SA de C.V. Common Stock 02364W105 166,122 3300 SOLE NONE 3300 0 0 American Safety Insurance Common Stock G02995101 269,588 16250 SOLE NONE 16250 0 0 Amerisourcebergen Corp Common Stock 03073E105 1,378,103 47652 SOLE NONE 47652 0 0 Annaly Capital Management Common Stock 035710409 235,366 13700 SOLE NONE 13700 0 0 AptarGroup Inc Common Stock 038336103 314,800 8000 SOLE NONE 8000 0 0 Archer Daniels Midland Common Stock 039483102 115,167 3985 SOLE NONE 3985 0 0 AT&T Common Stock 00206R102 397,652 15389 SOLE NONE 15389 0 0 Automatic Data Processing Common Stock 053015103 233,912 5260 SOLE NONE 5260 0 0 Baldwin Technology Inc Cl A Common Stock 058264102 67,680 56400 SOLE NONE 56400 0 0 Ball Corp Common Stock 058498106 595,197 11150 SOLE NONE 11150 0 0 Bank of America Common Stock 060505104 383,811 21502 SOLE NONE 21502 0 0 Bank of New York Mellon Common Stock 064058100 466,103 15094 SOLE NONE 15094 0 0 Bank Of Nova Scotia Halifax Common Stock 064149107 1,027,047 20533 SOLE NONE 20533 0 0 Beckman Coulter Common Stock 075811109 270,354 4305 SOLE NONE 4305 0 0 Berkshire Hathaway Cl A Common Stock 084670108 1,096,200 9 SOLE NONE 9 0 0 Berkshire Hathaway Cl B Common Stock 084670702 4,379,559 53889 SOLE NONE 53889 0 0 Boeing Common Stock 097023105 205,922 2836 SOLE NONE 2836 0 0 BP p.l.c. Common Stock 055622104 1,116,746 19568 SOLE NONE 19568 0 0 Bristol Myers Squibb Common Stock 110122108 656,500 24588 SOLE NONE 24588 0 0 Broadridge Financial Solutions Common Stock 11133t103 186,006 8700 SOLE NONE 8700 0 0 Campbell Soup Co Common Stock 134429109 250,337 7082 SOLE NONE 7082 0 0 Canon Inc Adr New Common Stock 138006309 150,783 3263 SOLE NONE 3263 0 0 Caterpillar Common Stock 149123101 184,151 2930 SOLE NONE 2930 0 0 Cenovus Energy Inc Com Npv Common Stock 15135U109 572,374 21838 SOLE NONE 21838 0 0 Central Fd Cda Cl A Common Stock 153501101 483,000 34500 SOLE NONE 34500 0 0 ChevronTexaco Common Stock 166764100 1,316,922 17367 SOLE NONE 17367 0 0 Clorox Co Del Common Stock 189054109 728,042 11351 SOLE NONE 11351 0 0 Comcast Corp. Cl A Common Stock 20030N101 122,075 6483 SOLE NONE 6483 0 0 Conoco Phillips Common Stock 718507106 419,594 8200 SOLE NONE 8200 0 0 Cooper Cameron Corp. Common Stock 216640102 495,847 11569 SOLE NONE 11569 0 0 Costco Wholesale Common Stock 22160K105 362,977 6079 SOLE NONE 6079 0 0 Deutsche Telekom A Gspon Adr Common Stock 251566105 415,800 30800 SOLE NONE 30800 0 0 Diamondrock Hospitality Common Stock 252784301 268,046 26513 SOLE NONE 26513 0 0 Digimarc Corp Common Stock 253807101 103,620 6000 SOLE NONE 6000 0 0 Dominion Resources Common Stock 25746U109 584,265 14212 SOLE NONE 14212 0 0 Du Pont Common Stock 263534109 788,371 21170 SOLE NONE 21170 0 0 Duke Energy Common Stock 264399106 169,848 10407 SOLE NONE 10407 0 0 Eli Lilly Common Stock 532457108 168,930 4664 SOLE NONE 4664 0 0 Encana Common Stock 292505104 680,145 21919 SOLE NONE 21919 0 0 Ensco Intl PLC Common Stock 29358Q109 1,351,026 30170 SOLE NONE 30170 0 0 EOG Resources Common Stock 26875P101 511,170 5500 SOLE NONE 5500 0 0 Exxon Mobil Common Stock 30231G102 861,268 12859 SOLE NONE 12859 0 0 Fiserv Inc Common Stock 337733108 101,520 2000 SOLE NONE 2000 0 0 Flextronics Common Stock Y2573F102 518,420 66125 SOLE NONE 66125 0 0 Fomento Economico Mexicano Common Stock 344419106 2,677,147 56325 SOLE NONE 56325 0 0 Fourstar Real Estate Grp Common Stock 346233109 226,560 12000 SOLE NONE 12000 0 0 General Mills Common Stock 370334104 4,275,911 60403 SOLE NONE 60403 0 0 Genuine Parts Common Stock 372460105 414,039 9802 SOLE NONE 9802 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- --------- ----------------- ---------- -------- ------------------ SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- ------ ------ ---- GlaxoSmithKline Plc Adr Common Stock 37733W105 175,343 4552 SOLE NONE 4552 0 0 Gold Miners ETF Common Stock 57060U100 640,614 14425 SOLE NONE 14425 0 0 H.J. Heinz Common Stock 423074103 1,344,400 29476 SOLE NONE 29476 0 0 Hawkins Common Stock 420261109 507,280 20962 SOLE NONE 20962 0 0 Health Care Property Common Stock 40414L109 136,851 4147 SOLE NONE 4147 0 0 Hershey Co Common Stock 427866108 128,430 3000 SOLE NONE 3000 0 0 Hewlett-Packard Common Stock 428236103 783,347 14738 SOLE NONE 14738 0 0 Honda Motors Common Stock 438128308 643,160 18225 SOLE NONE 18225 0 0 Honeywell International Common Stock 438516106 433,687 9580 SOLE NONE 9580 0 0 Hubbell Inc Cl A Common Stock 443510102 264,598 5450 SOLE NONE 5450 0 0 Imperial Oil Ltd Com New Common Stock 453038408 1,297,974 33393 SOLE NONE 33393 0 0 Ing Groep Perpetual Debt Common Stock 456837301 124,488 5700 SOLE NONE 5700 0 0 Ingersoll-Rand Plc Shs Common Stock G47791101 237,116 6800 SOLE NONE 6800 0 0 Ingram Micro Inc Common Stock 457153104 306,686 17475 SOLE NONE 17475 0 0 Intel Common Stock 458140100 2,432,005 109107 SOLE NONE 109107 0 0 International Business Machine Common Stock 459200101 290,743 2267 SOLE NONE 2267 0 0 Investors Title Common Stock 461804106 370,467 10899 SOLE NONE 10899 0 0 Ishares 1-3 Yr Treas Index Fd Common Stock 464287457 1,443,885 17319 SOLE NONE 17319 0 0 Ishares Barclays TIPS Common Stock 464287176 103,900 1000 SOLE NONE 1000 0 0 Ishares Global Telecom Fd Common Stock 464287275 1,307,097 24612 SOLE NONE 24612 0 0 Ishares Hong Kong Index Fd Common Stock 464286871 402,770 24725 SOLE NONE 24725 0 0 Ishares Japan Index Fd Common Stock 464286848 353,916 33900 SOLE NONE 33900 0 0 Ishares Msci Germany Index Fd Common Stock 464286806 236,961 10835 SOLE NONE 10835 0 0 Ishares Singapore Index Fd Common Stock 464286673 5,356,865 465814 SOLE NONE 465814 0 0 Ishares Taiwan Index Fd Common Stock 464286731 206,460 16451 SOLE NONE 16451 0 0 Ishares Tr Msci Eafe Index Fd Common Stock 464287465 120,077 2145 SOLE NONE 2145 0 0 ITT Inds Inc Common Stock 450911102 715,479 13346 SOLE NONE 13346 0 0 JM Smucker Common Stock 832696405 1,406,685 23344 SOLE NONE 23344 0 0 John BeanTechnologies Corp Common Stock 477839104 660,381 37650 SOLE NONE 37650 0 0 Johnson & Johnson Common Stock 478160104 1,228,368 18840 SOLE NONE 18840 0 0 Kellogg Common Stock 487836108 251,121 4700 SOLE NONE 4700 0 0 Kimberly Clark Common Stock 494368103 685,509 10902 SOLE NONE 10902 0 0 Kraft Foods Inc Cl A Common Stock 50075N104 421,334 13933 SOLE NONE 13933 0 0 Kroger Common Stock 501044101 1,668,887 77049 SOLE NONE 77049 0 0 Lasalle Hotel Pptys Pfd Ser D Common Stock 517942405 198,360 8700 SOLE NONE 8700 0 0 Liberty Global Inc Common Stock 530555101 202,662 6950 SOLE NONE 6950 0 0 Macy's Inc Common Stock 55616P104 299,991 13780 SOLE NONE 13780 0 0 Marathon Oil Corp Common Stock 565849106 569,520 18000 SOLE NONE 18000 0 0 MDU Resources Group Inc Common Stock 552690109 527,092 24425 SOLE NONE 24425 0 0 Mercer Ins Group Common Stock 587902107 426,600 23700 SOLE NONE 23700 0 0 Merck & Co Inc Common Stock 58933Y105 1,448,622 38785 SOLE NONE 38785 0 0 Mfri Inc Common Stock 552721102 451,031 67318 SOLE NONE 67318 0 0 Microsoft Common Stock 594918104 1,263,441 43139 SOLE NONE 43139 0 0 Midas Common Stock 595626102 205,296 18200 SOLE NONE 18200 0 0 Mine Safety Appliances Common Stock 602720104 187,332 6700 SOLE NONE 6700 0 0 Molson Coors Co Cl B Common Stock 60871R209 504,742 12001 SOLE NONE 12001 0 0 Monsanto Co New Common Stock 61166W101 321,390 4500 SOLE NONE 4500 0 0 Multi Color Corp. Common Stock 625383104 172,675 14414 SOLE NONE 14414 0 0 NBT Bancorp Inc Common Stock 628778102 420,717 18388 SOLE NONE 18388 0 0 New York Times Common Stock 650111107 506,415 45500 SOLE NONE 45500 0 0 Newmont Mining Common Stock 651639106 127,325 2500 SOLE NONE 2500 0 0 NewsCorp Class B Common Stock 65248E203 119,070 7000 SOLE NONE 7000 0 0 Nexen Common Stock 65334H102 1,684,728 68180 SOLE NONE 68180 0 0 Nicor Inc. Common Stock 654086107 125,760 3000 SOLE NONE 3000 0 0 Nike Cl B Common Stock 654106103 227,910 3101 SOLE NONE 3101 0 0 Northrop Grumman Corp. Common Stock 666807102 1,304,650 19897 SOLE NONE 19897 0 0 Northwest Natural Gas Common Stock 667655104 304,807 6541 SOLE NONE 6541 0 0 Novartis Ag Adr Common Stock 66987V109 1,977,626 36555 SOLE NONE 36555 0 0 Nstar Common Stock 67019E107 1,427,586 40305 SOLE NONE 40305 0 0 Paccar Inc Common Stock 693718108 139,772 3225 SOLE NONE 3225 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- --------- ----------------- ---------- -------- ------------------ SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- ------ ------ ---- Penn Virginia Common Stock 707882106 127,400 5200 SOLE NONE 5200 0 0 Pepsico Common Stock 713448108 463,120 7000 SOLE NONE 7000 0 0 Petroleo Brasileiro Common Stock 71654V408 1,029,063 23125 SOLE NONE 23125 0 0 Petroleo Brasileiro Cl A Common Stock 71654V101 1,298,149 32790 SOLE NONE 32790 0 0 Pfizer Common Stock 717081103 345,127 20124 SOLE NONE 20124 0 0 Philip Morris Intl Common Stock 718172109 1,043,200 20000 SOLE NONE 20000 0 0 Plum Creek Timber Common Stock 729251108 193,110 4963 SOLE NONE 4963 0 0 Posco Spon Adr Common Stock 693483109 117,010 1000 SOLE NONE 1000 0 0 Potlatch Corp Common Stock 737630103 337,260 9625 SOLE NONE 9625 0 0 Powershares Ftse Rafi US1000 Common Stock 73935X583 535,301 10360 SOLE NONE 10360 0 0 Precision Castparts Common Stock 740189105 254,687 2010 SOLE NONE 2010 0 0 Procter & Gamble Common Stock 742718109 423,972 6701 SOLE NONE 6701 0 0 Rayonier Common Stock 754907103 2,103,174 46295 SOLE NONE 46295 0 0 Rush Enterprises Cl B Common Stock 781846308 261,535 21263 SOLE NONE 21263 0 0 S & P 500 Index Fund Common Stock 78462F103 253,422 2166 SOLE NONE 2166 0 0 Scana Corp New Common Stock 80589M102 353,483 9404 SOLE NONE 9404 0 0 Schlumberger Limited Common Stock 806857108 496,130 7818 SOLE NONE 7818 0 0 Southern Co Common Stock 842587107 302,983 9137 SOLE NONE 9137 0 0 Southern Union Co Common Stock 844030106 733,041 28894 SOLE NONE 28894 0 0 St Mary Ld & Expl Co Common Stock 792228108 280,221 8050 SOLE NONE 8050 0 0 Stancorp Financial Common Stock 852891100 2,806,420 58921 SOLE NONE 58921 0 0 Starbucks Common Stock 855244109 432,006 17800 SOLE NONE 17800 0 0 Streettracks Gold Shrs Common Stock 78463V107 3,292,142 30217 SOLE NONE 30217 0 0 Swiss Helvetia Fund Inc Common Stock 870875101 838,510 71000 SOLE NONE 71000 0 0 Syngenta AG Common Stock 87160A100 3,480,755 62705 SOLE NONE 62705 0 0 Sysco Corp Common Stock 871829107 251,366 8521 SOLE NONE 8521 0 0 Terra Nova Royalty Common Stock 88102D103 335,128 25485 SOLE NONE 25485 0 0 Texas Instruments Common Stock 882508104 222,677 9100 SOLE NONE 9100 0 0 Tidewater Common Stock 886423102 205,869 4355 SOLE NONE 4355 0 0 Toronto Dominion Bk Common Stock 891160509 173,399 2325 SOLE NONE 2325 0 0 Transocean Inc Common Stock G90073100 363,401 4207 SOLE NONE 4207 0 0 Travelers Cos Inc Common Stock 89417E109 121,095 2245 SOLE NONE 2245 0 0 Trustco Bk Corp Ny Common Stock 898349105 215,654 34952 SOLE NONE 34952 0 0 UGI Corp Common Stock 902681105 891,564 33593 SOLE NONE 33593 0 0 Unilever PLC Common Stock 904767704 228,384 7800 SOLE NONE 7800 0 0 Union Pacific Common Stock 907818108 1,626,191 22185 SOLE NONE 22185 0 0 United Parcel Svc Common Stock 911312106 587,471 9121 SOLE NONE 9121 0 0 United Technologies Common Stock 913017109 4,005,930 54421 SOLE NONE 54421 0 0 URS Common Stock 903236107 477,844 9632 SOLE NONE 9632 0 0 Urstadt Biddle Ppty Pfd D Common Stock 917286502 255,313 10750 SOLE NONE 10750 0 0 Urstadt Biddle Pptys Common Stock 917286106 617,262 43408 SOLE NONE 43408 0 0 Urstadt Biddle Pptys Inc Cl A Common Stock 917286205 405,729 25663 SOLE NONE 25663 0 0 US Bancorp Common Stock 902973304 1,010,205 39034 SOLE NONE 39034 0 0 Vanguard Energy ETF Common Stock 92204A306 3,747,319 44606 SOLE NONE 44606 0 0 Vanguard Extended Mkt ETF Common Stock 922908652 1,829,983 39002 SOLE NONE 39002 0 0 Vanguard Sector Info Tech ETF Common Stock 92204A702 911,521 16225 SOLE NONE 16225 0 0 Vanguard Short Term Bond ETF Common Stock 921937827 1,058,000 13225 SOLE NONE 13225 0 0 Vanguard Small Cap Value ETF Common Stock 922908611 144,048 2400 SOLE NONE 2400 0 0 Vanguard Total Stk Mkt ETF Common Stock 922908769 7,156,461 120095 SOLE NONE 120095 0 0 Vanguard Total World ETF Common Stock 922042742 178,080 4000 SOLE NONE 4000 0 0 Vanguard Utilities ETF Common Stock 92204A876 1,806,983 28719 SOLE NONE 28719 0 0 Veolia Environnement SA Common Stock 92334N103 140,009 4050 SOLE NONE 4050 0 0 Verizon Communications Common Stock 92343V104 808,719 26071 SOLE NONE 26071 0 0 Vodafone Group Plc Common Stock 92857W100 1,940,558 83250 SOLE NONE 83250 0 0 Wal-Mart Stores Common Stock 931142103 694,500 12491 SOLE NONE 12491 0 0 Waste Management Common Stock 94106L109 341,546 9920 SOLE NONE 9920 0 0 Weatherford Bermuda Common Stock G95089101 122,122 7700 SOLE NONE 7700 0 0 Whirlpool Corp Common Stock 963320106 248,663 2850 SOLE NONE 2850 0 0 Willis Group Holding Common Stock G96666105 156,450 5000 SOLE NONE 5000 0 0 Wisdomtree Tree India Fund Common Stock 97717W422 331,286 14200 SOLE NONE 14200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- --------- ----------------- ---------- -------- ------------------ SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- --------- -------- --- ---- ---------- -------- ------ ------ ---- Yamana Gold Inc Common Stock 98462Y100 210,790 21400 SOLE NONE 21400 0 0 Yum! Brands Common Stock 988498101 302,807 7900 SOLE NONE 7900 0 0 Zimmer Holdings Common Stock 98956P102 149,658 2528 SOLE NONE 2528 0 0
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