0001365555-14-000162.txt : 20140627 0001365555-14-000162.hdr.sgml : 20140627 20140627161826 ACCESSION NUMBER: 0001365555-14-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140626 FILED AS OF DATE: 20140627 DATE AS OF CHANGE: 20140627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amtrust Financial Services, Inc. CENTRAL INDEX KEY: 0001365555 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 043106389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: (212) 220-7120 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAKS DAVID CENTRAL INDEX KEY: 0001464765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33143 FILM NUMBER: 14946195 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 4 1 wf-form4_140390029512259.xml FORM 4 X0306 4 2014-06-26 0 0001365555 Amtrust Financial Services, Inc. AFSI 0001464765 SAKS DAVID C/O AMTRUST FINANCIAL SERVICES, INC. 59 MAIDEN LANE, 43RD FLOOR NEW YORK NY 10038 0 1 0 0 EVP, Chief Legal Officer Common Stock 2014-06-26 4 M 0 30000 7.4298 A 52129 D Common Stock 2014-06-26 4 F 0 5346 41.70 D 46783 D Common Stock 2014-06-27 4 S 0 7000 41.4227 D 39783 D Stock Option 7.4298 2014-06-26 4 M 0 30000 0 D 2010-05-21 2019-05-21 Common Stock 30000.0 9940 D Represents the payment of the exercise prices of the stock options through the attestation of previously owned shares. The price is equal to the fair market value of the shares of common stock on the date of exercise and is used to determine the value of the shares of common stock delivered to the Issuer by attestation of previously owned shares in payment of the stock option exercise prices. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.67 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3. /s/ David Saks 2014-06-27