0001365555-14-000162.txt : 20140627
0001365555-14-000162.hdr.sgml : 20140627
20140627161826
ACCESSION NUMBER: 0001365555-14-000162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140626
FILED AS OF DATE: 20140627
DATE AS OF CHANGE: 20140627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amtrust Financial Services, Inc.
CENTRAL INDEX KEY: 0001365555
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 043106389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: (212) 220-7120
MAIL ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SAKS DAVID
CENTRAL INDEX KEY: 0001464765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33143
FILM NUMBER: 14946195
MAIL ADDRESS:
STREET 1: 59 MAIDEN LANE
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
wf-form4_140390029512259.xml
FORM 4
X0306
4
2014-06-26
0
0001365555
Amtrust Financial Services, Inc.
AFSI
0001464765
SAKS DAVID
C/O AMTRUST FINANCIAL SERVICES, INC.
59 MAIDEN LANE, 43RD FLOOR
NEW YORK
NY
10038
0
1
0
0
EVP, Chief Legal Officer
Common Stock
2014-06-26
4
M
0
30000
7.4298
A
52129
D
Common Stock
2014-06-26
4
F
0
5346
41.70
D
46783
D
Common Stock
2014-06-27
4
S
0
7000
41.4227
D
39783
D
Stock Option
7.4298
2014-06-26
4
M
0
30000
0
D
2010-05-21
2019-05-21
Common Stock
30000.0
9940
D
Represents the payment of the exercise prices of the stock options through the attestation of previously owned shares.
The price is equal to the fair market value of the shares of common stock on the date of exercise and is used to determine the value of the shares of common stock delivered to the Issuer by attestation of previously owned shares in payment of the stock option exercise prices.
The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.67 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3.
/s/ David Saks
2014-06-27