0001172661-21-001097.txt : 20210512
0001172661-21-001097.hdr.sgml : 20210512
20210512141202
ACCESSION NUMBER: 0001172661-21-001097
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
EFFECTIVENESS DATE: 20210512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amtrust Financial Services, Inc.
CENTRAL INDEX KEY: 0001365555
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 043106389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17705
FILM NUMBER: 21914660
BUSINESS ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: (212) 220-7120
MAIL ADDRESS:
STREET 1: 59 MAIDEN LANE
STREET 2: 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001365555
XXXXXXXX
03-31-2021
03-31-2021
false
Amtrust Financial Services, Inc.
59 Maiden Lane
43rd Floor
New York
NY
10038
13F HOLDINGS REPORT
028-17705
N
Todd Jaeger
Chief Investment Officer
212-220-7120
/s/ Todd Jaeger
New York
NY
05-12-2021
2
82
157590
1
0001696876
028-17706
AII Insurance Management Ltd. (Bermuda)
2
0001810661
028-20268
AmTrust Bermuda I Ltd.
INFORMATION TABLE
2
infotable.xml
890 5TH AVE PARTNERS INC
UNIT 01/12/2026
28250A204
1990
200000
SH
SOLE
200000
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1835
10000
SH
DFND
2
10000
0
0
AMMO INC
COM
00175J107
59
10000
SH
DFND
2
10000
0
0
ASCENDANT DIGITAL ACQUISITIO
UNIT 99/99/9999
G05155125
260
25000
SH
SOLE
25000
0
0
AZEK CO INC
CL A
05478C105
1869
44448
SH
DFND
2
44448
0
0
BOEING CO
COM
097023105
1274
5000
SH
SOLE
5000
0
0
BRIGHT LIGHTS ACQUISITION CO
UNIT 99/99/9999
10920K200
495
50000
SH
SOLE
50000
0
0
BURLINGTON STORES INC
COM
122017106
1195
4000
SH
DFND
2
4000
0
0
CENTRICUS ACQUISITION CORP
UNIT 02/08/2028
G2072Q112
194
19535
SH
DFND
2
19535
0
0
CHEGG INC
COM
163092109
1285
15000
SH
DFND
2
15000
0
0
CLIPPER RLTY INC
COM
18885T306
1837
231949
SH
SOLE
231949
0
0
CONCORD ACQUISITION CORP
UNIT 12/28/2025
206071201
238
23200
SH
SOLE
23200
0
0
CONSTELLATION ACQUISITN CORP
UNIT 99/99/9999
G2R18K121
396
40000
SH
DFND
2
40000
0
0
CONX CORP
UNIT 10/30/2027
212873202
1281
125000
SH
DFND
2
125000
0
0
DENNYS CORP
COM
24869P104
906
50000
SH
DFND
2
50000
0
0
DPCM CAP INC
UNIT 99/99/9999
23344P200
1640
160000
SH
SOLE
160000
0
0
DUCKHORN PORTFOLIO INC
COM
26414D106
168
10000
SH
DFND
2
10000
0
0
EMPOWERMENT & INCLUSION CAPI
UNIT 99/99/9999
29248N209
197
20000
SH
SOLE
20000
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
973
35000
SH
DFND
2
35000
0
0
FOOT LOCKER INC
COM
344849104
3094
55000
SH
DFND
2
55000
0
0
FOOT LOCKER INC
COM
344849104
1688
30000
SH
Call
DFND
2
30000
0
0
FORTRESS VALUE ACQUISI CORP
UNIT 03/31/2028
34964K207
495
50000
SH
DFND
2
50000
0
0
FULL HSE RESORTS INC
COM
359678109
213
25000
SH
DFND
2
25000
0
0
GAMING & HOSPITALITY ACQU CO
UNIT 02/04/2028
364681205
396
40000
SH
DFND
2
40000
0
0
GENERAL ELECTRIC CO
COM
369604103
1970
150000
SH
SOLE
150000
0
0
GORES GUGGENHEIM INC
UNIT 03/25/2028
38286Q206
993
100000
SH
DFND
2
100000
0
0
GORES HLDGS V INC
*W EXP 08/05/202
382864114
31
20000
SH
DFND
2
20000
0
0
GORES HLDGS V INC
COM CL A
382864106
998
100000
SH
DFND
2
100000
0
0
GORES HOLDINGS VII INC
UNIT 02/12/2028
38286T200
199
20000
SH
DFND
2
20000
0
0
GORES METROPOULOS II INC
UNIT 01/31/2028
382873206
404
40000
SH
SOLE
40000
0
0
GORES TECHNOLOGY PARTNERS II
UNIT 03/16/2028
38287L206
200
20000
SH
DFND
2
20000
0
0
GORES TECHNOLOGY PARTNERS IN
UNIT 03/16/2028
382870202
200
20000
SH
DFND
2
20000
0
0
GREENCITY ACQUISITION CORP
UNIT 04/30/2026
G4086B115
412
40000
SH
SOLE
40000
0
0
HOLICITY INC
*W EXP 08/04/202
435063110
96
33333
SH
DFND
2
33333
0
0
HORIZON ACQUISITION CORPORAT
UNIT 99/99/9999
G46044122
446
40700
SH
DFND
2
40700
0
0
INDEPENDENCE HOLDINGS CORP
UNIT 03/02/2026
G4761A119
500
50000
SH
DFND
2
50000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4787
15000
SH
SOLE
15000
0
0
INVESTINDUSTRIAL ACQUISITION
*W EXP 10/30/202
G4771L113
14
16666
SH
DFND
2
16666
0
0
INVESTINDUSTRIAL ACQUISITION
SHS CL A
G4771L105
221
22700
SH
DFND
2
22700
0
0
ISHARES TR
CORE US AGGBD ET
464287226
8651
76000
SH
DFND
1
76000
0
0
ISHARES TR
CORE US AGGBD ET
464287226
29546
259560
SH
SOLE
259560
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
12904
236000
SH
SOLE
236000
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
7207
131800
SH
DFND
1
131800
0
0
JUNIPER INDL HLDGS INC
*W EXP 11/13/202
48205G114
206
75000
SH
DFND
2
75000
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
1860
150000
SH
DFND
2
150000
0
0
L&F ACQUISITION CORP
UNIT 99/99/9999
G53702125
407
40000
SH
DFND
2
40000
0
0
LEO HLDGS CORP II
UNIT 99/99/9999
G5463R110
496
50000
SH
SOLE
50000
0
0
LEO HOLDINGS III CORP
UNIT 99/99/9999
G5463T116
294
30000
SH
DFND
2
30000
0
0
LEVERE HOLDINGS CORP
UNIT 03/09/2026
G5462L114
249
25000
SH
DFND
2
25000
0
0
LIVE OAK ACQUISITION CORP II
UNIT 99/99/9999
53804W205
744
71162
SH
SOLE
71162
0
0
LOWES COS INC
COM
548661107
3804
20000
SH
DFND
2
20000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
592
4000
SH
DFND
2
4000
0
0
MEDTECH ACQUISITION CORP
UNIT 12/18/2025
58507N204
754
75000
SH
SOLE
75000
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
489
15000
SH
SOLE
15000
0
0
MUDRICK CAPITAL ACQU CORP II
UNIT 99/99/9999
62477L206
402
40000
SH
SOLE
40000
0
0
NANOVIBRONIX INC
COM
63008J108
149
146148
SH
DFND
1
146148
0
0
NATIONAL VISION HLDGS INC
COM
63845R107
657
15000
SH
DFND
2
15000
0
0
NEW YORK TIMES CO
CL A
650111107
2025
40000
SH
DFND
2
40000
0
0
NOODLES & CO
COM CL A
65540B105
2075
200460
SH
DFND
2
200460
0
0
NOODLES & CO
COM CL A
65540B105
518
50000
SH
Call
DFND
2
50000
0
0
ROTH CH ACQUISITION II CO
UNIT 12/11/2025
778673202
1054
100000
SH
SOLE
100000
0
0
ROTH CH ACQUISITION III CO
UNIT 02/26/2026
77867Q201
1000
100000
SH
DFND
2
100000
0
0
SHIFT4 PMTS INC
CL A
82452J109
2788
34000
SH
DFND
2
34000
0
0
SHIFT4 PMTS INC
CL A
82452J109
1230
15000
SH
SOLE
15000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
5533
1189911
SH
SOLE
1189911
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
9506
320600
SH
SOLE
320600
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
9802
270400
SH
SOLE
270400
0
0
SPORTS VENTURES ACQUISIN COR
UNIT 99/99/9999
G8372A111
247
25000
SH
SOLE
25000
0
0
TAILWIND ACQUISITION CORP
*W EXP 09/07/202
87403Q110
26
25000
SH
DFND
2
25000
0
0
TAPESTRY INC
COM
876030107
1876
45529
SH
DFND
2
45529
0
0
TB SA ACQUISITION CORP
UNIT 03/25/2028
G8657L113
1478
150000
SH
DFND
2
150000
0
0
TPG PACE TECH OPPORTUNITIES
*W EXP 10/09/202
G8990Y129
14
10000
SH
DFND
2
10000
0
0
TWC TECH HLDGS II CORP
COM
90117G105
295
30000
SH
DFND
2
30000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
5451
100000
SH
SOLE
100000
0
0
URBAN OUTFITTERS INC
COM
917047102
2045
55000
SH
DFND
2
55000
0
0
URBAN OUTFITTERS INC
COM
917047102
2789
75000
SH
Call
DFND
2
75000
0
0
UWM HOLDINGS CORPORATION
*W EXP 01/21/202
91823B117
41
22918
SH
DFND
2
22918
0
0
VECTOR ACQUISITION CORP
*W EXP 09/30/202
G9442R118
95
33333
SH
DFND
2
33333
0
0
VECTOR ACQUISITION CORP II
CL A SHS
G9460A104
248
25000
SH
DFND
2
25000
0
0
WARRIOR TECHNOLOGIES ACQUI C
UNIT 03/31/2028
936273200
248
25000
SH
DFND
2
25000
0
0
WW INTL INC
COM
98262P101
938
30000
SH
Call
DFND
2
30000
0
0
WW INTL INC
COM
98262P101
1408
45000
SH
DFND
2
45000
0
0