485BPOS 1 f12-1963.htm 485BPOS FILE

As filed with the Securities and Exchange Commission on November 13, 2012

Registration No. 333-135371 and 811-21913
 


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x

Pre-Effective Amendment o

Post-Effective Amendment No. 40 x

and/or

REGISTRATION STATEMENT
UNDER THE INVESTMENT COMPANY ACT OF 1940 x

Amendment No. 42 x

(Check appropriate box or boxes)

DUNDEEWEALTH FUNDS
(Exact Name of Registrant as Specified in Charter)
1160 WEST SWEDESFORD ROAD, SUITE 140
BERWYN, PA 19312
(Address of Principal Executive Offices, including Zip Code)

DAVID LEBISKY
DUNDEEWEALTH US, LP
1160 WEST SWEDESFORD ROAD, SUITE 140
BERWYN, PA 19312
(Name and Address of Agent for Service)

COPY TO:

JOSHUA B. DERINGER, ESQ.
DRINKER BIDDLE & REATH LLP
ONE LOGAN SQUARE, STE. 2000
PHILADELPHIA, PA 19103-6996

It is proposed that this filing will become effective (check appropriate box):

x  Immediately upon filing pursuant to paragraph (b)
o On November 1, 2012 pursuant to paragraph (b)
o  60 days after filing pursuant to paragraph (a)(1)
o  On (date) pursuant to paragraph (a)(1)
o  75 days after filing pursuant to paragraph (a)(2)
o  On (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

o this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 
 

 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 40 (the “Amendment”) to be signed on its behalf by the undersigned, thereto duly authorized in the City of Berwyn, Commonwealth of Pennsylvania on the 13the day of November 2012.
 
  DUNDEEWEALTH FUNDS
     
  By: /s/ Amy Duling  
  Name: Amy Duling  
  Title: President  
 
Pursuant to the requirements of the 1933 Act, this Amendment to Registrant’s registration statement has been signed below by the following persons in the capacities indicated on the 13th day of November 2012.
 
John Pereira*
 
Trustee
John Pereira
   
     
Gary Shugrue*
 
Trustee
Gary Shugrue
   
     
James Patton*
 
Trustee
James Patton
   
     
Malcolm MacColl*
 
Trustee
Malcolm MacColl
   
     
/s/Amy Duling
 
President
Amy Duling
   
     
/s/ John Leven
 
Treasurer (Principal Financial Officer)
John Leven
   
 
*By:  /s/ Joshua B. Deringer  
  Joshua B. Deringer
  Attorney-In-Fact (pursuant to Power of Attorney)
 
 
 

 

 
 

 

EXHIBIT INDEX

 

Index No.

 

Description of Exhibit

 

 

 

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase