485BPOS 1 f12-1949.htm 485BPOS FILE

 

As filed with the Securities and Exchange Commission on October 19, 2012

 

Registration No. 333-135371 and 811-21913

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

 

 

 

 

Pre-Effective Amendment

o

 

 

 

 

Post-Effective Amendment No. 38

x

 

 

 

 

and/or

 

 

 

 

 

REGISTRATION STATEMENT

 

 

UNDER THE INVESTMENT COMPANY ACT OF 1940

x

 

 

 

 

Amendment No. 40

x

 

(Check appropriate box or boxes)

 

 

DUNDEEWEALTH FUNDS

(Exact Name of Registrant as Specified in Charter)

 

1160 WEST SWEDESFORD ROAD, SUITE 140

BERWYN, PA 19312

(Address of Principal Executive Offices, including Zip Code)

 

DAVID LEBISKY

DUNDEEWEALTH US, LP

1160 WEST SWEDESFORD ROAD, SUITE 140

BERWYN, PA 19312

(Name and Address of Agent for Service)

 

COPY TO:

 

JOSHUA B. DERINGER, ESQ.

DRINKER BIDDLE & REATH LLP

ONE LOGAN SQUARE, STE. 2000

PHILADELPHIA, PA 19103-6996

 

It is proposed that this filing will become effective (check appropriate box):

 

x         Immediately upon filing pursuant to paragraph (b)

o           On (date) pursuant to paragraph (b)

o           60 days after filing pursuant to paragraph (a)(1)

o           On (date) pursuant to paragraph (a)(1)

o           75 days after filing pursuant to paragraph (a)(2)

o            On (date) pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

o           this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Post-Effective Amendment No. 38 (the “Amendment”) to be signed on its behalf by the undersigned, thereto duly authorized in the City of Berwyn, Commonwealth of Pennsylvania on the 19th day of October 2012.

 

 

 

DUNDEEWEALTH FUNDS

 

 

 

By:

/s/ Amy Duling

 

Name: Amy Duling

 

Title: President

 

Pursuant to the requirements of the 1933 Act, this Amendment to the registration statement has been signed below by the following persons in the capacities indicated on the 19th day of October 2012.

 

John Pereira

 

Trustee

John Pereira*

 

 

 

 

 

Gary Shugrue

 

Trustee

Gary Shugrue*

 

 

 

 

 

James Patton

 

Trustee

James Patton*

 

 

 

 

 

Malcolm MacColl

 

Trustee

Malcolm MacColl*

 

 

 

 

 

/s/Amy Duling

 

President

Amy Duling

 

 

 

 

 

/s/ John Leven

 

Treasurer (Principal Financial Officer)

John Leven

 

 

 

 

*By:

/s/ Joshua B. Deringer

 

 

Joshua B. Deringer

 

 

Attorney-In-Fact (pursuant to Power of Attorney)

 

 



 

EXHIBIT INDEX

 

Index No.

 

Description of Exhibit

 

 

 

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase