FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/14/2013 |
3. Issuer Name and Ticker or Trading Symbol
DEMAND MEDIA INC. [ DMD ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.0001 par value | 104,188(1) | D | |
Common Stock, $0.0001 par value | 50,000 | I | See Footnote(2) |
Common Stock, $0.0001 par value | 676,395 | I | See Footnote(3) |
Common Stock, $0.0001 par value | 50,000 | I | See Footnote(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (5) | 02/24/2019 | Common Stock | 11,845 | $3.2 | D | |
Stock Option (right to buy) | (6) | 06/08/2019 | Common Stock | 125,000 | $9.5 | D | |
Stock Option (right to buy) | (7) | 08/02/2020 | Common Stock | 50,000 | $18 | D |
Explanation of Responses: |
1. Includes 104,188 unvested restricted stock units. |
2. These securities are directly held by the Shawn J. Colo Grantor Retained Annuity Trust, dated 9/12/08, for which Mr. Colo is the trustee. Mr. Colo disclaims any beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
3. These securities are directly held by the Colo and O'Neil Revocable Trust, dated 9/12/08, for which Mr. Colo is the trustee. Mr. Colo disclaims any beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
4. These securities are directly held by the Deidre A. O'Neil Grantor Retained Annuity Trust, dated 9/12/08, for which Mr. Colo is the trustee. Mr. Colo disclaims any beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
5. 100% of the shares subject to the option are fully vested and exercisable. |
6. The shares subject to the option vest and become exercisable in 48 substantially equal installments on each monthly anniversary of the vesting commencement date (April 1, 2009) over the four year vesting period subject to Mr. Colo's continued employment with the Issuer. |
7. The shares subject to the option vest and become exercisable in 48 substantially equal installments on each monthly anniversary of the closing of the Issuer's initial public offering (January 31, 2011) occurring over the four year period immediately following the closing of the IPO, subject to Mr. Colo's continued employment with the Issuer. |
Remarks: |
Exhibit List Exhibit 24 - Power of Attorney for Shawn J. Colo |
/s/ Daniel J. Weinrot Daniel J. Weinrot, by power of attorney for Shawn J. Colo | 10/17/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |