0001209191-13-053632.txt : 20131121 0001209191-13-053632.hdr.sgml : 20131121 20131121190149 ACCESSION NUMBER: 0001209191-13-053632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131120 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMPERVA INC CENTRAL INDEX KEY: 0001364962 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 030460133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-345-9000 MAIL ADDRESS: STREET 1: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forget Jason CENTRAL INDEX KEY: 0001533412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35338 FILM NUMBER: 131236456 MAIL ADDRESS: STREET 1: IMPERVA, INC. STREET 2: 3400 BRIDGE PARKWAY, SUITE 200 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-20 0 0001364962 IMPERVA INC IMPV 0001533412 Forget Jason C/O IMPERVA, INC. 3400 BRIDGE PARKWAY, SUITE 200 REDWOOD SHORES CA 94065 0 1 0 0 SVP, WW Business Operations Common Stock 2013-11-20 4 M 0 300 5.42 A 3545 D Common Stock 2013-11-20 4 S 0 300 38.50 D 3245 D Common Stock 2013-11-20 4 M 0 100 1.68 A 3345 D Common Stock 2013-11-20 4 S 0 100 38.50 D 3245 D Common Stock 2013-11-21 4 S 0 124 39.50 D 3121 D Common Stock 2013-11-21 4 S 0 3121 39.50 D 0 D Common Stock 2013-11-21 4 M 0 2200 5.42 A 2200 D Common Stock 2013-11-21 4 S 0 2200 38.40 D 0 D Common Stock 2013-11-21 4 M 0 1463 1.68 A 1463 D Common Stock 2013-11-21 4 S 0 1463 38.40 D 0 D Common Stock 2013-11-21 4 M 0 1250 28.57 A 1250 D Common Stock 2013-11-21 4 S 0 1250 39.50 D 0 D Employee Stock Option (right to buy) 5.42 2013-11-20 4 M 0 300 0.00 D 2021-03-02 Common Stock 300 4700 D Employee Stock Option (right to buy) 1.68 2013-11-20 4 M 0 100 0.00 D 2020-02-05 Common Stock 100 3025 D Employee Stock Option (right to buy) 5.42 2013-11-21 4 M 0 2200 0.00 D 2021-03-02 Common Stock 2200 2500 D Employee Stock Option (right to buy) 1.68 2013-11-21 4 M 0 1463 0.00 D 2020-02-05 Common Stock 1463 1562 D Employee Stock Option (right to buy) 28.57 2013-11-21 4 M 0 1250 0.00 D 2022-07-15 Common Stock 1250 13750 D This Stock Option vests over three years of continuous service as follows: 25% of the underlying shares vest twenty-seven months following the vesting commencement date of January 1, 2011, with the remaining 75% vesting in equal quarterly installments over the next three quarters. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 1, 2010, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of July 1, 2012, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. /s/ Tram Phi, Attorney-in-Fact 2013-11-21