0001209191-12-051178.txt : 20121101 0001209191-12-051178.hdr.sgml : 20121101 20121101162213 ACCESSION NUMBER: 0001209191-12-051178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121101 DATE AS OF CHANGE: 20121101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSFELD JAMES CENTRAL INDEX KEY: 0001033050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 121173826 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH ASSET MANAGEMENT STREET 2: 800 SCUDDERS MILL RD LEGAL ADVISORY 2-B CITY: PLAINSBORO STATE: NJ ZIP: 08536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-31 0 0001364742 BlackRock Inc. BLK 0001033050 GROSFELD JAMES BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 0 0 0 Common Stock 2012-10-31 4 P 0 17400 189.15 A 521938 D Common Stock 2012-10-31 4 P 0 25000 189.07 A 100000 I By LLC Common Stock 62000 I By Corporation Common Stock 13000 I By Trust This transaction was executed in multiple trades at prices ranging from $189.12 to $189.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $188.93 to $189.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Daniel R. Waltcher as Attorney-in-Fact for James Grosfeld 2012-11-01