0001209191-12-050588.txt : 20121025 0001209191-12-050588.hdr.sgml : 20121025 20121025181354 ACCESSION NUMBER: 0001209191-12-050588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121023 FILED AS OF DATE: 20121025 DATE AS OF CHANGE: 20121025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSFELD JAMES CENTRAL INDEX KEY: 0001033050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 121162463 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH ASSET MANAGEMENT STREET 2: 800 SCUDDERS MILL RD LEGAL ADVISORY 2-B CITY: PLAINSBORO STATE: NJ ZIP: 08536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-10-23 0 0001364742 BlackRock Inc. BLK 0001033050 GROSFELD JAMES BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 0 0 0 Common Stock 2012-10-23 4 P 0 20333 187.45 A 424873 D Common Stock 2012-10-23 4 P 0 8665 188.00 A 433538 D Common Stock 2012-10-24 4 P 0 8100 186.93 A 441638 D Common Stock 2012-10-24 4 P 0 21000 189.42 A 462638 D Common Stock 2012-10-24 4 P 0 25000 190.16 A 487638 D Common Stock 2012-10-24 4 P 0 25000 189.82 A 62000 I By Corporation Common Stock 50000 I By LLC Common Stock 13000 I By Trust This transaction was executed in multiple trades at prices ranging from $187.00 to $187.99; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $186.73 to $187.00; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $188.79 to $189.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $189.86 to $190.20; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $189.02 to $190.00; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Daniel R. Waltcher as Attorney-in-Fact for James Grosfeld 2012-10-25