0001209191-12-011828.txt : 20120221 0001209191-12-011828.hdr.sgml : 20120220 20120221175849 ACCESSION NUMBER: 0001209191-12-011828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kushel J. Richard CENTRAL INDEX KEY: 0001059240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 12627998 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: KUSHEL RICHARD DATE OF NAME CHANGE: 19980406 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-17 0 0001364742 BlackRock Inc. BLK 0001059240 Kushel J. Richard BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 0 1 0 0 Senior Managing Director Shares of Common Stock (par value $0.01 per share) 2012-02-17 4 M 0 10000 37.36 A 140692 D Shares of Common Stock (par value $0.01 per share) 2012-02-17 4 S 0 10000 195.9283 D 130692 D Shares of Common Stock (par value $0.01 per share) 45000 I By The Kushel Family 2011 Dynasty Trust Shares of Common Stock (par value $0.01 per share) 1000 I By Family Trust Shares of Common Stock (par value $0.01 per share) 1000 I By Family Trust Employee Stock Option (right to buy) 37.36 2012-02-17 4 M 0 10000 0.00 D 2006-12-31 2012-10-15 Shares of Common Stock (par value $0.01 per share) 10000 45000 D Includes (i) 1,257 shares of Restricted Stock vesting on 1/31/13, (ii) 5,198 shares of Restricted Stock vesting in equal installments on 1/31/13 and 1/31/14, (iii) 11,227 shares of Restricted Stock vesting on 1/31/14, (iv) 5,647 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (v) 19,660 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This transaction was executed in multiple trades at prices ranging from $195.79 to $196.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. /s/ Daniel R. Waltcher as Attorney-in-Fact for J. Richard Kushel 2012-02-21