0001209191-12-011828.txt : 20120221
0001209191-12-011828.hdr.sgml : 20120220
20120221175849
ACCESSION NUMBER: 0001209191-12-011828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kushel J. Richard
CENTRAL INDEX KEY: 0001059240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 12627998
MAIL ADDRESS:
STREET 1: BLACKROCK, INC.
STREET 2: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: KUSHEL RICHARD
DATE OF NAME CHANGE: 19980406
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-17
0
0001364742
BlackRock Inc.
BLK
0001059240
Kushel J. Richard
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
0
1
0
0
Senior Managing Director
Shares of Common Stock (par value $0.01 per share)
2012-02-17
4
M
0
10000
37.36
A
140692
D
Shares of Common Stock (par value $0.01 per share)
2012-02-17
4
S
0
10000
195.9283
D
130692
D
Shares of Common Stock (par value $0.01 per share)
45000
I
By The Kushel Family 2011 Dynasty Trust
Shares of Common Stock (par value $0.01 per share)
1000
I
By Family Trust
Shares of Common Stock (par value $0.01 per share)
1000
I
By Family Trust
Employee Stock Option (right to buy)
37.36
2012-02-17
4
M
0
10000
0.00
D
2006-12-31
2012-10-15
Shares of Common Stock (par value $0.01 per share)
10000
45000
D
Includes (i) 1,257 shares of Restricted Stock vesting on 1/31/13, (ii) 5,198 shares of Restricted Stock vesting in equal installments on 1/31/13 and 1/31/14, (iii) 11,227 shares of Restricted Stock vesting on 1/31/14, (iv) 5,647 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (v) 19,660 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $195.79 to $196.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
/s/ Daniel R. Waltcher as Attorney-in-Fact for J. Richard Kushel
2012-02-21