0001209191-12-006394.txt : 20120131
0001209191-12-006394.hdr.sgml : 20120131
20120131172939
ACCESSION NUMBER: 0001209191-12-006394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120127
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINK LAURENCE
CENTRAL INDEX KEY: 0001059245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 12560246
MAIL ADDRESS:
STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC.
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-01-27
0
0001364742
BlackRock Inc.
BLK
0001059245
FINK LAURENCE
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
Chairman and CEO
Shares of Common Stock (par value $0.01 per share)
2012-01-27
4
M
0
11118
37.36
A
1396974.28
D
Shares of Common Stock (par value $0.01 per share)
2012-01-27
4
S
0
10718
188.1952
D
1386256.28
D
Shares of Common Stock (par value $0.01 per share)
2012-01-27
4
S
0
400
189.025
D
1385856.28
D
Shares of Common Stock (par value $0.01 per share)
2012-01-30
4
M
0
1500
37.36
A
1387356.28
D
Shares of Common Stock (par value $0.01 per share)
2012-01-30
4
S
0
1500
186.0005
D
1385856.28
D
Employee Stock Option (right to buy)
37.36
2012-01-27
4
M
0
11118
0.00
D
2006-12-31
2012-10-15
Common Stock (par value $0.01 per share)
11118
364515
D
Employee Stock Option (right to buy)
37.36
2012-01-30
4
M
0
1500
0.00
D
2006-12-31
2012-10-15
Common Stock (par value $0.01 per share)
1500
363015
D
Includes (i) 17,847 Restricted Stock Units vesting on 1/31/12, (ii) 24,688 shares of Restricted Stock vesting in installments on 1/31/12 and 1/31/13, (iii) 5,715 shares of Restricted Stock vesting on 1/31/12, (iv) 46,031 shares of Restricted Stock vesting in installments on 1/31/12, 1/31/13 and 1/31/14, (v) 18,712 shares of Restricted Stock vesting on 1/31/14, (vi) 39,056 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (vii) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $188.00 to $188.76. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $189.02 to $189.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $186.00 to $186.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink
2012-01-31