0001209191-12-006394.txt : 20120131 0001209191-12-006394.hdr.sgml : 20120131 20120131172939 ACCESSION NUMBER: 0001209191-12-006394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120127 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK LAURENCE CENTRAL INDEX KEY: 0001059245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 12560246 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-01-27 0 0001364742 BlackRock Inc. BLK 0001059245 FINK LAURENCE BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 0 0 Chairman and CEO Shares of Common Stock (par value $0.01 per share) 2012-01-27 4 M 0 11118 37.36 A 1396974.28 D Shares of Common Stock (par value $0.01 per share) 2012-01-27 4 S 0 10718 188.1952 D 1386256.28 D Shares of Common Stock (par value $0.01 per share) 2012-01-27 4 S 0 400 189.025 D 1385856.28 D Shares of Common Stock (par value $0.01 per share) 2012-01-30 4 M 0 1500 37.36 A 1387356.28 D Shares of Common Stock (par value $0.01 per share) 2012-01-30 4 S 0 1500 186.0005 D 1385856.28 D Employee Stock Option (right to buy) 37.36 2012-01-27 4 M 0 11118 0.00 D 2006-12-31 2012-10-15 Common Stock (par value $0.01 per share) 11118 364515 D Employee Stock Option (right to buy) 37.36 2012-01-30 4 M 0 1500 0.00 D 2006-12-31 2012-10-15 Common Stock (par value $0.01 per share) 1500 363015 D Includes (i) 17,847 Restricted Stock Units vesting on 1/31/12, (ii) 24,688 shares of Restricted Stock vesting in installments on 1/31/12 and 1/31/13, (iii) 5,715 shares of Restricted Stock vesting on 1/31/12, (iv) 46,031 shares of Restricted Stock vesting in installments on 1/31/12, 1/31/13 and 1/31/14, (v) 18,712 shares of Restricted Stock vesting on 1/31/14, (vi) 39,056 Restricted Stock Units vesting in installments on 1/31/13, 1/31/14 and 1/31/15 and (vii) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This transaction was executed in multiple trades at prices ranging from $188.00 to $188.76. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $189.02 to $189.03. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $186.00 to $186.01. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. /s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink 2012-01-31