-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2s3RC/52NbXDmIuRNvMq++90e0uIbtbIOwCcj1BQyoZ9dT877vy1lkc6HG/nl6v gnudpQ4hkcrcgCtCVUrmng== 0001209191-11-005860.txt : 20110131 0001209191-11-005860.hdr.sgml : 20110131 20110131191525 ACCESSION NUMBER: 0001209191-11-005860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110127 FILED AS OF DATE: 20110131 DATE AS OF CHANGE: 20110131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLUB BENNETT CENTRAL INDEX KEY: 0001059242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 11561041 MAIL ADDRESS: STREET 1: THE MILL HOUSE STREET 2: TAYLORS LANE CITY: MAMARONECK STATE: NY ZIP: 10543 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-27 0 0001364742 BlackRock Inc. BLK 0001059242 GOLUB BENNETT BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 0 1 0 0 Senior Managing Director Shares of Common Stock (par value $0.01 per share) 2011-01-27 4 A 0 5925 0.00 A 231141.033 D Shares of Common Stock (par value $0.01 per share) 2011-01-27 4 A 0 5613 0.00 A 236754.033 D Shares of Common Stock (par value $0.01 per share) 56223.1977 I Trust for benefit of family Shares of Restricted Stock granted under the Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan") as part of the reporting person's bonus and approved by the Management Development and Compensation Committee of the Board of Directors for the 2010 fiscal year under the Amended and Restated 1999 Annual Incentive Performance Plan. The number of shares of Restricted Stock was determined by dividing the approved dollar value of the equity award by $200.405, which was the average of the high and low price per share of Common Stock on January 27, 2011. This formula was approved by the Management Development and Compensation Committee on January 18, 2011. Shares of Restricted Stock vest in installments on 1/31/12, 1/31/13 and 1/31/14. Includes 464.2435 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes 1,307.7895 shares of Common Stock held in the BlackRock, Inc. Retirement Savings Plan. Also includes (i) 17,786 Restricted Stock Units vesting on 9/29/11, (ii) 1,647 Restricted Stock Units vesting on 1/31/11, (iii) 4,652 Restricted Stock Units vesting in equal installments on 1/31/11 and 1/31/12, (iv) 4,247 shares of Restricted Stock vesting in installments on 1/31/11, 1/31/12 and 1/31/13, (v) 4,286 shares of Restricted Stock vesting in equal installments on 1/31/11 and 1/31/12 and (vi) 5,925 shares of Restricted Stock vesting in equal installments on 1/31/12, 1/31/13 and 1/31/14. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. The Reporting Person also received a 3 year grant of shares of Restricted Stock under the Incentive Plan with a vesting date of 1/31/14. The grant was approved by the Management Development and Compensation Committee of the Board of Directors. The number of shares of Restricted Stock was determined by dividing the approved dollar value of the equity award by $200.405, which was the average of the high and low price per share of Common Stock on January 27, 2011. This formula was approved by the Management Development and Compensation Committee on January 18, 2011. Includes 464.2435 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes 1,307.7895 shares of Common Stock held in the BlackRock, Inc. Retirement Savings Plan. Also includes (i) 17,786 Restricted Stock Units vesting on 9/29/11, (ii) 1,647 Restricted Stock Units vesting on 1/31/11, (iii) 4,652 Restricted Stock Units vesting in equal installments on 1/31/11 and 1/31/12, (iv) 4,247 shares of Restricted Stock vesting in installments on 1/31/11, 1/31/12 and 1/31/13, (v) 4,286 shares of Restricted Stock vesting in equal installments on 1/31/11 and 1/31/12, (vi) 5,925 shares of Restricted Stock vesting in equal installments on 1/31/12, 1/31/13 and 1/31/14 and (vii) 5,613 shares of Restricted Stock vesting on 1/31/14. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Bennett Golub 2011-01-31 -----END PRIVACY-ENHANCED MESSAGE-----