-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UelU+Ap8h1j7GUkmn9JqhaZBe6OHaDn4xmgGy9EBl90+vEiKDc0SDnzw+x7bnZug 8EiKYO3D4FAHMPIli61VDA== 0001209191-10-008982.txt : 20100212 0001209191-10-008982.hdr.sgml : 20100212 20100212164520 ACCESSION NUMBER: 0001209191-10-008982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100210 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK LAURENCE CENTRAL INDEX KEY: 0001059245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 10600194 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-10 0 0001364742 BlackRock Inc. BLK 0001059245 FINK LAURENCE BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 0 0 Chairman and CEO Shares of Common Stock (par value $0.01 per share) 2010-02-10 4 M 0 61500 37.36 A 1359605.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-10 4 F 0 24832 208.88 D 1334773.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-10 4 S 0 13400 210.5924 D 1321373.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-10 4 S 0 6100 211.5867 D 1315273.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-11 4 M 0 35700 37.36 A 1350973.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-11 4 S 0 35400 210.1021 D 1315573.28 D Shares of Common Stock (par value $0.01 per share) 2010-02-11 4 S 0 300 211.1033 D 1315273.28 D Shares of Common Stock (par value $0.01 per share) 142340 I By Laurence D. Fink and Lori W. Fink Irrevocable Family Trust U/A/D 1/10/95 Employee Stock Option (right to buy) 37.36 2010-02-10 4 M 0 61500 0.00 D 2006-12-31 2012-12-31 Shares of Common Stock (par value $0.01 per share) 61500 438500 D Employee Stock Option (right to buy) 37.36 2010-02-11 4 M 0 35700 0.00 D 2006-12-31 2012-12-31 Shares of Common Stock (par value $0.01 per share) 35700 402800 D Includes (i) 13,799 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan on 1/31/11, (ii) 35,693 Restricted Stock Units vesting in installments on 1/31/11 and 1/31/12, (iii) 37,031 shares of Restricted Stock vesting in installments on 1/31/11, 1/31/12 and 1/31/13, (iv) 8,571 shares of Restricted Stock vesting on 1/31/11 and (v) 5,716 shares of Restricted Stock vesting on 1/31/12. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Shares sold to pay the exercise price and tax liability in connection with the transaction. This transaction was executed in multiple trades at prices ranging from $210.09 to $211.07. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $211.09 to $212.02. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $210.00 to $210.93. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $211.08 to $211.15. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. /s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----