-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSIta3INGkJgVTPyadekSxP3WECMggX0k4gnLyS1XtxDQ1NMCOZie+fPtCdfmYMK P05L2K4nOiyhVmwyqUve4Q== 0001193125-09-053614.txt : 20090313 0001193125-09-053614.hdr.sgml : 20090313 20090313144403 ACCESSION NUMBER: 0001193125-09-053614 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82091 FILM NUMBER: 09679466 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 12 TO SCHEDULE 13G Amendment No. 12 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(RULE 13D-102)

 

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 12)

 

 

 

 

BlackRock, Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

09247X101

(CUSIP Number)

 

 

February 27, 2009

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

 


CUSIP No. 09247X101    Page 2 of 9 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            The PNC Financial Services Group, Inc.

            25-1435979

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            Pennsylvania

   

 

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

 

  5)    Sole Voting Power

 

                22,435,585

 

  6)     Shared Voting Power

 

                -0-

 

  7)    Sole Dispositive Power

 

                22,445,664

 

  8)    Shared Dispositive Power

 

                5,828

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            22,458,784

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            47.241

   
12)  

Type of Reporting Person (See Instructions)

 

            HC

   

 

1

Percentage based on outstanding shares noted in Issuer’s 2008 Form 10-K together with share exchange noted in Issuer’s Form 8-K filed 2/27/09.


CUSIP No. 09247X101    Page 3 of 9 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            National City Bank

            34-0420310

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            United States

   

 

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

 

  5)    Sole Voting Power

 

                518

 

  6)     Shared Voting Power

 

                -0-

 

  7)    Sole Dispositive Power

 

                518

 

  8)    Shared Dispositive Power

 

                -0-

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            518

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            Less than 0.01

   
12)  

Type of Reporting Person (See Instructions)

 

            BK

   


CUSIP No. 09247X101    Page 4 of 9 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            Allegiant Asset Management Company

            38-2636152

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            Michigan

   

 

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

 

  5)    Sole Voting Power

 

                334

 

  6)     Shared Voting Power

 

                -0-

 

  7)    Sole Dispositive Power

 

                1,206

 

  8)    Shared Dispositive Power

 

                -0-

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,206

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            Less than 0.01

   
12)  

Type of Reporting Person (See Instructions)

 

            IA

   


CUSIP No. 09247X101    Page 5 of 9 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            PNC Bancorp, Inc.

            51-0326854

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            Delaware

   

 

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

 

  5)    Sole Voting Power

 

                22,434,733

 

  6)     Shared Voting Power

 

                -0-

 

  7)    Sole Dispositive Power

 

                22,443,940

 

  8)    Shared Dispositive Power

 

                5,828

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            22,457,060

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            47.23

   
12)  

Type of Reporting Person (See Instructions)

 

            HC

   


CUSIP No. 09247X101    Page 6 of 9 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            PNC Bank, National Association

             22-1146430

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

a)  ¨

b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            United States

   

 

Number of  

Shares  

Beneficially  

Owned By  

Each  

Reporting  

Person  

With  

 

 

  5)    Sole Voting Power

 

                126,233

 

  6)     Shared Voting Power

 

                -0-

 

  7)    Sole Dispositive Power

 

                135,440

 

  8)    Shared Dispositive Power

 

                5,828

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            148,560

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            0.31

   
12)  

Type of Reporting Person (See Instructions)

 

            BK

   


Page 7 of 9 Pages

 

ITEM 2 (a)

 

-

  NAME OF PERSON FILING:      
   

The PNC Financial Services Group, Inc.; National City Bank; Allegiant Asset Management

Company; PNC Bancorp, Inc.; and PNC Bank, National Association

ITEM 2 (b)

 

-

  ADDRESS OF PRINCIPAL BUSINESS OFFICE:      
   

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh,

PA 15222-2707

National City Bank – 1900 East Ninth Street, Cleveland, OH 44114

Allegiant Asset Management Company – 1900 East Ninth Street, Cleveland, OH 44114

PNC Bancorp, Inc. - 300 Delaware Avenue, Suite 304, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

ITEM 2 (c)

 

-

  CITIZENSHIP:      
   

The PNC Financial Services Group, Inc. – Pennsylvania

National City Bank – United States

Allegiant Asset Management Company - Michigan

PNC Bancorp, Inc. - Delaware

PNC Bank, National Association - United States

     

ITEM 3

  -   IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
  (a)   ¨   Broker or dealer registered under Section 15 of the Exchange Act;
  (b)   x   Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)   ¨   Insurance Company as defined in Section 3(a)(19) of the Exchange Act;
  (d)   ¨   Investment Company registered under Section 8 of the Investment Company Act;
  (e)   x   An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)   ¨   An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)   x   A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)   ¨   A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)   ¨  

A Church Plan that is excluded from the definition of an Investment Company under Section

3(c)(14) of the Investment Company Act;

  (j)   ¨   Group, in accordance with Rule 13d(b)(1)(ii)(J).
  If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨   


Page 8 of 9 Pages

ITEM 4

 

 

-

   OWNERSHIP:      
     The following information is as of February 27, 2009:      
     (a)    Amount Beneficially Owned: 22,458,784 shares      
     (b)    Percent of Class: 47.241      
     (c)    Number of shares to which such person has:      
        (i)    sole power to vote or to direct the vote 22,435,585      
        (ii)    shared power to vote or to direct the vote -0-      
        (iii)    sole power to dispose or to direct the disposition of 22,445,664      
        (iv)    shared power to dispose or to direct the disposition of 5,828      

ITEM 6

 

-

   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:   
    

Of the total shares of Common Stock reported herein, 148,560 shares are held in accounts at PNC Bank, National Association in a fiduciary capacity.

 

Of the total shares of Common Stock reported herein, 518 shares are held in accounts at National City Bank in a fiduciary capacity.

  

ITEM 7

 

-

   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
    

Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:

 

National City Bank – BK (wholly owned subsidiary of The PNC Financial Services Group, Inc.)

 

Allegiant Asset Management Company – IA (wholly owned subsidiary of National City Bank)

 

PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)

 

PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)

ITEM 10

 

-

   CERTIFICATION:      
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

1

Percentage based on outstanding shares noted in Issuer’s 2008 Form 10-K together with share exchange noted in Issuer’s Form 8-K filed 2/27/09.


Page 9 of 9 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

March 13, 2009

   

March 13, 2009

Date     Date

By: /s/    James E. Rohr

   

By: /s/    James E. Rohr

Signature - The PNC Financial Services Group, Inc.     Signature - PNC Bank, National Association
James E. Rohr, Chairman & CEO     James E. Rohr, Chairman & CEO
Name & Title     Name & Title

March 13, 2009

   

March 13, 2009

Date     Date

By: /s/    Maria C. Schaffer

   

By: /s/    Janice K. Henderson

Signature - PNC Bancorp, Inc.     Signature – Allegiant Asset Management Company
Maria C. Schaffer, Executive Vice President     Janice K. Henderson, Director
Name & Title     Name & Title

March 13, 2009

   
Date    

By: /s/    Janice K. Henderson

   
Signature – National City Bank    
Janice K. Henderson, Officer    
Name & Title    

AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED

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