0001127602-16-049512.txt : 20160419
0001127602-16-049512.hdr.sgml : 20160419
20160419180053
ACCESSION NUMBER: 0001127602-16-049512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160415
FILED AS OF DATE: 20160419
DATE AS OF CHANGE: 20160419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kushel J. Richard
CENTRAL INDEX KEY: 0001059240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 161579918
MAIL ADDRESS:
STREET 1: BLACKROCK, INC.
STREET 2: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER NAME:
FORMER CONFORMED NAME: KUSHEL RICHARD
DATE OF NAME CHANGE: 19980406
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-04-15
0001364742
BlackRock Inc.
BLK
0001059240
Kushel J. Richard
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
Senior Managing Director
Shares Of Common Stock (par Value $0.01 Per Share)
2016-04-15
4
M
0
8000
167.76
A
154840
D
Shares Of Common Stock (par Value $0.01 Per Share)
2016-04-15
4
S
0
6086
356.9018
D
148754
D
Shares Of Common Stock (par Value $0.01 Per Share)
1000
I
By Family Trust
Shares Of Common Stock (par Value $0.01 Per Share)
1000
I
By Family Trust
Shares Of Common Stock (par Value $0.01 Per Share)
45000
I
By The Kushel Family 2011 Dynasty Trust
Employee Stock Option (Right to Buy)
167.76
2016-04-15
4
M
0
8000
0
D
2011-09-29
2017-01-31
Common Stock
8000
16007
D
Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $356.34 to $357.28. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Relates to a portion of a long-term plan option award of 28,007 options granted on 1/31/07 with an expiration date of 1/31/17.
/s/ Daniel R. Waltcher as Attorney-in-Fact for J. Richard Kushel
2016-04-19