0001127602-16-049512.txt : 20160419 0001127602-16-049512.hdr.sgml : 20160419 20160419180053 ACCESSION NUMBER: 0001127602-16-049512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160415 FILED AS OF DATE: 20160419 DATE AS OF CHANGE: 20160419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kushel J. Richard CENTRAL INDEX KEY: 0001059240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 161579918 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER NAME: FORMER CONFORMED NAME: KUSHEL RICHARD DATE OF NAME CHANGE: 19980406 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-04-15 0001364742 BlackRock Inc. BLK 0001059240 Kushel J. Richard BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 Senior Managing Director Shares Of Common Stock (par Value $0.01 Per Share) 2016-04-15 4 M 0 8000 167.76 A 154840 D Shares Of Common Stock (par Value $0.01 Per Share) 2016-04-15 4 S 0 6086 356.9018 D 148754 D Shares Of Common Stock (par Value $0.01 Per Share) 1000 I By Family Trust Shares Of Common Stock (par Value $0.01 Per Share) 1000 I By Family Trust Shares Of Common Stock (par Value $0.01 Per Share) 45000 I By The Kushel Family 2011 Dynasty Trust Employee Stock Option (Right to Buy) 167.76 2016-04-15 4 M 0 8000 0 D 2011-09-29 2017-01-31 Common Stock 8000 16007 D Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This transaction was executed in multiple trades at prices ranging from $356.34 to $357.28. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Relates to a portion of a long-term plan option award of 28,007 options granted on 1/31/07 with an expiration date of 1/31/17. /s/ Daniel R. Waltcher as Attorney-in-Fact for J. Richard Kushel 2016-04-19