0001127602-15-029681.txt : 20151028
0001127602-15-029681.hdr.sgml : 20151028
20151028161713
ACCESSION NUMBER: 0001127602-15-029681
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151026
FILED AS OF DATE: 20151028
DATE AS OF CHANGE: 20151028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPITO ROBERT
CENTRAL INDEX KEY: 0001059246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 151180462
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-10-26
0001364742
BlackRock Inc.
BLK
0001059246
KAPITO ROBERT
BLACKROCK INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
President
Shares Of Common Stock (par Value $0.01 Per Share)
2015-10-26
4
M
0
148160
167.76
A
472094.6
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-10-26
4
S
0
47576
336.2819
D
424518.6
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-10-26
4
S
0
68393
337.4063
D
356125.6
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-10-26
4
S
0
100
337.92
D
356025.6
D
Shares Of Common Stock (par Value $0.01 Per Share)
240114
I
By Grantor Retained Annuity Trusts
Employee Stock Option (Right to Buy)
167.76
2015-10-26
4
M
0
148160
0
D
2007-01-31
2017-01-31
Common Stock
148160
0
D
Includes (i) 7,981 Restricted Stock Units vesting on 1/31/16, (ii) 14,182 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 8,928 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 26,213 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 29,583 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 19,201 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $335.9150 to $336.9050. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $336.9100 to $337.8950. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
Relates to a portion of a long-term plan option award of 210,109 options granted on 1/31/07 with an expiration date of 1/31/17.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Robert Kapito
2015-10-28