0001127602-15-023776.txt : 20150730 0001127602-15-023776.hdr.sgml : 20150730 20150730175624 ACCESSION NUMBER: 0001127602-15-023776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150728 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK LAURENCE CENTRAL INDEX KEY: 0001059245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 151017434 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-07-28 0001364742 BlackRock Inc. BLK 0001059245 FINK LAURENCE BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 Chairman and CEO Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 M 0 19324 167.76 A 1266254.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 S 0 19324 336.525 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 M 0 44186 167.76 A 1291116.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 S 0 44186 337.188 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 M 0 800 167.76 A 1247730.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-28 4 S 0 800 338.88 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 M 0 19024 167.76 A 1265954.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 S 0 19024 337.092 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 M 0 9000 167.76 A 1255930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 S 0 9000 337.796 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 M 0 29425 167.76 A 1276355.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 S 0 29425 338.944 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 M 0 53837 167.76 A 1300767.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 S 0 53837 339.875 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 M 0 7565 167.76 A 1254495.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-29 4 S 0 7565 340.561 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-30 4 M 0 23054 167.76 A 1269984.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-30 4 S 0 23054 339.227 D 1246930.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-30 4 M 0 12446 167.76 A 1259376.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2015-07-30 4 S 0 12446 340.087 D 1246930.28 D Employee Stock Option (Right to Buy) 167.76 2015-07-28 4 M 0 19324 0 D 2011-09-29 2017-01-31 Common Stock 19324 242267 D Employee Stock Option (Right to Buy) 167.76 2015-07-28 4 M 0 44186 0 D 2011-09-29 2017-01-31 Common Stock 44186 198081 D Employee Stock Option (Right to Buy) 167.76 2015-07-28 4 M 0 800 0 D 2011-09-29 2017-01-31 Common Stock 800 197281 D Employee Stock Option (Right to Buy) 167.76 2015-07-29 4 M 0 19024 0 D 2011-09-29 2017-01-31 Common Stock 19024 178257 D Employee Stock Option (Right to Buy) 167.76 2015-07-29 4 M 0 9000 0 D 2011-09-29 2017-01-31 Common Stock 9000 169257 D Employee Stock Option (Right to Buy) 167.76 2015-07-29 4 M 0 29425 0 D 2011-09-29 2017-01-31 Common Stock 29425 139832 D Employee Stock Option (Right to Buy) 167.76 2015-07-29 4 M 0 53837 0 D 2011-09-29 2017-01-31 Common Stock 53837 85995 D Employee Stock Option (Right to Buy) 167.76 2015-07-29 4 M 0 7565 0 D 2011-09-29 2017-01-31 Common Stock 7565 78430 D Employee Stock Option (Right to Buy) 167.76 2015-07-30 4 M 0 23054 0 D 2011-09-29 2017-01-31 Common Stock 23054 55376 D Employee Stock Option (Right to Buy) 167.76 2015-07-30 4 M 0 12446 0 D 2011-09-29 2017-01-31 Common Stock 12446 42930 D Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This transaction was executed in multiple trades at prices ranging from $336.00 to $336.995. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $337.00 to $337.89. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $336.375 to $337.37. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $337.38 to $338.09. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $338.39 to $339.38. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $339.39 to $340.375. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $340.39 to $341.00. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $338.83 to $339.78. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. This transaction was executed in multiple trades at prices ranging from $339.85 to $340.47. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17. /s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink 2015-07-30