0001127602-15-023776.txt : 20150730
0001127602-15-023776.hdr.sgml : 20150730
20150730175624
ACCESSION NUMBER: 0001127602-15-023776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150728
FILED AS OF DATE: 20150730
DATE AS OF CHANGE: 20150730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINK LAURENCE
CENTRAL INDEX KEY: 0001059245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 151017434
MAIL ADDRESS:
STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC.
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-07-28
0001364742
BlackRock Inc.
BLK
0001059245
FINK LAURENCE
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
Chairman and CEO
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
M
0
19324
167.76
A
1266254.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
S
0
19324
336.525
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
M
0
44186
167.76
A
1291116.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
S
0
44186
337.188
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
M
0
800
167.76
A
1247730.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-28
4
S
0
800
338.88
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
M
0
19024
167.76
A
1265954.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
S
0
19024
337.092
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
M
0
9000
167.76
A
1255930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
S
0
9000
337.796
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
M
0
29425
167.76
A
1276355.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
S
0
29425
338.944
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
M
0
53837
167.76
A
1300767.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
S
0
53837
339.875
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
M
0
7565
167.76
A
1254495.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-29
4
S
0
7565
340.561
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-30
4
M
0
23054
167.76
A
1269984.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-30
4
S
0
23054
339.227
D
1246930.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-30
4
M
0
12446
167.76
A
1259376.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2015-07-30
4
S
0
12446
340.087
D
1246930.28
D
Employee Stock Option (Right to Buy)
167.76
2015-07-28
4
M
0
19324
0
D
2011-09-29
2017-01-31
Common Stock
19324
242267
D
Employee Stock Option (Right to Buy)
167.76
2015-07-28
4
M
0
44186
0
D
2011-09-29
2017-01-31
Common Stock
44186
198081
D
Employee Stock Option (Right to Buy)
167.76
2015-07-28
4
M
0
800
0
D
2011-09-29
2017-01-31
Common Stock
800
197281
D
Employee Stock Option (Right to Buy)
167.76
2015-07-29
4
M
0
19024
0
D
2011-09-29
2017-01-31
Common Stock
19024
178257
D
Employee Stock Option (Right to Buy)
167.76
2015-07-29
4
M
0
9000
0
D
2011-09-29
2017-01-31
Common Stock
9000
169257
D
Employee Stock Option (Right to Buy)
167.76
2015-07-29
4
M
0
29425
0
D
2011-09-29
2017-01-31
Common Stock
29425
139832
D
Employee Stock Option (Right to Buy)
167.76
2015-07-29
4
M
0
53837
0
D
2011-09-29
2017-01-31
Common Stock
53837
85995
D
Employee Stock Option (Right to Buy)
167.76
2015-07-29
4
M
0
7565
0
D
2011-09-29
2017-01-31
Common Stock
7565
78430
D
Employee Stock Option (Right to Buy)
167.76
2015-07-30
4
M
0
23054
0
D
2011-09-29
2017-01-31
Common Stock
23054
55376
D
Employee Stock Option (Right to Buy)
167.76
2015-07-30
4
M
0
12446
0
D
2011-09-29
2017-01-31
Common Stock
12446
42930
D
Includes (i) 10,962 Restricted Stock Units vesting on 1/31/16, (ii) 18,596 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 11,618 shares of Restricted Stock vesting in installments on 1/31/16, 1/31/17 and 1/31/18, (iv) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested, (v) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested and (vi) 24,322 Restricted Stock Units awarded on 1/17/14 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/18 and will expire on 1/31/20 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $336.00 to $336.995. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $337.00 to $337.89. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $336.375 to $337.37. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $337.38 to $338.09. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $338.39 to $339.38. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $339.39 to $340.375. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $340.39 to $341.00. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $338.83 to $339.78. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
This transaction was executed in multiple trades at prices ranging from $339.85 to $340.47. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.
Relates to a portion of a long-term incentive plan option award of 364,313 options granted on 1/31/07 with an expiration date of 1/31/17.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink
2015-07-30