0001127602-13-018869.txt : 20130531 0001127602-13-018869.hdr.sgml : 20130531 20130531162101 ACCESSION NUMBER: 0001127602-13-018869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130529 FILED AS OF DATE: 20130531 DATE AS OF CHANGE: 20130531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK LAURENCE CENTRAL INDEX KEY: 0001059245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 13885241 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-29 0001364742 BlackRock Inc. BLK 0001059245 FINK LAURENCE BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 Chairman and CEO Shares Of Common Stock (par Value $0.01 Per Share) 2013-05-29 4 S 0 3666 286.08 D 1327977.28 D Shares Of Common Stock (par Value $0.01 Per Share) 2013-05-30 4 S 0 48950 285.00 D 1279027.28 D Shares Of Common Stock (par Value $0.01 Per Share) 12057 I By family trust Shares Of Common Stock (par Value $0.01 Per Share) 12057 I By family trust Shares Of Common Stock (par Value $0.01 Per Share) 12057 I By family trust This transaction was executed in multiple trades at prices ranging from $286.00 to $286.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Includes (i) 15,344 shares of Restricted Stock vesting on 1/31/14, (ii) 18,712 shares of Restricted Stock vesting on 1/31/14, (iii) 26,038 Restricted Stock Units vesting in installments on 1/31/14 and 1/31/15, (iv) 32,884 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16, (v) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested and (vi) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink 2013-05-31