0001127602-13-018869.txt : 20130531
0001127602-13-018869.hdr.sgml : 20130531
20130531162101
ACCESSION NUMBER: 0001127602-13-018869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130529
FILED AS OF DATE: 20130531
DATE AS OF CHANGE: 20130531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINK LAURENCE
CENTRAL INDEX KEY: 0001059245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 13885241
MAIL ADDRESS:
STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC.
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-05-29
0001364742
BlackRock Inc.
BLK
0001059245
FINK LAURENCE
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
Chairman and CEO
Shares Of Common Stock (par Value $0.01 Per Share)
2013-05-29
4
S
0
3666
286.08
D
1327977.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
2013-05-30
4
S
0
48950
285.00
D
1279027.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
12057
I
By family trust
Shares Of Common Stock (par Value $0.01 Per Share)
12057
I
By family trust
Shares Of Common Stock (par Value $0.01 Per Share)
12057
I
By family trust
This transaction was executed in multiple trades at prices ranging from $286.00 to $286.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Includes (i) 15,344 shares of Restricted Stock vesting on 1/31/14, (ii) 18,712 shares of Restricted Stock vesting on 1/31/14, (iii) 26,038 Restricted Stock Units vesting in installments on 1/31/14 and 1/31/15, (iv) 32,884 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16, (v) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested and (vi) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink
2013-05-31