0001127602-13-009057.txt : 20130304 0001127602-13-009057.hdr.sgml : 20130304 20130304165130 ACCESSION NUMBER: 0001127602-13-009057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Charrington N. James CENTRAL INDEX KEY: 0001497050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 13662371 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-28 0001364742 BlackRock Inc. BLK 0001497050 Charrington N. James BLACKROCK, INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 Senior Managing Director Shares Of Common Stock (par Value $0.01 Per Share) 2013-02-28 4 S 0 3000 240.9251 D 36816 D This transaction was executed in multiple trades at prices ranging from $240.9001 to $241.0332. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Includes (i) 1,597 shares of Restricted Stock vesting on 1/31/14, (ii) 5,613 shares of Restricted Stock vesting on 1/31/14, (iii) 2,790 Restricted Stock Units vesting in installments on 1/31/14 and 1/31/15, (iv) 2,719 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16, (v) 4,836 Restricted Stock Units vesting on 1/31/16 and (vi) 9,829 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for N. James Charrington 2013-03-04