0001127602-13-003520.txt : 20130201
0001127602-13-003520.hdr.sgml : 20130201
20130201160152
ACCESSION NUMBER: 0001127602-13-003520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINK LAURENCE
CENTRAL INDEX KEY: 0001059245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 13566740
MAIL ADDRESS:
STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC.
STREET 2: 40 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-01-31
0001364742
BlackRock Inc.
BLK
0001059245
FINK LAURENCE
BLACKROCK, INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
Chairman and CEO
Shares Of Common Stock (par Value $0.01 Per Share)
2013-01-31
4
F
0
22124
237.40
D
1340514.28
D
Shares Of Common Stock (par Value $0.01 Per Share)
12150
I
By family trust
Shares Of Common Stock (par Value $0.01 Per Share)
12150
I
By family trust
Shares Of Common Stock (par Value $0.01 Per Share)
12150
I
By family trust
Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan.
Includes (i) 15,344 shares of Restricted Stock vesting on 1/31/14, (ii) 18,712 shares of Restricted Stock vesting on 1/31/14, (iii) 26,038 Restricted Stock Units vesting in installments on 1/31/14 and 1/31/15, (iv) 32,884 Restricted Stock Units vesting in installments on 1/31/14, 1/31/15 and 1/31/16, (v) 32,766 Restricted Stock Units awarded on 1/20/12 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/16 and will expire on 1/31/18 to the extent not then vested and (vi) 37,472 Restricted Stock Units awarded on 1/18/13 that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets, but which may not vest before 1/31/17 and will expire on 1/31/19 to the extent not then vested. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Laurence Fink
2013-02-01