0000932440-11-001218.txt : 20111207 0000932440-11-001218.hdr.sgml : 20111207 20111207113950 ACCESSION NUMBER: 0000932440-11-001218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111129 FILED AS OF DATE: 20111207 DATE AS OF CHANGE: 20111207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 0226 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/ CENTRAL INDEX KEY: 0000070858 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 111247631 BUSINESS ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 7043868486 MAIL ADDRESS: STREET 1: BANK OF AMERICA CORPORATE CENTER STREET 2: 100 N TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER NAME: FORMER CONFORMED NAME: BANKAMERICA CORP/DE/ DATE OF NAME CHANGE: 19981022 FORMER NAME: FORMER CONFORMED NAME: NATIONSBANK CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NCNB CORP DATE OF NAME CHANGE: 19920107 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-29 0001364742 BlackRock Inc. BLK 0000070858 BANK OF AMERICA CORP /DE/ BANK OF AMERICA CORPORATE CENTER 100 N. TRYON STREET CHARLOTTE NC 28255 1 0 0 0 Common Stock 2011-11-29 4 P 0 50 161.63 A 636 I See Footnote Common Stock 2011-11-30 4 P 0 4 169.38 A 640 I See Footnote Common Stock 2011-11-30 4 P 0 5 169.94 A 645 I See Footnote Common Stock 2011-12-01 4 S 0 4 167.22 D 641 I See Footnote Common Stock 2011-12-01 4 S 0 50 169.13 D 591 I See Footnote Common Stock 2011-12-01 4 S 0 5 169.40 D 586 I See Footnote Of such securities, 586 shares of common stock are held by Bank of America Corporation ("BAC") and the remaining securities are held by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), an indirect, wholly owned subsidiary of BAC. The transaction reports shares held by MLPFS. Each of BAC and MLPFS disclaims beneficial ownership except to the extent of its pecuniary interest therein. Pursuant to the Third Amended and Restated Stockholder Agreement dated as of November 15, 2010, as may be amended from time to time, between Merrill Lynch & Co., Inc. ("ML&Co."), a direct, wholly owned subsidiary of BAC, Merrill Lynch Group, Inc. ("ML Group"), an indirect, wholly owned subsidiary of BAC, and the issuer, once ML&Co. and its affiliates have beneficially owned less than five percent of the issuer's capital stock for a period of 90 days, ML&Co.'s designee to the issuer's board of directors is required to resign. As reported on a Form 4 filed on May 23, 2011, the issuer has waived this requirement to allow ML&Co.'s designee to continue to serve as a member of the issuer's board of directors, subject to future review by the issuer's board of directors. Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Person to the Issuer. Bank of America Corporation, By: /s/ Gary Whitman, Authorized Signatory 2011-12-07