0000932440-11-001104.txt : 20111019
0000932440-11-001104.hdr.sgml : 20111019
20111019102954
ACCESSION NUMBER: 0000932440-11-001104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110830
FILED AS OF DATE: 20111019
DATE AS OF CHANGE: 20111019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0226
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANK OF AMERICA CORP /DE/
CENTRAL INDEX KEY: 0000070858
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 111147217
BUSINESS ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
BUSINESS PHONE: 7043868486
MAIL ADDRESS:
STREET 1: BANK OF AMERICA CORPORATE CENTER
STREET 2: 100 N TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
FORMER NAME:
FORMER CONFORMED NAME: BANKAMERICA CORP/DE/
DATE OF NAME CHANGE: 19981022
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANK CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: NCNB CORP
DATE OF NAME CHANGE: 19920107
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-08-30
0001364742
BlackRock Inc.
BLK
0000070858
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET
CHARLOTTE
NC
28255
1
0
0
0
Common Stock
2011-08-30
4
P
0
9
166.56
A
595
I
See Footnote
Common Stock
2011-09-01
4
S
0
9
162.73
D
586
I
See Footnote
Common Stock
2011-09-16
4
P
0
12
159.86
A
598
I
See Footnote
Common Stock
2011-09-23
4
P
0
15
146.88
A
613
I
See Footnote
Common Stock
2011-09-27
4
P
0
15
156.69
A
628
I
See Footnote
Common Stock
2011-09-29
4
S
0
15
148.68
D
613
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
150.95
A
813
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.09
A
913
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.10
A
1013
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.14
A
1113
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.17
A
1213
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.21
A
1313
I
See Footnote
Common Stock
2011-09-30
4
P
0
198
151.22
A
1511
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.29
A
1611
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.32
A
1711
I
See Footnote
Common Stock
2011-09-30
4
P
0
130
151.37
A
1841
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.38
A
1941
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.39
A
2041
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
151.40
A
2241
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.41
A
2341
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
151.45
A
2541
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
151.49
A
2741
I
See Footnote
Common Stock
2011-09-30
4
P
0
100
151.50
A
2841
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
151.51
A
3041
I
See Footnote
Common Stock
2011-09-30
4
P
0
200
151.52
A
3241
I
See Footnote
Common Stock
2011-09-30
4
P
0
170
151.57
A
3411
I
See Footnote
Common Stock
2011-09-30
4
S
0
15
149.74
D
3396
I
See Footnote
Common Stock
2011-09-30
4
S
0
1399
149.84
D
1997
I
See Footnote
Common Stock
2011-09-30
4
S
0
500
150.19
D
1497
I
See Footnote
Common Stock
2011-09-30
4
S
0
399
150.20
D
1098
I
See Footnote
Of such securities, 586 shares of common stock are held by Bank of America Corporation ("BAC") and the remaining securities are held by Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), an indirect, wholly owned subsidiary of BAC. The transaction reports shares held by MLPFS. Each of BAC and MLPFS disclaims beneficial ownership except to the extent of its pecuniary interest therein.
Pursuant to the Third Amended and Restated Stockholder Agreement dated as of November 15, 2010, as may be amended from time to time, between Merrill Lynch & Co., Inc. ("ML&Co."), a direct, wholly owned subsidiary of BAC, Merrill Lynch Group, Inc. ("ML Group"), an indirect, wholly owned subsidiary of BAC, and the issuer, once ML&Co. and its affiliates have beneficially owned less than five percent of the issuer's capital stock for a period of 90 days, ML&Co.'s designee to the issuer's board of directors is required to resign. As reported on a Form 4 filed on May 23, 2011, the issuer has waived this requirement to allow ML&Co.'s designee to continue to serve as a member of the issuer's board of directors, subject to future review by the issuer's board of directors.
Disgorgement of profits, if applicable, based on transactions reported above is being made by the Reporting Person to the Issuer.
Bank of America Corporation, By: /s/ Gary Whitman, Authorized Signatory
2011-10-19