0001144204-17-039497.txt : 20170801
0001144204-17-039497.hdr.sgml : 20170801
20170801121108
ACCESSION NUMBER: 0001144204-17-039497
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170801
DATE AS OF CHANGE: 20170801
EFFECTIVENESS DATE: 20170801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARIS ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001364739
IRS NUMBER: 202458685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11942
FILM NUMBER: 17995744
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 582 4500
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001364739
XXXXXXXX
06-30-2017
06-30-2017
false
SOLARIS ASSET MANAGEMENT LLC
645 Madison Avenue
New York
NY
10022
13F HOLDINGS REPORT
028-11942
N
Stephen B. Wells
President
212-582-4500
/s/ Stephen B. Wells
New York
NY
08-01-2017
0
303
162082
INFORMATION TABLE
2
infotable.xml
3M CO
Common
88579Y101
83
400
SH
SOLE
400
0
0
ABTECH HOLDINGS INC
Common
00400H108
0
35000
SH
SOLE
35000
0
0
ABTECH HOLDINGS INC RESTRICTED
Common
00400H108
13
925711
SH
SOLE
925711
0
0
ADOBE SYSTEMS INC
Common
00724F101
4568
32295
SH
SOLE
32295
0
0
AETNA INC
Common
00817Y108
4901
32281
SH
SOLE
32281
0
0
ALERE INC
Common
01449J105
27
542
SH
SOLE
542
0
0
ALEXANDRIA REAL ESTATE
REIT
015271109
152
1260
SH
SOLE
1260
0
0
ALIBABA GROUP HLDG ADR F
Common
01609W102
56
400
SH
SOLE
400
0
0
ALKERMES PLC
Common
G01767105
3
50
SH
SOLE
50
0
0
ALLEGION PUB LTD
Common
G0176J109
28
350
SH
SOLE
350
0
0
ALLIANT ENERGY CORP
Common
018802108
80
2000
SH
SOLE
2000
0
0
ALPHA BANK AE (EUR)
Common
X0085P9V0
0
140
SH
SOLE
140
0
0
ALPHA BANK AE SPONS ADR
Common
02071M507
1
2000
SH
SOLE
2000
0
0
ALPHABET INC CL A
Common
02079K305
21
23
SH
SOLE
23
0
0
ALPHABET INC CL C
Common
02079K107
4201
4623
SH
SOLE
4623
0
0
ALPHA-EN CORP
Common
02072E108
2
1000
SH
SOLE
1000
0
0
ALTRIA GROUP INC
Common
02209S103
105
1405
SH
SOLE
1405
0
0
AMAZON.COM INC
Common
023135106
4647
4801
SH
SOLE
4801
0
0
AMERICAN ASSETS TRUSTS INC
Reit
024013104
60
1525
SH
SOLE
1525
0
0
AMERICAN CAMPUS COMMUNITIES
REIT
024835100
104
2200
SH
SOLE
2200
0
0
AMERICAN ELEC POWER INC
Common
025537101
8
110
SH
SOLE
110
0
0
AMERICAN INTERNATIONAL GROUP
Common
026874784
3792
60655
SH
SOLE
60655
0
0
AMERICAN TOWER REIT INC
Reit
03027X100
460
3476
SH
SOLE
3476
0
0
AMERIGAS PARTNERS-LP
Ltd Partner
030975106
7
150
SH
SOLE
150
0
0
AMERIS BANCORP
Common
03076K108
246
5112
SH
SOLE
5112
0
0
APPLE INC
Common
037833100
6171
42847
SH
SOLE
42847
0
0
ARES CAPITAL CORP
Common
04010L103
26
1566
SH
SOLE
1566
0
0
ARKEMA SPONSORED ADR
Common
041232109
13
122
SH
SOLE
122
0
0
AVANGRID INC
Common
05351W103
8
180
SH
SOLE
180
0
0
BAIDU COM INC SPON ADR
Common
056752108
45
250
SH
SOLE
250
0
0
BANCORPSOUTH INC
Common
059692103
272
8930
SH
SOLE
8930
0
0
BANK OF AMERICA PFD 6.25 SER I
Preferred
060505740
50
1937
SH
SOLE
1937
0
0
BANNER CORPORATION NEW
Common
06652V208
69
1225
SH
SOLE
1225
0
0
BANYAN CORP OREGON NEW
Common
06682M509
0
4
SH
SOLE
4
0
0
BAR HARBOR BANKSHARE
common
066849100
29
946
SH
SOLE
946
0
0
BEAVER COAL LTD
Ltd Partner
074799107
6
8
SH
SOLE
8
0
0
BERKSHIRE HATHAWAY INC-CL A
Common
084670108
255
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC-CL B
Common
084670702
85
500
SH
SOLE
500
0
0
BK OF AMERICA 6.25 SER CC
Preferred
060505286
346
12900
SH
SOLE
12900
0
0
BRISTOL-MYERS SQUIBB CO
Common
011012210
123
2200
SH
SOLE
2200
0
0
BROADCOM LIMITED
Common
Y09827109
1946
8348
SH
SOLE
8348
0
0
BROOKFIELD INFRASTRUCTURE LP
Ltd Partner
G16252101
9
225
SH
SOLE
225
0
0
BUCKEYE PARTNERS LP
Ltd Partner
118230101
104
1625
SH
SOLE
1625
0
0
CABELA'S INC
Common
126804301
42
700
SH
SOLE
700
0
0
CAVIUM NETWORKS INC
Common
14964U108
143
2295
SH
SOLE
2295
0
0
CEDAR FAIR L.P.
Reit
150185106
111
1545
SH
SOLE
1545
0
0
CEDAR SHOPPING CENTERS INC
REIT
150602209
18
3700
SH
SOLE
3700
0
0
CENTRAL PACIFIC FINANCIAL CORP
Common
154760409
196
6225
SH
SOLE
6225
0
0
CERNER CORP
Common
156782104
2487
37410
SH
SOLE
37410
0
0
CHENIERE ENERGY PARTNERS
Ltd Partner
16411Q101
55
1700
SH
SOLE
1700
0
0
CHEVRONTEXACO CORP
Common
166764100
95
910
SH
SOLE
910
0
0
CHIPOTLE MEXICAN GRILLE INC
Common
169656105
1
3
SH
SOLE
3
0
0
CHUBB LTD
Common
H1467J104
4094
28164
SH
SOLE
28164
0
0
CIMAREX ENERGY CO
Common
171798101
612
6513
SH
SOLE
6513
0
0
CINCINNATI FINL CORP
Common
172062101
7
92
SH
SOLE
92
0
0
CINTAS CORP
Common
172908105
4258
33785
SH
SOLE
33785
0
0
CITIBANK PFD 6.30 SER S
Preferred
172967317
250
9372
SH
SOLE
9372
0
0
CITIGROUP PFD K
Preferred
172967341
81
2750
SH
SOLE
2750
0
0
CITIGROUP PFD N
Preferred
173080201
126
4850
SH
SOLE
4850
0
0
COCA-COLA CO/THE
Common
191216100
7
160
SH
SOLE
160
0
0
COMCAST CORP-CL A
Common
20030N101
237
6100
SH
SOLE
6100
0
0
COMPASS DIVERSIFIED HOLDINGS
Common
20451Q104
11
620
SH
SOLE
620
0
0
CONOCOPHILLIPS
Common
20825C104
3586
81574
SH
SOLE
81574
0
0
COPART INC
Common
217204106
43
1350
SH
SOLE
1350
0
0
CORE LABORATORIES N.V.
Common
N22717107
31
305
SH
SOLE
305
0
0
CORNING INC
Common
219350105
361
12000
SH
SOLE
12000
0
0
COTT CORP
Common
22163N106
289
20025
SH
SOLE
20025
0
0
CRACKER BARREL OLD COUNTRY
Common
22410J106
67
400
SH
SOLE
400
0
0
CRESTWOOD EQUITY LP
Ltd Partner
226344208
58
2450
SH
SOLE
2450
0
0
CROWN CASTLE INTL CORP
Common
22822V101
186
1855
SH
SOLE
1855
0
0
CUBESMART
REIT
229663109
55
2275
SH
SOLE
2275
0
0
CURTISS-WRIGHT CORP
Common
231561101
99
1080
SH
SOLE
1080
0
0
CVS CORP
Common
126650100
1953
24270
SH
SOLE
24270
0
0
CYRUSONE INC
Common
23283R100
95
1705
SH
SOLE
1705
0
0
DARDEN RESTAURANTS INC
Common
237194105
412
4550
SH
SOLE
4550
0
0
DCP MIDSTREAM LP
Ltd Partner
23311P100
140
4150
SH
SOLE
4150
0
0
DELUXE CORP
Common
248019101
4005
57855
SH
SOLE
57855
0
0
DILLARDS CAPITAL TRUST
Preferred
25406P200
902
34938
SH
SOLE
34938
0
0
DISCOVER FINCL 6.5 12/31/49
Preferred
254709207
704
27327
SH
SOLE
27327
0
0
DISCOVER FINL SVCS
Common
254709108
4055
65196
SH
SOLE
65196
0
0
DOMINION RESOURCES INC/VA
Common
25746U109
7
95
SH
SOLE
95
0
0
DPS IBERIABANK CORP PFD
Preferred
450828207
46
1621
SH
SOLE
1621
0
0
DUKE ENERGY CORP
Common
26441C204
8
90
SH
SOLE
90
0
0
DUKE REALITY CORP
Reit
264411505
40
1425
SH
SOLE
1425
0
0
DUPONT FABROS PFD C
Preferred
26613Q403
95
3500
SH
SOLE
3500
0
0
EBIX INC
Common
278715206
367
6805
SH
SOLE
6805
0
0
ECHOSTAR CORP
Common
278768106
42
700
SH
SOLE
700
0
0
ECOLAB INC
Common
278865100
2902
21864
SH
SOLE
21864
0
0
ENABLE MIDSTREAM PARTNERS LP
Ltd Partner
292480100
74
4655
SH
SOLE
4655
0
0
ENBRIDGE ENERGY PARTNERS LP
Ltd Partner
29250R106
5
300
SH
SOLE
300
0
0
ENBRIDGE INC
Common
29250N105
8
204
SH
SOLE
204
0
0
ENERGY TRANSFER EQUITY
Ltd Partner
29273V100
355
19775
SH
SOLE
19775
0
0
ENERGY TRANSFER PARTNERS LP
Ltd Partner
29278N103
24
1200
SH
SOLE
1200
0
0
ENLINK MIDSTREAM PARTNERS LP
Ltd Partner
29336U107
138
8140
SH
SOLE
8140
0
0
ENTERPRISE PRODUCTS PARTNERS
Ltd Partner
293792107
368
13575
SH
SOLE
13575
0
0
EOG RESOURCES INC
Common
26875P101
22
238
SH
SOLE
238
0
0
EPIRUS BIOPHARMA
common
29428P107
0
91
SH
SOLE
91
0
0
EPR PROPERTIES
REIT
26884U109
7
95
SH
SOLE
95
0
0
EQT MIDSTREAM PARTNERS LP
Ltd Partner
26885B100
99
1320
SH
SOLE
1320
0
0
EQUINIX INC
Common
29444U700
237
552
SH
SOLE
552
0
0
ESSEX PROPERTY TRUST INC
Reit
297178105
282
1095
SH
SOLE
1095
0
0
EVERSOURCE ENERGY
Common
30040W108
8
127
SH
SOLE
127
0
0
EXCELSIOR VENTURE PTNRS III
Ltd Partner
001867850
16
200
SH
SOLE
200
0
0
EXPRESS SCRIPTS HOLDING CO
Common
30219G108
149
2337
SH
SOLE
2337
0
0
EXTRA SPACE STORAGE
Reit
30225T102
69
885
SH
SOLE
885
0
0
EXXON MOBIL CORP
Common
30231G102
24
300
SH
SOLE
300
0
0
FACEBOOK INC CL A
Common
30303M102
4741
31399
SH
SOLE
31399
0
0
FIFTH THIRD BANCORP
Common
316773605
132
4400
SH
SOLE
4400
0
0
FINANCIAL SECTOR SPDR
ETF
81369Y605
793
32149
SH
SOLE
32149
0
0
FIRST INDUSTRIAL TRUST INC
Reit
32054K103
519
18133
SH
SOLE
18133
0
0
GENERAL ELECTRIC CO
Common
369604103
260
9619
SH
SOLE
9619
0
0
GENERAL MOTORS CO
Common
37045V100
29
837
SH
SOLE
837
0
0
GENERAL MOTORS CO 19 WTS WARRANTS EXP 07/10/19
Warrant
37045V126
7
399
SH
SOLE
399
0
0
GENESIS ENERGY L P UNIT LP INT
Ltd Partner
371927104
76
2405
SH
SOLE
2405
0
0
GILEAD SCIENCES INC
Common
375558103
60
850
SH
SOLE
850
0
0
GIYANI GOLD CORP
Common
37636L107
0
200
SH
SOLE
200
0
0
GLAXOSMITHKLINE PLC ADR
Common
37733W105
7
165
SH
SOLE
165
0
0
GLOBAL PARTNERS LP
Ltd Partner
37946R109
183
10150
SH
SOLE
10150
0
0
GOLDMAN SACHS 6.30 SER N
Preferred
38148B504
160
5820
SH
SOLE
5820
0
0
GRAMMERCY PPTY TRUST
REIT
385002308
12
401
SH
SOLE
401
0
0
GREEN PLAINS PARTNERS LLP
Ltd Partner
393221106
17
900
SH
SOLE
900
0
0
GREENBRIER COMPANIES INC
Common
393657101
57
1225
SH
SOLE
1225
0
0
GW PHARMACEUTICALS PLC
Common
36197T103
25
250
SH
SOLE
250
0
0
HASBRO INC
Common
418056107
9
85
SH
SOLE
85
0
0
HCP INC
Common
40414L109
4
125
SH
SOLE
125
0
0
HEALTHCARE TRUST OF AMERICA
Reit
42225P501
7
240
SH
SOLE
240
0
0
HERCULES TECHNOLOGY CAPITAL GR
Common
427096508
9
678
SH
SOLE
678
0
0
HESS CORP
Common
42809H107
2125
48430
SH
SOLE
48430
0
0
HEXCEL CORP NEW
Common
428291108
70
1325
SH
SOLE
1325
0
0
HOME DEPOT INC
Common
437076102
7
44
SH
SOLE
44
0
0
HOPE BANCORP INC
Common
43940T109
58
3100
SH
SOLE
3100
0
0
HUBSPOT INC
Common
443573100
329
5005
SH
SOLE
5005
0
0
HUNTINGTON BANC PFD SER C
Preferred
446150872
427
16327
SH
SOLE
16327
0
0
I SHARES MSCI GERMANY ETF
ETF
464286806
452
14932
SH
SOLE
14932
0
0
IAC INTERACTIVE
Common
44919P508
4273
41385
SH
SOLE
41385
0
0
IBERIABANK CORP
Common
450828108
105
1287
SH
SOLE
1287
0
0
ICONIX BRAND GROUP INC
Common
451055107
47
6838
SH
SOLE
6838
0
0
ILLINOIS TOOL WKS INC
Common
452308109
7
50
SH
SOLE
50
0
0
INFORM WORLDWDE HLDG NEW
Common
45666X305
0
1
SH
SOLE
1
0
0
ING GROEP NV 6.375 PFD
Preferred
456837608
1347
52073
SH
SOLE
52073
0
0
INTEL CORP
Common
458140100
6
185
SH
SOLE
185
0
0
INTL BUSINESS MACHINES CORP
Common
459200101
792
5150
SH
SOLE
5150
0
0
IONIS PHARMACEUTICAL
Common
462222100
34
675
SH
SOLE
675
0
0
IRON MOUNTAIN INC
Common
46284V101
98
2852
SH
SOLE
2852
0
0
ISHARES 1-3 YEAR CREDIT BOND ETF
ETF
464288646
105
1000
SH
SOLE
1000
0
0
ISHARES CORE MSCI EMERGING
ETF
46434G103
330
6600
SH
SOLE
6600
0
0
ISHARES HEDGED MSCI ETF GERMAN
ETF
46434V704
3590
128263
SH
SOLE
128263
0
0
ISHARES IBOXX INVESTMENT
ETF
464287242
844
7005
SH
SOLE
7005
0
0
ISHARES IBOXX USD HIGH YEILD
ETF
464288513
826
9350
SH
SOLE
9350
0
0
ISHARES MBS ETF
ETF
464288588
85
794
SH
SOLE
794
0
0
ISHARES MSCI JAPAN ETF
ETF
46434G822
3
55
SH
SOLE
55
0
0
ISHARES MSCI PACIFIC EX
ETF
464286665
354
7954
SH
SOLE
7954
0
0
ISHARES MSCI RUSSIA CAP
ETF
46434G798
237
8220
SH
SOLE
8220
0
0
ISHARES RUSSELL MID-CAP VALUE
ETF
464287473
721
8573
SH
SOLE
8573
0
0
ISHARES S&P 500 INDEX FD
ETF
464287200
1
3
SH
SOLE
3
0
0
ISHARES S&P EUROPE 350
ETF
464287861
1913
43155
SH
SOLE
43155
0
0
ISHARES S&P MIDCAP 400
ETF
464287507
3301
18975
SH
SOLE
18975
0
0
ISHARES S&P MID-CAP 400
ETF
464287606
53
270
SH
SOLE
270
0
0
ISHARES TR RUSSEL 1000 VAL
ETF
464287598
313
2690
SH
SOLE
2690
0
0
ISHARES TR RUSSELL 2000 INDEX
ETF
464287655
550
3900
SH
SOLE
3900
0
0
ISHARES TR RUSSELL MIDCAP
ETF
464287499
116
602
SH
SOLE
602
0
0
JOHNSON & JOHNSON
Common
478160104
213
1609
SH
SOLE
1609
0
0
JP MORGAN ALERIAN MLP INDEX
ETN
46625H365
114
3845
SH
SOLE
3845
0
0
JPMORGAN CHASE & CO
Common
46625H100
85
925
SH
SOLE
925
0
0
KAPSTONE PAPER AND PACKAGING
Common
48562P103
40
1924
SH
SOLE
1924
0
0
KILROY REALTY CORP
Reit
49427F108
126
1675
SH
SOLE
1675
0
0
KIMBERLY-CLARK CORP
Common
494368103
8
60
SH
SOLE
60
0
0
KIMCO REALTY CORP
Reit
49446R109
273
14875
SH
SOLE
14875
0
0
KORNIT DIGITAL LTD
Common
M6372Q113
32
1640
SH
SOLE
1640
0
0
LAMAR ADVERTISING CO - A
Reit
512816109
440
5975
SH
SOLE
5975
0
0
LEUCADIA NATIONAL CORP
Common
527288104
37
1400
SH
SOLE
1400
0
0
LIBERTY BROADBAND CL C
Common
530307305
38
443
SH
SOLE
443
0
0
LIBERTY EXPEDIA HOLDINGS INC C
Common
53046P109
44
818
SH
SOLE
818
0
0
LIBERTY MEDIA CORP
Common
531229607
42
1000
SH
SOLE
1000
0
0
LIBERTY PROPERTY TRUST
Reit
531172104
7
180
SH
SOLE
180
0
0
LIFE STORAGE INC
Reit
53223X107
124
1675
SH
SOLE
1675
0
0
LILLY ELI & CO
Common
532457108
218
2650
SH
SOLE
2650
0
0
LOCKHEED MARTIN CORP
Common
539830109
11
40
SH
SOLE
40
0
0
LTC PROPERTIES INC
Reit
502175102
7
145
SH
SOLE
145
0
0
LUMENTUM HOLDINGS IN
Common
55024U109
27
465
SH
SOLE
465
0
0
MACQUARIE INFRASTRUCTURE CO
Common
55608B105
7
87
SH
SOLE
87
0
0
MAGELLAN MIDSTREAM PARTNERS
Ltd Partner
559080106
663
9300
SH
SOLE
9300
0
0
MAIDEN HOLDINGS 7.125 SER C
Preferred
G5753U138
732
27650
SH
SOLE
27650
0
0
MAIDEN HOLDINGS 8.25 SERIES A
Preferred
G5753U120
1735
68229
SH
SOLE
68229
0
0
MAIDEN HOLDINGS NA LTD
Preferred
56029Q408
532
19755
SH
SOLE
19755
0
0
MERCK & CO. INC.
Common
58933Y105
124
1940
SH
SOLE
1940
0
0
MICROCHIP TECHNOLOGY INC
Common
595017104
41
525
SH
SOLE
525
0
0
MICROSOFT CORP
Common
594918104
3331
48327
SH
SOLE
48327
0
0
MID-AMERICA APARTMENT COMM
Reit
59522J103
12
110
SH
SOLE
110
0
0
MIMEDX GROUP INC
Common
602496101
54
3600
SH
SOLE
3600
0
0
MOTORS LIQ CO GUC TR
Common
62010U101
1
102
SH
SOLE
102
0
0
MPLX LP
Ltd Partner
55336V100
46
1375
SH
SOLE
1375
0
0
NATIONAL BANK OF GREECE-ADR
Common
633643804
0
133
SH
SOLE
133
0
0
NATIONAL FUEL GAS CO
Common
636180101
313
5600
SH
SOLE
5600
0
0
NATIONAL RETAIL PROPERTIES INC
Reit
637417106
9
240
SH
SOLE
240
0
0
NEW YORK TIMES CO CL A
Common
650111107
5
300
SH
SOLE
300
0
0
NGL ENERGY PARTNERS LP
Ltd Partner
62913M107
15
1050
SH
SOLE
1050
0
0
NICE SYSTEMS LTD SPONS ADR
Common
653656108
4600
58440
SH
SOLE
58440
0
0
NOBLE MIDSTREAM PARTNERS LP
Ltd Partner
65506L105
19
425
SH
SOLE
425
0
0
NQ MOBILE INC F ADR
Common
64118U108
20
6000
SH
SOLE
6000
0
0
NU SKIN ASIA PACIFIC INC CL A
Common
67018T105
108
1725
SH
SOLE
1725
0
0
NUCOR CORP
Common
670346105
3488
60271
SH
SOLE
60271
0
0
NUSTAR ENERGY LP
Ltd Partner
67058H102
44
950
SH
SOLE
950
0
0
NXP SEMICONDUCTORS NV
Common
N6596X109
42
385
SH
SOLE
385
0
0
ON SEMICONDUCTER CORP
Common
682189105
20
1400
SH
SOLE
1400
0
0
ONEOK PARTNERS LP
Ltd Partner
68268N103
473
9270
SH
SOLE
9270
0
0
OUTFRONT MEDIA INC
Common
69007J106
25
1100
SH
SOLE
1100
0
0
PARTNERRE PFD SER G
Preferred
G68603136
1667
61259
SH
SOLE
61259
0
0
PARTNERRE PFD SER H
Preferred
G68603144
714
24637
SH
SOLE
24637
0
0
PARTNERRE PFD SER I
Preferred
G68603151
1119
42553
SH
SOLE
42553
0
0
PAYCHEX INC
Common
704326107
7
115
SH
SOLE
115
0
0
PBF LOGISTICS LP
Ltd Partner
69318Q104
18
900
SH
SOLE
900
0
0
PDC ENERGY INC
Common
69327R101
42
975
SH
SOLE
975
0
0
PENNYMAC MTGE PFD SERIES A
Preferred
70931T301
135
5350
SH
SOLE
5350
0
0
PEPSICO INC
Common
713448108
253
2190
SH
SOLE
2190
0
0
PERNOD RICARD SA ADR F
Common
714264207
15
565
SH
SOLE
565
0
0
PFIZER INC
Common
717081103
10
300
SH
SOLE
300
0
0
PHILIP MORRIS INTERNATIONAL IN
Common
718172109
13
110
SH
SOLE
110
0
0
PHILLIPS 66 PARTNERS LP
Ltd Partner
718549207
7
132
SH
SOLE
132
0
0
PIMCO ETF
ETF
72201R783
1835
18106
SH
SOLE
18106
0
0
PIONEER NATURAL RESOURCES CO
Common
723787107
10
61
SH
SOLE
61
0
0
PLAINS ALL AMER PIPELINE LP
Ltd Partner
726503105
153
5825
SH
SOLE
5825
0
0
PNC FINL SVCS GROUP INC
Common
693475105
4560
36518
SH
SOLE
36518
0
0
POWER INTEGRATIONS INC.
Common
739276103
1
20
SH
SOLE
20
0
0
POWERSHARES DYN BLDG & CONST
ETF
73935X666
7
250
SH
SOLE
250
0
0
POWERSHARES PREFERRED
ETF
73936T565
10
690
SH
SOLE
690
0
0
POWERSHARES S&P INFO TECH
ETF
73937B860
2339
31622
SH
SOLE
31622
0
0
POWERSHARES S&P SC FINANCIAL
ETF
73937B803
222
4303
SH
SOLE
4303
0
0
POWERSHARES S&P SM CAP HC
ETF
73937B886
434
4936
SH
SOLE
4936
0
0
POWERSHARES S&P SMALLCAP IND
ETF
73937B878
47
825
SH
SOLE
825
0
0
POWERSHARES SENIOR LOAN
ETF
73936Q769
102
4419
SH
SOLE
4419
0
0
PPL CORPORATION
Common
69351T106
8
195
SH
SOLE
195
0
0
PROCTER & GAMBLE CO
Common
742718109
7
80
SH
SOLE
80
0
0
PROLOGIS INC
Common
74340W103
184
3135
SH
SOLE
3135
0
0
PTC INC
Common
69370C100
81
1475
SH
SOLE
1475
0
0
QUALITY CARE PROPERTIES
Ltd Partner
747545101
3
150
SH
SOLE
150
0
0
RAYTHEON CO
Common
755111507
3863
23923
SH
SOLE
23923
0
0
RELX PLC SPONSORED ADR
Common
759530108
3
143
SH
SOLE
143
0
0
REPLIGEN CORP
Common
759916109
72
1737
SH
SOLE
1737
0
0
REYNOLDS AMERICAN INC
Common
761713106
31
475
SH
SOLE
475
0
0
ROYAL DUTCH SHELL F ADR
Common
780259107
56
1034
SH
SOLE
1034
0
0
S&P SELECT SECTOR SPDR - INDU
ETF
81369Y704
1020
14982
SH
SOLE
14982
0
0
S&P SPDR TR
ETF
78462F103
1114
4608
SH
SOLE
4608
0
0
SCHWAB (CHARLES) CORP NEW
Common
808513105
50
1160
SH
SOLE
1160
0
0
SELECT SECTOR SPDR TR - ENERGY
ETF
81369Y506
854
13159
SH
SOLE
13159
0
0
SEMGROUP CORP-CL A
Common
81663A105
4
162
SH
SOLE
162
0
0
SHELL MIDSTREAM PARTNERS LP
Ltd Partner
822634101
13
430
SH
SOLE
430
0
0
SHUTTERFLY INC
Common
82568P304
63
1325
SH
SOLE
1325
0
0
SINA CORPORATION
Common
G81477104
104
1225
SH
SOLE
1225
0
0
SNYDERS-LANCE INC
Common
833551104
53
1525
SH
SOLE
1525
0
0
SPECTRA ENERGY PARTNERS LP
Ltd Partner
84756N109
34
800
SH
SOLE
800
0
0
STAR GAS PARTNERS LP
Ltd Partner
85512C105
23
2113
SH
SOLE
2113
0
0
STONEMOR PARTNERS LP
Ltd Partner
86183Q100
102
10800
SH
SOLE
10800
0
0
SUBURBAN PROPANE PRT L P
Ltd Partner
864482104
5
230
SH
SOLE
230
0
0
SUMMIT MIDSTREAM PARTNERS LP
Ltd Partner
866142102
119
5275
SH
SOLE
5275
0
0
SUN COMMUNITIES INC
Reit
866674104
601
6851
SH
SOLE
6851
0
0
SUNOCO INC
Common
86765K109
34
1100
SH
SOLE
1100
0
0
SYSCO CORP
Common
871829107
7
130
SH
SOLE
130
0
0
TALLGRASS ENERGY PARTNERS LP
Ltd Partner
874697105
74
1476
SH
SOLE
1476
0
0
TC PIPELINES
Ltd Partner
87233Q108
72
1300
SH
SOLE
1300
0
0
TCP CAPITAL CORP
Common
87238Q103
11
656
SH
SOLE
656
0
0
TELEFLEX INC
Common
879369106
5577
26844
SH
SOLE
26844
0
0
TEXAS CAPITAL BANCSHARES INC
Common
88224Q107
111
1429
SH
SOLE
1429
0
0
THOR INDS INC
Common
885160101
523
5005
SH
SOLE
5005
0
0
TIME WARNER INC
Common
887317303
3858
38425
SH
SOLE
38425
0
0
TRACTOR SUPPLY CO
Common
892356106
54
990
SH
SOLE
990
0
0
TREEHOUSE INC
Common
89469A104
40
492
SH
SOLE
492
0
0
UNION PACIFIC CORP
Common
907818108
4089
37548
SH
SOLE
37548
0
0
UNITEDHEALTH GROUP INC
Common
91324P102
6
32
SH
SOLE
32
0
0
URSTADT BIDDLE - CL A
Reit
917286205
66
3324
SH
SOLE
3324
0
0
URSTADT BIDDLE PROPERTIES
Reit
917286106
997
57802
SH
SOLE
57802
0
0
VALERO ENERGY PARTNERS LP
Ltd Partner
91914J102
7
150
SH
SOLE
150
0
0
VANECK VECTORS VIETNAM
ETF
92189F817
4
280
SH
SOLE
280
0
0
VANGUARD GROWTH ETF
ETF
922908736
37
294
SH
SOLE
294
0
0
VANGUARD INTERMEDIATE TERM GOV ETF
ETF
92206C706
111
1718
SH
SOLE
1718
0
0
VANGUARD MID-CAP GROWTH ETF
ETF
922908538
51
430
SH
SOLE
430
0
0
VANGUARD SHORT TERM COR BD ETF
ETF
92206C409
240
3000
SH
SOLE
3000
0
0
VCA ANTECH INC
Common
918194101
182
1970
SH
SOLE
1970
0
0
VECTOR GROUP LTD
Common
92240M108
279
13071
SH
SOLE
13071
0
0
VENTAS INC
Common
92276F100
10
150
SH
SOLE
150
0
0
VERINT SYSTEMS INC
Common
92343X100
175
4300
SH
SOLE
4300
0
0
VERIZON COMMUNICATN
Common
92343V104
89
2000
SH
SOLE
2000
0
0
VODAFONE GROUP F
Common
92857W308
21
715
SH
SOLE
715
0
0
VYCOR MEDICAL INC
Common
92921M203
0
500
SH
SOLE
500
0
0
W.P. CAREY INC
Reit
92936U109
41
615
SH
SOLE
615
0
0
WAL-MART STORES INC
Common
931142103
91
1200
SH
SOLE
1200
0
0
WELLS FARGO PFD 8.000 SER J
Preferred
949746879
51
1973
SH
SOLE
1973
0
0
WELLS FARGO & COMPANY
Common
949746101
3297
59507
SH
SOLE
59507
0
0
WELLS FARGO SER W PFD
Preferred
94988U714
149
5750
SH
SOLE
5750
0
0
WELLTOWER INC
Common
95040Q104
8
105
SH
SOLE
105
0
0
WESTERN ALLIANCE BANCORP
Common
957638109
239
4850
SH
SOLE
4850
0
0
WESTERN GAS PARTNERS
Ltd Partner
958254104
103
1850
SH
SOLE
1850
0
0
WESTERN UNION CO
Common
959802109
76
4000
SH
SOLE
4000
0
0
WESTLAKE CHEMICAL PARTNERS LP
Ltd Partner
960417103
12
500
SH
SOLE
500
0
0
WEYERHAEUSER CO
Common
962166104
172
5145
SH
SOLE
5145
0
0
WILLIAMS PARTNERS LP NEW
Ltd Partner
96949L105
65
1625
SH
SOLE
1625
0
0
WISDOMTREE JAPAN HEDGE EQ
ETF
97717W851
665
12783
SH
SOLE
12783
0
0
XCEL ENERGY INC
Common
98389B100
8
170
SH
SOLE
170
0
0
XO GROUP INC
Common
983772104
59
3373
SH
SOLE
3373
0
0
YUM CHINA HOLDINGS INC
Common
98850P109
22
552
SH
SOLE
552
0
0
YUM! BRANDS INC
Common
988498101
41
552
SH
SOLE
552
0
0
ZENDESK INC
Common
98936J101
28
1000
SH
SOLE
1000
0
0
ZIONS BANCORP PFD SER H
Preferred
989701834
686
26660
SH
SOLE
26660
0
0