0000897101-12-001781.txt : 20121018 0000897101-12-001781.hdr.sgml : 20121018 20121018145050 ACCESSION NUMBER: 0000897101-12-001781 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20121018 DATE AS OF CHANGE: 20121018 EFFECTIVENESS DATE: 20121018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GlobalBridge, Inc. CENTRAL INDEX KEY: 0001364630 IRS NUMBER: 411946302 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11940 FILM NUMBER: 121150267 BUSINESS ADDRESS: STREET 1: 319 FIRST AVENUE NORTH STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 BUSINESS PHONE: 612-746-5850 MAIL ADDRESS: STREET 1: 319 FIRST AVENUE NORTH STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 13F-HR/A 1 global124341s3_13fa.txt AMENDMENT NO. 1 TO FORM 13F-HR - DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GlobalBridge, Inc. Address: 903 Washington Ave. S. Suite 100 Minneapolis, MN 55415 Form 13F File Number: 28-11940 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sally A. Oberstar Title: Chief Compliance Officer Phone: 612-746-5852 Signature, Place, and Date of Signing: Sally A. Oberstar Minneapolis, MN October 16, 2012 The Market Value on the Information Table was not rounded to nearest thousand. The number of line entries on the Summary Page was overstated. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: N/A Form 13F Information Table Entry Total: 429 Form 13F Information Table Value Total: $290,199 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________________ None [Repeat if necessary]
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- BRK/B 084670207 BERKSHIRE HATHAWAY CL B 64 210 Common Sole 64 CME 12572Q105 CHICAGO MERCANTILE EXCHANGE 688 231 Common Sole 688 STRA 863236105 STRAYER EDUCATION, INC. 1215 258 Common Sole 1215 MITSY 606827202 MITSUE & COMPANY LTD 1244 355 Common Sole 1244 MA 57636Q104 MASTERCARD INC 2070 530 Common Sole 2070 EQIX 29444U502 EQUINIX, INC. 2087 222 Common Sole 2087 LQD 464287242 I-SHARES TR GOLDMAN SACHS CORP BD FD 2138 223 Common Sole 2138 ICE 45865V100 INTERCNTNTL EXCHANGE 2642 297 Common Sole 2642 BEN 354613101 FRANKLIN RESOURCES 2791 294 Common Sole 2791 CRM 79466L302 SALESFORCE.COM INC 2901 214 Common Sole 2901 CEO 126132109 CNOOC LTD 2922 454 Common Sole 2922 RWEOY 74975E303 RWE AG 2924 283 Common Sole 2924 BASFY 055262505 BASF AG SPON ADR 3223 200 Common Sole 3223 SI 826197501 SIEMENS AG ADS 3254 298 Common Sole 3254 FDS 303075105 FACTSET RESEARCH SYST 3321 219 Common Sole 3321 ITRI 465741106 ITRON INC. 3419 231 Common Sole 3419 QSII 747582104 QUALITY SYSTEMS INC 3496 220 Common Sole 3496 LFC 16939P106 CHINA LIFE INS CO 3640 267 Common Sole 3640 CPA P31076105 COPA HOLDINGS S.A. 3912 213 Common Sole 3912 BDX 075887109 BECTON DICKINSON 3935 310 Common Sole 3935 HSIC 806407102 HENRY SCHEIN INC. 3943 207 Common Sole 3943 DEG 29759W101 ETABLISSEMENTS DELHA 3951 303 Common Sole 3951 ROP 776696106 ROPER INDUSTRIES INC 4113 215 Common Sole 4113 EW 28176E108 EDWARDS LIFESCIENCES 4149 360 Common Sole 4149 MSBHY 606769305 MITSUBISHI CORP SPONS ADR 4189 207 Common Sole 4189 NGG 636274300 NATIONAL GRID PLC 4374 238 Common Sole 4374 FMC 302491303 FMC CP 4404 246 Common Sole 4404 BUCY 118759109 BUCYRUS INTL INC CL A 4517 255 Common Sole 4517 NFX 651290108 NEWFIELD EXPLORATION 4832 233 Common Sole 4832 CLF 18683K101 CLIFF NATURAL RESOURCES 4923 227 Common Sole 4923 NKE 654106103 NIKE INC CL B 4929.5 326 Common Sole 4929.5 PRE G6852T105 PARTNERRE LTD. 4960 370 Common Sole 4960 CHD 171340102 CHURCH & DWIGHT CO. 4997 302 Common Sole 4997 FMS 358029106 FRESENIUS MED CAR AG 5081 269 Common Sole 5081 CAM 13342B105 CAMERON INTL CP 5149 215 Common Sole 5149 MAN 56418H100 MANPOWER INC 5311 290 Common Sole 5311 PXD 723787107 PIONEER NATURAL RESOU 5564 268 Common Sole 5564 VEU 922042775 VANGUARD FTSE ALL-WORLD EX-US ETF 5565 243 Common Sole 5565 THG 410867105 HANOVER INS GROUP 5582 248 Common Sole 5582 TECH 878377100 TECHNE CORPORATION 5637 386 Common Sole 5637 GPN 37940X102 GLOBAL PAYMENTS 5753 310 Common Sole 5753 CNI 136375102 CANADIAN NATIONAL RAILWAY COMPANY 5802 315 Common Sole 5802 BRLI 09057G602 BIO-REFERENCE LABOROTORIES, INC. 5879 230 Common Sole 5879 COH 189754104 COACH INC 5889 215 Common Sole 5889 MT 03938L104 ARCELORMITTAL SA 5916 271 Common Sole 5916 MMS 577933104 MAXIMUS INC. 5989 299 Common Sole 5989 WAB 929740108 WABTEC 6085 249 Common Sole 6085 IBN 45104G104 ICICI BK LTD ADS 6208 234 Common Sole 6208 Page 1
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- COLM 198516106 COLUMBIA SPORTSWEAR C 6296 246 Common Sole 6296 VTV 922908744 VANGUARD VALUE ETF 6305 301 Common Sole 6305 NDSN 655663102 NORDSON CORPORATION 6410 392 Common Sole 6410 DHR 235851102 DANAHER CORP DE 6412 482 Common Sole 6412 PII 731068102 POLARIS INDUSTRIES IN 6429 280 Common Sole 6429 CCL 143658300 CARNIVAL CORP 6467 205 Common Sole 6467 TSCO 892356106 TRACTOR SUPPLY COMPAN 6478 343 Common Sole 6478 CCMP 12709P103 CABOT MICROELECTRONIC 6509 215 Common Sole 6509 MCK 58155Q103 MCKESSON CORP 6514 407 Common Sole 6514 APA 037411105 APACHE CORPORATION 6527 673 Common Sole 6527 LNCR 532791100 LINCARE HOLDINGS INC. 6566 244 Common Sole 6566 TNTTY 87260W101 TNT N.V. ADR 6750 208 Common Sole 6750 CASS 14808P109 CASS INFO SYS INC. 6813 207 Common Sole 6813 FTI 30249U101 FMC TECHNOLOGIES INC 6939 401 Common Sole 6939 APOL 037604105 APOLLO GROUP INC. 7032 426 Common Sole 7032 BHP 088606108 BHP BILLITON LIMITED 7032 539 Common Sole 7032 RAI 761713106 REYNOLDS AMERICAN INC. 7033 373 Common Sole 7033 WHR 963320106 WHIRLPOOL CORPORATION 7183 579 Common Sole 7183 TLVT E90215109 TELVENT GIT, S.A. 7200 281 Common Sole 7200 IPCM 44984A105 IPC THE HOSPITALIST COMPANY, INC. 7289 242 Common Sole 7289 MHP 580645109 MCGRAW-HILL COMPANIES 7536 253 Common Sole 7536 PRGS 743312100 PROGRESS SOFTWARE 7572 221 Common Sole 7572 SCHL 807066105 SCHOLASTIC CORPORATIO 7578 226 Common Sole 7578 LLL 502424104 L-3 COMMUNICATIONS HL 7620.5 663 Common Sole 7620.5 INTU 461202103 INTUIT INC. 7742 238 Common Sole 7742 CTL 156700106 CENTURYTEL INC. 7829 283 Common Sole 7829 KMR 49455U100 KINDER MORGAN 7856.845 429 Common Sole 7856.8447 FDX 31428X106 FEDEX CORP. 7868 657 Common Sole 7868 SFG 852891100 STANCORP FINANCIAL GR 7880 315 Common Sole 7880 RHHBY 771195104 ROCHE HOLDINGS LTD 7997 340 Common Sole 7997 MD 58502B106 MEDNAX INC 8026 482 Common Sole 8026 HBC 404280406 HSBC HLDGS PLC ADS 8052 460 Common Sole 8052 FSYS 35952W103 FUEL SYSTEMS SOLUTIONS INC 8076 333 Common Sole 8076 NSRGY 641069406 NESTLE S.A. ADR SPON 8098 393 Common Sole 8098 OGE 670837103 OGE ENERGY CORP. 8113 299 Common Sole 8113 GOOG 38259P508 GOOGLE INC CL A 8151 5053 Common Sole 8151 AMG 008252108 AFFILIATED MANAGERS G 8162 550 Common Sole 8162 PEGA 705573103 PEGASYSTEMS INC. 8220 279 Common Sole 8220 FRX 345838106 FOREST LABORATORIES INC 8265 265 Common Sole 8265 IMO 453038408 IMPERIAL OIL LTD 8272 320 Common Sole 8272 ABAX 002567105 ABAXIS, INC. 8345 213 Common Sole 8345 COST 22160K105 COSTCO WHOLESALE CORP. 8505 503 Common Sole 8505 DE 244199105 DEERE & COMPANY 8607 466 Common Sole 8607 STO 85771P102 STATOIL ASA 8705 217 Common Sole 8705 MDU 552690109 MDU RESOURCES GROUP 8722 206 Common Sole 8722 MDIUY 584469407 MEDIASET SPA S/ADR 8772 217 Common Sole 8772 BAESY 05523R107 BAE SYSTEMS PLC 8807 205 Common Sole 8807 FFIV 315616102 F5 NETWORKS, INC 8825 468 Common Sole 8825 CASC 147195101 CASCADE CP 8979 247 Common Sole 8979 Page 2
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- KOP 50060P106 KOPPERS HOLDINGS INC 9005 274 Common Sole 9005 TNB 884315102 THOMAS & BETTS CORP. 9035 323 Common Sole 9035 FORR 346563109 FORRESTER RESEARCH, INC. 9054 235 Common Sole 9054 NOC 666807102 NORTHROP GRUMMAN CORP 9132 510 Common Sole 9132 BMC 055921100 BMC SOFTWARE INC. 9161 367 Common Sole 9161 BWA 099724106 BORG WARNER INC 9179 305 Common Sole 9179 ITW 452308109 ILLINOIS TOOL WORKS 9212 442 Common Sole 9212 PGN 743263105 PROGRESS ENERGY INC 9379 385 Common Sole 9379 ANSS 03662Q105 ANSYS INCORPORATED 9394.002 408 Common Sole 9394.0015 UIS 909214306 UNISYS 9518 367 Common Sole 9518 NUE 670346105 NUCOR CORPORATION 9631 449 Common Sole 9631 SBUX 855244109 STARBUCKS CORPORATION 9737 225 Common Sole 9737 FLR 343412102 FLUOR CORP INC 9781 441 Common Sole 9781 VAR 92220P105 VARIAN MEDICAL SYS INC 9840 461 Common Sole 9840 CINF 172062101 CINCINNATI FINANCIAL 9854 259 Common Sole 9854 SYNA 87157D109 SYNAPTICS INCORPORATED 9900 303 Common Sole 9900 TEF 879382208 TELEFONICA S.A. 9954 831 Common Sole 9954 TPX 88023U101 TEMPUR-PEDIC INTL 9965 235 Common Sole 9965 NABZY 632525408 NATL AUSTRALIA BK S/ADR 9978 246 Common Sole 9978 PRAA 73640Q105 PORTFOLIO REC ASSN INC. 10096 453 Common Sole 10096 HHGP 443792106 HUDSON HIGHLAND GROUP 10111 48 Common Sole 10111 UPS 911312106 UNITED PARCEL SRVC B 10163 583 Common Sole 10163 NJ 654090109 NIDEC CORP. 10172 236 Common Sole 10172 INT 981475106 WORLD FUEL SERVICES CORP 10234 274 Common Sole 10234 ZBRA 989207105 ZEBRA TECHNOLOGIES CO 10248 291 Common Sole 10248 BEAV 073302101 BE AEROSPACE INC. 10256 241 Common Sole 10256 POWI 739276103 POWER INTEGRATIONS I 10277 374 Common Sole 10277 PUK 74435K204 PRUDENTIAL PLC 10295 210 Common Sole 10295 BHE 08160H101 BENCHMARK ELECTRS INC COM 10337 195 Common Sole 10337 BTI 110448107 BRITISH AMER TOBACCO PLC 10347 669 Common Sole 10347 OI 690768403 OWENS-ILLINOIS INC. 10373 341 Common Sole 10373 BOKF 05561Q201 BOK FINANCIAL CORPORATION 10375 493 Common Sole 10375 CCC 129603106 CALGON CARBON CORP 10385 144 Common Sole 10385 LXK 529771107 LEXMARK INT GP CL A 10412 271 Common Sole 10412 TUTR 72764Y100 PLATO LEARNING INC. 10617 46 Common Sole 10617 PL 743674103 PROTECTIVE LIFE CORP. 10653 176 Common Sole 10653 EME 29084Q100 EMCOR GROUP INC. 10675 287 Common Sole 10675 URS 903236107 URS CORPORATION 10727 478 Common Sole 10727 NLS 63910B102 NAUTILUS GROUP INC 10854 22 Common Sole 10854 CHE 16359R103 CHEMED CORP. 10855 521 Common Sole 10855 DBSDY 23304Y100 DBS GROUP HLDGS LTD SPONSORED ADR 10878 477 Common Sole 10878 ZFSVY 98982M107 ZURICH FINANCIAL SERVICES 10908 239 Common Sole 10908 SNPS 871607107 SYNOPSYS INC. 10929 243 Common Sole 10929 DEO 25243Q205 DIAGEO PLC ADS 10998 763 Common Sole 10998 CGV 204386106 COMP GEN GEOPHYS-VER 11034 234 Common Sole 11033.999 VVUS 928551100 VIVUS INC 11099 102 Common Sole 11099 CELG 151020104 CELGENE CORP. 11162 622 Common Sole 11162 WDR 930059100 WADDELL & REED FIN INC 11193 342 Common Sole 11193 ARJ 03937R102 ARCH CHEMICALS INC 11209 346 Common Sole 11209 Page 3
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- HBHC 410120109 HANCOCK HOLDING COMPANY 11213 491 Common Sole 11213 BCO 109696104 THE BRINKS COMPANY 11243 274 Common Sole 11243 VRNT 92343X100 VERINT SYSTEMS INC. 11282 217 Common Sole 11282 EV 278265103 EATON VANCE CORP. 11388 346 Common Sole 11388 CFL 109699108 BRINK'S HOME SECURITY 11462 374 Common Sole 11462 HVRRY 410693105 HANNOVER RUCKVISCG SP/ADR 11541 272 Common Sole 11541 THC 88033G100 TENET HEALTHCARE CORP WI 11549 62 Common Sole 11549 SYPR 871655106 SYPRIS SOLUTIONS, INC. 11552 33 Common Sole 11552 WFT H27013103 WEATHERFORD INTL INC BER 11640 209 Common Sole 11640 ALU 013904305 ALCATEL LUCENT 11641 39 Common Sole 11641 MFE 579064106 MCAFEE INCCOM 11644 472 Common Sole 11644 LTXC 502403108 LTX-CREDENCE CORP 11659 21 Common Sole 11659 DNR 247916208 DENBURY RESOURCES INC 11663 173 Common Sole 11663 AZN 046353108 ASTRAZENECA PLC 11667 548 Common Sole 11667 SNY 80105N105 SANOFI AVENTIS SPONSORED ADR 11779 463 Common Sole 11779 LAYN 521050104 LAYNE CHRISTENSEN COMPANY 11819 339 Common Sole 11819 PCP 740189105 PRECISION CASTPARTS C 11921 1315 Common Sole 11921 CHL 16941M109 CHINA MOBILE LTD 11937 554 Common Sole 11937 E 26874R108 ENI S.P.A. 11980 606 Common Sole 11980 DELL 24702R101 DELL INC 12062 173 Common Sole 12062 WMS 929297109 WMS INDUSTRIES INC. 12224 489 Common Sole 12224 MMSI 589889104 MERIT MEDICAL SYSTEMS 12233 236 Common Sole 12233 ERIC 294821608 LM ERICSSON TELEPHONE ADR 12383 114 Common Sole 12383 BCS 06738E204 BARCLAYS PLC ADR 12398 218 Common Sole 12398 TLM 87425E103 TALISMAN ENERGY INC. 12402 231 Common Sole 12402 JRCC 470355207 JAMES RIVER COAL CO. 12434 230 Common Sole 12434 PRXL 699462107 PAREXEL INTERNATIONAL 12493 176 Common Sole 12493 PTV 695257105 PACTIV CORPORATION 12693 306 Common Sole 12693 BDN 105368203 BRANDYWINE REALTY TRUST 12717 145 Common Sole 12717 CEPH 156708109 CEPHALON INC. 12742 795 Common Sole 12742 CIG 204409601 COMP ENERG CEMIG ADS 12765 231 Common Sole 12765.0001 MTU 606822104 MITSUBISHI UFJ FINANCIAL GROUP INC 12803 63 Common Sole 12803 EEFT 298736109 EURONET WORLDWIDE INC 12879 283 Common Sole 12879 NEOG 640491106 NEOGEN CORP 12881.5 304 Common Sole 12881.5 ULTI 90385D107 ULTIMATE SOFTWARE GRO 12901 379 Common Sole 12901 JEC 469814107 JACOBS ENGINEERING GR 12938 487 Common Sole 12938 ECLP 278856109 ECLIPSYS CORPORATION 12955 240 Common Sole 12955 SSYS 862685104 STRATASYS INC. 13158 227 Common Sole 13158 CRL 159864107 CHARLES RIVER LABORAT 13170 444 Common Sole 13170 JAS 47758P307 JO-ANN STORES INC 13285 481 Common Sole 13285 MAKSY 570912105 MARKS & SPENCER GROUP ADR 13302 173 Common Sole 13302 TRAK 242309102 DEALERTRACK HOLDINGS, INC. 13349 251 Common Sole 13349 MRCY 589378108 MERCURY COMPUTER SYSTEMS 13372 147 Common Sole 13372 BCE 05534B760 BCE INC. 13469 372 Common Sole 13469 NVDA 67066G104 NVIDIA CORP 13553 253 Common Sole 13553 XOM 30231G102 EXXON MOBIL CORPORATI 13554 924 Common Sole 13554 UL 904767704 UNILEVER PLC ADR 13560 433 Common Sole 13560 NTT 654624105 NIPPON TELEGRAPH & TE 13575 268 Common Sole 13575 SAI 78390X101 SAIC INC 13586 257 Common Sole 13586 Page 4
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- RHT 756577102 RED HAT INC 13627 421 Common Sole 13627 KPELY 492051305 KEPPEL CORP LTD S/ADR 13658 160 Common Sole 13658 NSR 64126X201 NEUSTAR INC 13710 316 Common Sole 13710 OKSB 844767103 SOUTHWEST BANCORP OK 13718 95 Common Sole 13718 SDIX 862700101 STRATEGIC DIAG 13719 19 Common Sole 13719 AGCO 001084102 AGCO CORPORATION 13747 445 Common Sole 13747 D 25746U109 DOMINION RESOURCES 13767 536 Common Sole 13767 RBA 767744105 RITCHIE BROS. AUCTIONEERS, INC. 13832 310 Common Sole 13832 AAUKY 03485P201 ANGLO AMERICAN PLC 13895 304 Common Sole 13895 AES 00130H105 AES CORPF 13897 185 Common Sole 13897 AFL 001055102 AFLAC INC. 13950 645 Common Sole 13950 ADP 053015103 AUTOMATIC DATA PROCES 13963 598 Common Sole 13963 AZSEY 018805101 ALLIANZ AG 13996 176 Common Sole 13996 PEG 744573106 PUBLIC SVC ENT GRP 13996 465 Common Sole 13996 VSEA 922207105 VARIAN SEMICONDUCTOR 14016 503 Common Sole 14016 HMC 438128308 HONDA MOTOR CO. LTD. 14056 476 Common Sole 14056 TD 891160509 TORONTO DOMINION BANK 14151 888 Common Sole 14151 SLF 866796105 SUN LIFE FINANCIAL 14345 412 Common Sole 14345 TUP 899896104 TUPPERWARE CORPORATIO 14364 669 Common Sole 14364 BTUI 056032105 BTU INTERNATIONAL, INC. 14365 91 Common Sole 14365 DGX 74834L100 QUEST DIAGNOSTICS IN 14394 869 Common Sole 14394 LPS 52602E102 LENDER PROCESSING 14435 587 Common Sole 14435 OCR 681904108 OMNICARE INCORPORATE 14435 349 Common Sole 14435 V 92826C839 VISA INC 14452 1264 Common Sole 14452 GTLS 16115Q308 CHART INDUSTRIES, INC. 14521 240 Common Sole 14521 GUID 401692108 GUIDANCE SOFTWARE, INC. 14529 76 Common Sole 14529 SEIC 784117103 SEI INVESTMENTS COMPA 14664 257 Common Sole 14664 CLX 189054109 CLOROX COMPANY 14846 906 Common Sole 14846 MEA 591176102 METALICO INC. 14998 74 Common Sole 14998 LXU 502160104 LSB INDUSTRIES, INC 15013 212 Common Sole 15013 ELON 27874N105 ECHELON CORPORATION 15045 174 Common Sole 15045 FTO 35914P105 FRONTIER OIL CORP 15143 182 Common Sole 15143 FWRD 349853101 FORWARD AIR CORP 15429 386 Common Sole 15429 CVA 22282E102 COVANTA HOLDING CORPORATION 15512 281 Common Sole 15512 VRSN 92343E102 VERISIGN INC 15540 377 Common Sole 15540 CFR 229899109 CULLEN/FROST BANKERS 15589 779 Common Sole 15589 CAKE 163072101 CHEESECAKE FACTORY 15757 340 Common Sole 15757 ARIA 04033A100 ARIAD PHARMACEUTICALS 15773 36 Common Sole 15773 NVS 66987V109 NOVARTIS AG 15776 859 Common Sole 15776 WDC 958102105 WESTERN DIGITAL CORP. 15895 702 Common Sole 15895 GS 38141G104 GOLDMAN SACHS GROUP INC 15988 2699 Common Sole 15988 DCM 62942M201 NTT DOCOMO INC 16026 224 Common Sole 16026 HNZ 423074103 H.J. HEINZ COMPANY 16072 687 Common Sole 16072 GRMN G37260109 GARMIN LTD 16130 495 Common Sole 16130 SPLS 855030102 STAPLES INC 16173.5 398 Common Sole 16173.5 FLDR 338494107 FLANDERS CORPORATION 16297 73 Common Sole 16297 CRI 146229109 CARTERS INC 16334 429 Common Sole 16334 MOLX 608554101 MOLEX INC 16362 353 Common Sole 16362 HRB 093671105 H&R BLOCK INC. 16373 370 Common Sole 16373 Page 5
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- PX 74005P104 PRAXAIR INC. 16532 1328 Common Sole 16532 BP 055622104 BP PLC ADS 16636 964 Common Sole 16636 YUM 988498101 YUM! BRANDS INC 16682 583 Common Sole 16682 PMACA 693419202 PMA CAPITAL CORPORATION-CLASS A 16694 105 Common Sole 16694 PTEN 703481101 PATTERSON-UTI ENERGY INC 16702 256 Common Sole 16702 EP 28336L109 EL PASO CORP 16763 165 Common Sole 16763 TFX 879369106 TELEFLEX INC. 16920 912 Common Sole 16920 AMT 029912201 AMERICAN TOWER CORP. 16956 733 Common Sole 16956 CYTK 23282W100 CYTOKINETICS, INCORPORATED 17029 50 Common Sole 17029 F 345370860 FORD MOTOR COMPANY 17093 171 Common Sole 17093 BBVA 05946K101 BANCO BILBAO VIZ ARGNT ADR 17118 309 Common Sole 17118 TV 40049J206 GRUPO TELEVISA SA DE SP ADR REP ORD 17331 360 Common Sole 17331 NATI 636518102 NATIONAL INSTRUMENTS 17423 513 Common Sole 17423 WTNY 966612103 WHITNEY HOLDING CORPORATION 17478 159 Common Sole 17478 BAM 112585104 BROOKFIELD ASSET MGMT 17603 390 Common Sole 17603 CACH 127150308 CACHE, INC. 17605 80 Common Sole 17605 JBL 466313103 JABIL CIRCUIT INC. 17757 308 Common Sole 17757 AXA 054536107 AXA GROUP ADS 18039 427 Common Sole 18039 TMO 883556102 THERMO FISHER SCIENTIFIC 18055 861 Common Sole 18055 DYN 26817G102 DYNEGY INC HLDG CO 18223 33 Common Sole 18223 ROST 778296103 ROSS STORES INC. 18303 782 Common Sole 18303 WFC 949746101 WELLS FARGO & CO 18364 496 Common Sole 18364 SYMC 871503108 SYMANTEC CORPORATION 18464 330 Common Sole 18464 SFD 832248108 SMITHFIELD FOODS INC 18491 281 Common Sole 18491 VCBI 92778Q109 VIRGINIA COMMERCE BANCORP 18521 69 Common Sole 18521 SUG 844030106 SOUTHERN UNION COMPANY 18627 423 Common Sole 18627 TTMI 87305R109 TTM TECHNOLOGIES 18687 215 Common Sole 18687 ADM 039483102 ARCHER-DANIELS-MIDLAN 18711.5 586 Common Sole 18711.5 ADBE 00724F101 ADOBE SYSTEMS INC (DE) 18728 689 Common Sole 18728 SO 842587107 SOUTHERN COMPANY 18769 625 Common Sole 18769 CJPRY 153766100 CENTRAL JAPAN RY UNSP/ADR 19027 127 Common Sole 19027 RDS/B 780259107 ROYAL DUTCH SHELL PLC B 19116 1111 Common Sole 19116 PLL 696429307 PALL CP 19130 693 Common Sole 19130 ICO 45928H106 INTERNATIONAL COAL GROUP 19168 74 Common Sole 19168 RECN 76122Q105 RESOURCE CONNECTION INC. 19171 407 Common Sole 19171 HCC 404132102 HCC INSURANCE HOLDING 19346 541 Common Sole 19346 ATW 050095108 ATWOOD OCEANICS INC. 19425 696 Common Sole 19425 CHU 16945R104 CHINA UNICOM (HONG KONG) LTD 19433 255 Common Sole 19433 WFMI 966837106 WHOLE FOODS MARKET I 19757 542 Common Sole 19757 AHONY 500467402 KONINKLIJKE AHOLD 20017 266 Common Sole 20017 TEL H8912P106 TYCO ELECTRONICS 20037 492 Common Sole 20037 LNDC 514766104 LANDEC CORP 20041 125 Common Sole 20041 CHP 124661109 C&D TECHNOLOGIES INC 20060 31 Common Sole 20060 HQS 40426A208 HQ SUSTAINABLE MARITIME INDUSTRIES, INC 20233 142 Common Sole 20233 NR 651718504 NEWPARK RESOURCES INC 20317 86 Common Sole 20317 FTE 35177Q105 FRANCE TELECOM 20318 513 Common Sole 20318 FCX 35671D857 FREEPORT MC CL B 20439 1641 Common Sole 20439 BBT 054937107 BB&T CORP. 20511 520 Common Sole 20511 EMC 268648102 EMC CORPORATION 20619 360 Common Sole 20619 Page 6
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- RRI 74971X107 RRI ENERGY 20685 118 Common Sole 20685 VOD 92857W209 VODAFONE GROUP PLC ADR NEW 20850 481 Common Sole 20850 TOT 89151E109 TOTAL SA 20948 1342 Common Sole 20948 MDRX 01988P108 ALLSCRIPTS MISYS HEALTHCARE SOL 20994 425 Common Sole 20994 SCI 817565104 SERVICE CP INTL 21036 172 Common Sole 21036 QCOM 747525103 QUALCOMM INC. 21041 973 Common Sole 21041 CL 194162103 COLGATE-PALMOLIVE CO 21198 1741 Common Sole 21198 VALE 91912E105 COMPANHIA VALE ADS 21468 623 Common Sole 21468 LKQX 501889208 LKQ CORPORATION 21712 425 Common Sole 21712 TRI 884903105 THOMSON REUTERS CORP 21717 700 Common Sole 21717 GPC 372460105 GENUINE PARTS COMPANY 21783 827 Common Sole 21783 GSK 37733W105 GLAXO SMITHKLINE ADS 21833 922 Common Sole 21833 JWN 655664100 NORDSTROM INC. 21897 823 Common Sole 21897 ANGO 03475V101 ANGIODYNAMICS INC. 21943 353 Common Sole 21943 MENT 587200106 MENTOR GRAPHICS CORPORATION 21946 194 Common Sole 21946 ICOC 449293109 ICO, INC. 22103 162 Common Sole 22103 AVP 054303102 AVON PRODUCTS INC 22122 697 Common Sole 22122 KFT 50075N104 KRAFT FOODS INC 22164 602 Common Sole 22164 ASTI 043635101 ASCENT SOLAR TECHNOLOGIES, INC. 22318 118 Common Sole 22318 HXL 428291108 HEXCEL CORPORATION 22324 290 Common Sole 22324 HRS 413875105 HARRIS CORPORATION 22345 1063 Common Sole 22345 AKAM 00971T101 AKAMAI TECH INC. 22817 578 Common Sole 22817 NEWP 651824104 NEWPORT CORPORATION 22908 211 Common Sole 22908 AAPL 037833100 APPLE INC 22909.5 4831 Common Sole 22909.5 VRX 91911X104 VALEANT PHARMACEUTICALS INTERNATIONAL 22979 731 Common Sole 22979 KEG 492914106 KEY ENERGY SERVICES INC 23365 205 Common Sole 23365 IPG 460690100 INTERPUBLIC GROUP 23704 175 Common Sole 23704 ZOLT 98975W104 ZOLTEK COMPANIES 24003 228 Common Sole 24003 PKG 695156109 PACKAGE CP AMER 24047 553 Common Sole 24047 GCI 364730101 GANNETT CO. INC. 24056 357 Common Sole 24056 WPP 943315101 WAUSAU PAPER CORP. 24144 280 Common Sole 24144 MRO 565849106 MARATHON OIL CORP 24496 765 Common Sole 24496 UNFI 911163103 UNITED NATURAL FOODS INC 24517 656 Common Sole 24517 ABB 000375204 ABB LTD 24649 471 Common Sole 24649 ROL 775711104 ROLLINS INC 24674 476 Common Sole 24674 GILD 375558103 GILEAD SCIENCES INC. 24713 1070 Common Sole 24713 PEP 713448108 PEPSICO INC. 24887.5 1513 Common Sole 24887.5 AVY 053611109 AVERY DENNISON CORP. 25318 924 Common Sole 25318 ESRX 302182100 EXPRESS SCRIPTS INC 25524 2207 Common Sole 25524 BECN 073685109 BEACON ROOFING SUPPLY, INC. 25612 410 Common Sole 25612 SBH 79546E104 SALLY BEAUTY HLDG 25665 196 Common Sole 25665 SONS 835916107 SONUS NETWORKS INC 26207 55 Common Sole 26207 TRN 896522109 TRINITY INDUSTRIES I 26233 458 Common Sole 26233 INWK 45773Y105 INNERWORKINGS, INC. 26251 155 Common Sole 26251 CECE 125141101 CECO ENVIRONMENTAL CORP. 26862 106 Common Sole 26862 NVAX 670002104 NOVAVAX INC. 27064 72 Common Sole 27064 GNTX 371901109 GENTEX CORPORATION 27213 486 Common Sole 27213 HOG 412822108 HARLEY DAVIDSON (NEW) 27235 686 Common Sole 27235 AXP 025816109 AMERICAN EXPRESS COMP 27236 1104 Common Sole 27236 Page 7
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- HLDCY 425166303 HENDERSON LAND DEV C 27452 207 Common Sole 27452 WMT 931142103 WAL-MART STORES INC. 27510.5 1470 Common Sole 27510.5 RIG H8817H100 TRANSOCEAN INC NEW SHS 27812 2303 Common Sole 27812 MO 02209S103 ALTRIA GROUP INC 28259 555 Common Sole 28259 HLIT 413160102 HARMONIC INC 28587 181 Common Sole 28587 PNC 693475105 PNC FINANCIAL SERVICES 29071 1535 Common Sole 29071 DUK 26441C105 DUKE ENERGY CORP 29486 507 Common Sole 29486 MHS 58405U102 MEDCO HEALTH SOLUTIONS INC 29538 1888 Common Sole 29538 PBH 74112D101 PRESTIGE BRANDS HLDGS INC. 29818 234 Common Sole 29818 HD 437076102 HOME DEPOT INC. 29923 866 Common Sole 29923 TJX 872540109 TJX COMPANIES INC. 30012 1097 Common Sole 30012 WIN 97381W104 WINDSTREAM CORPORATION 30154 331 Common Sole 30154 LUV 844741108 SOUTHWEST AIRLINES CO 30442 348 Common Sole 30442 MXIM 57772K101 MAXIM INTEGRATED PROD 30538 620 Common Sole 30538 DT 251566105 DEUTSCHE TELEKOM AG 30886 454 Common Sole 30886 DGII 253798102 DIGI INTERNATIONAL INC 31095 284 Common Sole 31095 MMM 88579Y101 3M COMPANY 31361 2593 Common Sole 31361 ABAT 00752H102 ADVANCED BATTER TECHNOLOGIES, INC. 31514 126 Common Sole 31514 HST 44107P104 HOST HOTELS & RESORTS 31824.68 371 Common Sole 31824.6814 BAX 071813109 BAXTER INTERNATIONAL 32474 1906 Common Sole 32474 CAH 14149Y108 CARDINAL HEALTH INC. 32556 1050 Common Sole 32556 ECA 292505104 ENCANA CORP 32571 1055 Common Sole 32571 CVX 166764100 CHEVRONTEXACO CORP 32624.5 2512 Common Sole 32624.5 GD 369550108 GENERAL DYNAMICS 32731 2231 Common Sole 32731 CVE 15135U109 CENOVUS ENERGY INC 32795 826 Common Sole 32795 KO 191216100 COCA-COLA COMPANY 33610.5 1916 Common Sole 33610.5 SMTC 816850101 SEMTECH CORPORATION 34342 584 Common Sole 34342 CVS 126650100 CVS CAREMARK CORP. 34356 1107 Common Sole 34356 ACTI 00506P103 ACTIVIDENTITY CORPORATION 34515 81 Common Sole 34515 PSO 705015105 PEARSON PLC ORD 34791 500 Common Sole 34791 CAT 149123101 CATERPILLAR INC 34886 1988 Common Sole 34886 NYT 650111107 NEW YORK TIMES CL A 35554 439 Common Sole 35554 PM 718172109 PHILIP MORRIS INTL 36848 1776 Common Sole 36848 JNJ 478160104 JOHNSON & JOHNSON 36956.5 2380 Common Sole 36956.5 BLC 080555105 BELO CORP 37048 202 Common Sole 37048 NBG 633643408 NATIONAL BK GREECE 37159 194 Common Sole 37159 FDO 307000109 FAMILY DOLLAR STORES 37354 1040 Common Sole 37354 COF 14040H105 CAPITAL ONE FINANCIAL 37610 1442 Common Sole 37610 MCY 589400100 MERCURY GENERAL CORP. 37782 1483 Common Sole 37782 KSS 500255104 KOHLS CORPORATION 38093 2054 Common Sole 38093 UTX 913017109 UNITED TECHNOLOGIES 38494.5 2672 Common Sole 38494.5 IBM 459200101 IBM CORP 38769.5 5075 Common Sole 38769.5 UNP 907818108 UNION PACIFIC CORP. 38937 2488 Common Sole 38937 CBI 167250109 CHICAGO BRIDGE & IRON 39104 791 Common Sole 39104 EMR 291011104 EMERSON ELECTRIC CO. 39500 1683 Common Sole 39500 NYB 649445103 NEW YORK CMNTY BANCORP 40214 584 Common Sole 40214 OXY 674599105 OCCIDENTAL PETROLEUM 41658 3389 Common Sole 41658 BMS 081437105 BEMIS COMPANY INC. 42220 1252 Common Sole 42220 LLY 532457108 ELI LILLY & CO. 43343 1548 Common Sole 43343 Page 8
Quarter Ended 12/31/2009 -------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority -------------------------------------------------------------------------------------------------------------------------------- PPDI 717124101 PHARMACEUTICAL PRODUC 43453 1019 Common Sole 43453 CPHD 15670R107 CEPHEID INC. 45651 570 Common Sole 45651 AA 013817101 ALCOA INC 45914 740 Common Sole 45914 DIS 254687106 WALT DISNEY COMPANY 48008 1548 Common Sole 48008 ADI 032654105 ANALOG DEVICES INC. 48080 1518 Common Sole 48080 MCD 580135101 MCDONALDS CORPORATIO 48641 3037 Common Sole 48641 COP 20825C104 CONOCOPHILLIPS 49305 2518 Common Sole 49305 NYX 629491101 NYSE EURONEXT 50143 1269 Common Sole 50143 MAT 577081102 MATTEL INC. 50447 1008 Common Sole 50447 DAR 237266101 DARLING INTERNATIONAL INC 51415 431 Common Sole 51415 VZ 92343V104 VERIZON COMMUNICATION 53141 1761 Common Sole 53141 MMC 571748102 MARSH & MCLENNAN COS 56190 1241 Common Sole 56190 T 00206R102 AT&T CORPORATION 57162 1602 Common Sole 57162 PG 742718109 PROCTER & GAMBLE CO. 60171 3648 Common Sole 60171 DOW 260543103 DOW CHEMICAL COMPANY 61842 1709 Common Sole 61842 STD 05964H105 BANCO SANTANDER ADR 62592 1029 Common Sole 62592 SE 847560109 SPECTRA ENERGY 65192 1337 Common Sole 65192 DD 263534109 E.I. DUPONT DE NEMOUR 65769 2214 Common Sole 65769 MRK 58933Y105 MERCK & CO. INC. 68099 2488 Common Sole 68099 JPM 46625H100 J P MORGAN CHASE 68570.5 2857 Common Sole 68570.5 KMB 494368103 KIMBERLY-CLARK CORP. 70360 4483 Common Sole 70360 DRRX 266605104 DURECT CORP 73404 181 Common Sole 73404 DTV 25490A101 DIRECTV COM CL A 77827 2596 Common Sole 77827 VLO 91913Y100 VALERO ENERGY CORP. 78324 1312 Common Sole 78324 BAC 060505104 BANK OF AMERICA CORP. 81723.5 1231 Common Sole 81723.5 USB 902973304 U.S. BANCORP 86674 1951 Common Sole 86674 HPQ 428236103 HEWLETT-PACKARD COMPA 93867.5 4835 Common Sole 93867.5 SVU 868536103 SUPERVALU INC. 96697 1229 Common Sole 96697 NOK 654902204 NOKIA CORPORATION 103511 1330 Common Sole 103511 Q 749121109 QWEST COMMUNICATIONS 104172 439 Common Sole 104172 ORCL 68389X105 ORACLE CORP 110961.5 2723 Common Sole 110961.5 ABT 002824100 ABBOTT LABS COM 111849 6039 Common Sole 111849 PFE 717081103 PFIZER INC. 123184 2241 Common Sole 123184 GE 369604103 GENERAL ELECTRIC CO 135897 2056 Common Sole 135897 BMY 110122108 BRISTOL-MYERS SQUIBB 156929 3962 Common Sole 156929 INTC 458140100 INTEL CORPORATION 163835 3342 Common Sole 163835 MSFT 594918104 MICROSOFT CORPORATION 164462.5 5014 Common Sole 164462.5 CSCO 17275R102 CISCO SYSTEMS INC. 184457.5 4416 Common Sole 184457.5 290199 Page 9