0000897101-12-001780.txt : 20121018 0000897101-12-001780.hdr.sgml : 20121018 20121018144531 ACCESSION NUMBER: 0000897101-12-001780 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20121018 DATE AS OF CHANGE: 20121018 EFFECTIVENESS DATE: 20121018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GlobalBridge, Inc. CENTRAL INDEX KEY: 0001364630 IRS NUMBER: 411946302 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11940 FILM NUMBER: 121150249 BUSINESS ADDRESS: STREET 1: 319 FIRST AVENUE NORTH STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 BUSINESS PHONE: 612-746-5850 MAIL ADDRESS: STREET 1: 319 FIRST AVENUE NORTH STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 13F-HR/A 1 global124341s2_13fa.txt AMENDMENT NO. 1 TO FORM 13F-HR - SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [X]; Amendment Number: 1 ------- This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GlobalBridge, Inc. Address: 903 Washington Avenue S. Suite 100 Minneapolis, MN 55414 Form 13F File Number: 28-11940 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sally A. Oberstar Title: Chief Compliance Officer Phone: 612-746-5852 Signature, Place, and Date of Signing: Mary R. McMahon Minneapolis, MN October 16, 2012 The Market Value on the Information Table was not rounded to the nearest thousand. The number of line entries was overstated on the Summary Page. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: N/A Form 13F Information Table Entry Total: 460 Form 13F Information Table Value Total: $327,166 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________________ None [Repeat if necessary]
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- BRK/B 084670207 BERKSHIRE HATHAWAY CL B 79 263 Common Sole 79 CME 12572Q105 CHICAGO MERCANTILE EXCHANGE 776 236 Common Sole 776 MITSY 606827202 MITSUE & COMPANY LTD 1023 289 Common Sole 1023 MA 57636Q104 MASTERCARD INC 2158 482 Common Sole 2158 WBK 961214301 WESTPAC BANKING CORP. 2190 237 Common Sole 2190 TM 892331307 TOYOTA MOTOR CORPORAT 2403 201 Common Sole 2403 EQIX 29444U502 EQUINIX, INC. 2482 228 Common Sole 2482 STRA 863236105 STRAYER EDUCATION, INC. 2574 525 Common Sole 2574 BRGYY 055434203 BG GROUP PLC ADR 3089 287 Common Sole 3089 RWEOY 74975E303 RWE AG 3149 293 Common Sole 3149 ICE 45865V100 INTERCNTNTL EXCHANGE 3322 324 Common Sole 3322 NVO 670100205 NOVO-NORDISK A/S 3457 222 Common Sole 3457 ITRI 465741106 ITRON INC. 3509 235 Common Sole 3509 SI 826197501 SIEMENS AG ADS 3564 348 Common Sole 3564 CRM 79466L302 SALESFORCE.COM INC 3599 209 Common Sole 3599 BG G16962105 BUNGE LTD 3685 230 Common Sole 3685 BNI 12189T104 BURLINGTON NORTH SF 3852 323 Common Sole 3852 RY 780087102 ROYAL BANK OF CANADA 3855 207 Common Sole 3855 LFC 16939P106 CHINA LIFE INS CO 4029 282 Common Sole 4029 AHKSY 043400100 ASAHI CHEMICAL INDUSTRY I 4224 213 Common Sole 4224 NAVG 638904102 NAVIGATORS GROUP, INC. 4287 223 Common Sole 4287 CNQ 136385101 CANADIAN NAT RES 4371 302 Common Sole 4371 CEO 126132109 CNOOC LTD 4374 616 Common Sole 4374 JOSB 480838101 JOS. A. BANK CLOTHIER 4443 214 Common Sole 4443 BEC 075811109 BECKMAN COULTER INC 4485 312 Common Sole 4485 BDX 075887109 BECTON DICKINSON 4544 319 Common Sole 4544 BASFY 055262505 BASF AG SPON ADR 4553 248 Common Sole 4553 HSIC 806407102 HENRY SCHEIN INC. 4766 264 Common Sole 4766 PRE G6852T105 PARTNERRE LTD. 4942 369 Common Sole 4942 SMG 810186106 SCOTTS CO 5020 221 Common Sole 5020 TECH 878377100 TECHNE CORPORATION 5097 317 Common Sole 5097 MMS 577933104 MAXIMUS INC. 5118 232 Common Sole 5118 MON 61166W101 MONSANTO CO 5211 416 Common Sole 5211 THG 410867105 HANOVER INS GROUP 5468 228 Common Sole 5468 INT 981475106 WORLD FUEL SERVICES CORP 5472 273 Common Sole 5472 NGG 636274300 NATIONAL GRID PLC 5547 281 Common Sole 5547 SYT 87160A100 SYNGENTA AG ADS 5563 279 Common Sole 5563 FDS 303075105 FACTSET RESEARCH SYST 5725 356 Common Sole 5725 EW 28176E108 EDWARDS LIFESCIENCES 5765 388 Common Sole 5765 CCMP 12709P103 CABOT MICROELECTRONIC 5766 207 Common Sole 5766 GPN 37940X102 GLOBAL PAYMENTS 5819 265 Common Sole 5819 FMS 358029106 FRESENIUS MED CAR AG 5821 287 Common Sole 5821 BEN 354613101 FRANKLIN RESOURCES 5826 603 Common Sole 5826 FMC 302491303 FMC CP 6084 353 Common Sole 6084 WAB 929740108 WABTEC 6156 241 Common Sole 6156 CLF 18683K101 CLIFF NATURAL RESOURCES 6184 209 Common Sole 6184 AGL 001204106 AGL RESOURCES INC 6213 218 Common Sole 6213 SHOO 556269108 STEVEN MADDEN LTD 6237 232 Common Sole 6237 Page 1
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- CAJ 138006309 CANON INC ADR 6240 253 Common Sole 6240 ORLY 686091109 OREILLY AUTOMOTIVE 6287 235 Common Sole 6287 IPCM 44984A105 IPC THE HOSPITALIST COMPANY, INC. 6291 206 Common Sole 6291 CNI 136375102 CANADIAN NATIONAL RAILWAY COMPANY 6390 326 Common Sole 6390 BA 097023105 BOEING COMPANY 6441.5 342 Common Sole 6441.5 SFG 852891100 STANCORP FINANCIAL GR 6531 267 Common Sole 6531 COH 189754104 COACH INC 6563 221 Common Sole 6563 RYCEY 775781206 ROLLS-ROYCE PLC ADR 6612 268 Common Sole 6612 TD 891160509 TORONTO DOMINION BANK 6877 442 Common Sole 6877 NDSN 655663102 NORDSON CORPORATION 6956 404 Common Sole 6956 TSCO 892356106 TRACTOR SUPPLY COMPAN 6984 336 Common Sole 6984 CCL 143658300 CARNIVAL CORP 7094 229 Common Sole 7094 ABAX 002567105 ABAXIS, INC. 7096 204 Common Sole 7096 TELNY 87944W105 TELENOR ASA SPONS ADR 7104 228 Common Sole 7104 UNH 91324P102 UNITEDHEALTH GROUP IN 7245 207 Common Sole 7245 MD 58502B106 MEDNAX INC 7247 379 Common Sole 7247 COLM 198516106 COLUMBIA SPORTSWEAR C 7299 306 Common Sole 7299 DHR 235851102 DANAHER CORP DE 7366 502 Common Sole 7366 TNTTY 87260W101 TNT N.V. ADR 7386 204 Common Sole 7386 MS 617446448 MORGAN STANLEY 7516 236 Common Sole 7516 TEF 879382208 TELEFONICA S.A. 7599 626 Common Sole 7599 HIG 416515104 HARTFORD FINCL SERVICES 7754 211 Common Sole 7754 FFIV 315616102 F5 NETWORKS, INC 7863 306 Common Sole 7863 MAN 56418H100 MANPOWER INC 7937 461 Common Sole 7937 BJK 57060U829 MARKET VECTORS GAMING ETF 8136 214 Common Sole 8136 FRX 345838106 FOREST LABORATORIES INC 8156 236 Common Sole 8156 WHR 963320106 WHIRLPOOL CORPORATION 8182 597 Common Sole 8182 SU 867224107 SUNCOR ENERGY 8304 307 Common Sole 8304 RAI 761713106 REYNOLDS AMERICAN INC. 8356 377 Common Sole 8356 SHAW 820280105 SHAW GROUP INC 8385 274 Common Sole 8385 PII 731068102 POLARIS INDUSTRIES IN 8448 356 Common Sole 8448 CTL 156700106 CENTURYTEL INC. 8461 267 Common Sole 8461 FSYS 35952W103 FUEL SYSTEMS SOLUTIONS INC 8561 300 Common Sole 8561 HBC 404280406 HSBC HLDGS PLC ADS 8598 512 Common Sole 8598 HNP 443304100 HUANENG POWER INTL 8641 255 Common Sole 8641 LNCR 532791100 LINCARE HOLDINGS INC. 8726 265 Common Sole 8726 POWI 739276103 POWER INTEGRATIONS I 8737 294 Common Sole 8737 RHHBY 771195104 ROCHE HOLDINGS LTD 8830 363 Common Sole 8830 NSRGY 641069406 NESTLE S.A. ADR SPON 8854 382 Common Sole 8854 PRAA 73640Q105 PORTFOLIO REC ASSN INC. 8860 427 Common Sole 8860 CUK 14365C103 CARNIVAL PLC 8894 299 Common Sole 8894 ADM 039483102 ARCHER-DANIELS-MIDLAN 9016.5 263 Common Sole 9016.5 E 26874R108 ENI S.P.A. 9018 465 Common Sole 9018 OI 690768403 OWENS-ILLINOIS INC. 9147 341 Common Sole 9147 IMO 453038408 IMPERIAL OIL LTD 9214 356 Common Sole 9214 REXMY 761655406 REXAM PLC ADR 9251 201 Common Sole 9251 AZN 046353108 ASTRAZENECA PLC 9262 419 Common Sole 9262 AMG 008252108 AFFILIATED MANAGERS G 9404 648 Common Sole 9404 SNHY 866942105 SUN HYDRAULICS 9487 210 Common Sole 9487 Page 2
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- CHE 16359R103 CHEMED CORP. 9556 430 Common Sole 9556 PRGS 743312100 PROGRESS SOFTWARE 9590 218 Common Sole 9590 MDIUY 584469407 MEDIASET SPA S/ADR 9594 210 Common Sole 9594 AMGN 031162100 AMGEN INC 9602 584 Common Sole 9602 GOOG 38259P508 GOOGLE INC CL A 9619 4727 Common Sole 9619 PEGA 705573103 PEGASYSTEMS INC. 9638 321 Common Sole 9638 KMR 49455U100 KINDER MORGAN 9824.717 467 Common Sole 9824.7166 BHP 088606108 BHP BILLITON LIMITED 10003 670 Common Sole 10003 NG 66987E206 NOVAGOLD RESOURCES I 10037 51 Common Sole 10037 OGE 670837103 OGE ENERGY CORP. 10117 335 Common Sole 10117 CHD 171340102 CHURCH & DWIGHT CO. 10140 573 Common Sole 10140 BCO 109696104 THE BRINKS COMPANY 10143 275 Common Sole 10143 COST 22160K105 COSTCO WHOLESALE CORP. 10146 584 Common Sole 10146 SCHL 807066105 SCHOLASTIC CORPORATIO 10208 259 Common Sole 10208 CAM 13342B105 CAMERON INTL CP 10228 397 Common Sole 10228 V 92826C839 VISA INC 10311 761 Common Sole 10311 MLNK 60786L107 MODUSLINK GLOBAL SOLUTIONS, INC 10319 85 Common Sole 10319 DE 244199105 DEERE & COMPANY 10385 468 Common Sole 10385 PRFT 71375U101 PERFICIENT, INC. 10464 84 Common Sole 10464 FL 344849104 FOOT LOCKER INC 10507 119 Common Sole 10507 PGN 743263105 PROGRESS ENERGY INC 10539 412 Common Sole 10539 PKI 714046109 PERKIN ELMER INC. 10549 213 Common Sole 10549 APA 037411105 APACHE CORPORATION 10580 997 Common Sole 10580 BHE 08160H101 BENCHMARK ELECTRS INC COM 10591 191 Common Sole 10591 KOP 50060P106 KOPPERS HOLDINGS INC 10607 342 Common Sole 10607 VICR 925815102 VICOR CORP 10653 78 Common Sole 10653 DGX 74834L100 QUEST DIAGNOSTICS IN 10685 545 Common Sole 10685 BPFH 101119105 BOSTON PRIVATE FINANCIAL 10744 74 Common Sole 10744 AAI 00949P108 AIRTRAN HOLDINGS INC 10755 71 Common Sole 10755 DANOY 23636T100 GROUPE DANONE S/ADR 10762 131 Common Sole 10762 HRB 093671105 H&R BLOCK INC. 10789 190 Common Sole 10789 APOL 037604105 APOLLO GROUP INC. 10814 746 Common Sole 10814 PGR 743315103 PROGRESSIVE CORP. 10817 185 Common Sole 10817 AEG 007924103 AEGON NV ADR ORD 10829 90 Common Sole 10829 EME 29084Q100 EMCOR GROUP INC. 10945 285 Common Sole 10945 LFRGY 505861401 LAFARGE ADS 10973 260 Common Sole 10973 CASC 147195101 CASCADE CP 10978 307 Common Sole 10978 FLR 343412102 FLUOR CORP INC 10981 615 Common Sole 10981 AES 00130H105 AES CORPF 11020 159 Common Sole 11020 ULTI 90385D107 ULTIMATE SOFTWARE GRO 11030 324 Common Sole 11030 CHU 16945R104 CHINA UNICOM (HONG KONG) LTD 11089 163 Common Sole 11089 NABZY 632525408 NATL AUSTRALIA BK S/ADR 11128 288 Common Sole 11128 CCC 129603106 CALGON CARBON CORP 11148 173 Common Sole 11148 WTNY 966612103 WHITNEY HOLDING CORPORATION 11340 113 Common Sole 11340 PUK 74435K204 PRUDENTIAL PLC 11347 212 Common Sole 11347 STT 857477103 STATE STREET CORP 11362.5 618 Common Sole 11362.5 LOW 548661107 LOWES COMPANIES INC 11375 250 Common Sole 11375 FTI 30249U101 FMC TECHNOLOGIES INC 11377 618 Common Sole 11377 TRAK 242309102 DEALERTRACK HOLDINGS, INC. 11404 205 Common Sole 11404 Page 3
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- WDR 930059100 WADDELL & REED FIN INC 11417 324 Common Sole 11417 BRNC 112211107 BRONCO DRILLING COMPANY, INC. 11424 67 Common Sole 11424 NEOG 640491106 NEOGEN CORP 11450 343 Common Sole 11450 INTU 461202103 INTUIT INC. 11536 320 Common Sole 11536 BWA 099724106 BORG WARNER INC 11692 361 Common Sole 11692 SSYS 862685104 STRATASYS INC. 11728 194 Common Sole 11728 NOC 666807102 NORTHROP GRUMMAN CORP 11753 609 Common Sole 11753 HVRRY 410693105 HANNOVER RUCKVISCG SP/ADR 11763 282 Common Sole 11763 CELG 151020104 CELGENE CORP. 11787 619 Common Sole 11787 NLS 63910B102 NAUTILUS GROUP INC 11815 20 Common Sole 11815 ZFSVY 98982M107 ZURICH FINANCIAL SERVICES 11854 283 Common Sole 11854 CINF 172062101 CINCINNATI FINANCIAL 11883 308 Common Sole 11883 USPH 90337L108 US PHYSICAL THERAPY 11903 194 Common Sole 11903 BOKF 05561Q201 BOK FINANCIAL CORPORATION 11930 554 Common Sole 11930 DBSDY 23304Y100 DBS GROUP HLDGS LTD SPONSORED ADR 12025 447 Common Sole 12025 NKE 654106103 NIKE INC CL B 12028.5 705 Common Sole 12028.5 BTUI 056032105 BTU INTERNATIONAL, INC. 12111 74 Common Sole 12111 ARJ 03937R102 ARCH CHEMICALS INC 12120 389 Common Sole 12120 KONA 50047H201 KONA GRILL, INC. 12178 41 Common Sole 12178 VAR 92220P105 VARIAN MEDICAL SYS INC 12184 526 Common Sole 12184 LAYN 521050104 LAYNE CHRISTENSEN COMPANY 12279 425 Common Sole 12279 NSR 64126X201 NEUSTAR INC 12321 283 Common Sole 12321 NUE 670346105 NUCOR CORPORATION 12360 614 Common Sole 12360 TPX 88023U101 TEMPUR-PEDIC INTL 12507 220 Common Sole 12507 CEPH 156708109 CEPHALON INC. 12517 732 Common Sole 12517 BTI 110448107 BRITISH AMER TOBACCO PLC 12548 812 Common Sole 12548 KR 501044101 KROGER COMPANY 12561 260 Common Sole 12561 MMSI 589889104 MERIT MEDICAL SYSTEMS 12569 235 Common Sole 12569 MCK 58155Q103 MCKESSON CORP 12695 742 Common Sole 12695 ELON 27874N105 ECHELON CORPORATION 12700 184 Common Sole 12700 PRXL 699462107 PAREXEL INTERNATIONAL 12805 183 Common Sole 12805 SBUX 855244109 STARBUCKS CORPORATION 12846 267 Common Sole 12846 URS 903236107 URS CORPORATION 12865 565 Common Sole 12865 CAKE 163072101 CHEESECAKE FACTORY 12893 268 Common Sole 12893 WERN 950755108 WERNER ENTERPRISES I 12977 245 Common Sole 12977 GUID 401692108 GUIDANCE SOFTWARE, INC. 12978 61 Common Sole 12978 UPS 911312106 UNITED PARCEL SRVC B 12978 763 Common Sole 12978 AGCO 001084102 AGCO CORPORATION 13001 377 Common Sole 13001 CFL 109699108 BRINK'S HOME SECURITY 13141 409 Common Sole 13141 STO 85771P102 STATOIL ASA 13158 302 Common Sole 13158 NTDOY 654445303 NINTENDO CO LTD-ADR NEW 13227 442 Common Sole 13227 ECLP 278856109 ECLIPSYS CORPORATION 13286 258 Common Sole 13286 DELL 24702R101 DELL INC 13325 222 Common Sole 13325 BRCD 111621306 BROCADE COMMUNICATION 13405 106 Common Sole 13405 JRCC 470355207 JAMES RIVER COAL CO. 13444 277 Common Sole 13444 TLM 87425E103 TALISMAN ENERGY INC. 13507 241 Common Sole 13507 LLY 532457108 ELI LILLY & CO. 13609 447 Common Sole 13609 NPNYY 654633304 NIPPON YUSEN KBSHKI S/ADR 13629 112 Common Sole 13629 VSEA 922207105 VARIAN SEMICONDUCTOR 13646 450 Common Sole 13646 Page 4
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- EV 278265103 EATON VANCE CORP. 13755 406 Common Sole 13755 RTN 755111507 RAYTHEON COMPANY 13835 669 Common Sole 13835 OCR 681904108 OMNICARE INCORPORATE 13839 334 Common Sole 13839 GD 369550108 GENERAL DYNAMICS 13846 895 Common Sole 13846 TUTR 72764Y100 PLATO LEARNING INC. 13856 68 Common Sole 13856 SYPR 871655106 SYPRIS SOLUTIONS, INC. 13929 27 Common Sole 13929 KPELY 492051305 KEPPEL CORP LTD S/ADR 14071 167 Common Sole 14071 NVS 66987V109 NOVARTIS AG 14077 679 Common Sole 14077 VVUS 928551100 VIVUS INC 14091 156 Common Sole 14091 BCS 06738E204 BARCLAYS PLC ADR 14181 348 Common Sole 14181 ZBRA 989207105 ZEBRA TECHNOLOGIES CO 14392 389 Common Sole 14392 SMTL 816909105 SEMI-TOOL INC. 14424 121 Common Sole 14424 MAKSY 570912105 MARKS & SPENCER GROUP ADR 14521 174 Common Sole 14521 FWRD 349853101 FORWARD AIR CORP 14774 351 Common Sole 14774 ACE H0023R105 ACE LIMITED 14805 741 Common Sole 14805 TMO 883556102 THERMO FISHER SCIENTIFIC 14827 665 Common Sole 14827 SEIC 784117103 SEI INVESTMENTS COMPA 14838 286 Common Sole 14838 HMC 438128308 HONDA MOTOR CO. LTD. 14861 462 Common Sole 14861 DCM 62942M201 NTT DOCOMO INC 14937 244 Common Sole 14937 LTXC 502403108 LTX-CREDENCE CORP 14973 25 Common Sole 14973 HHGP 443792106 HUDSON HIGHLAND GROUP 15007 56 Common Sole 15007 OKSB 844767103 SOUTHWEST BANCORP OK 15039 199 Common Sole 15039 HBHC 410120109 HANCOCK HOLDING COMPANY 15133 587 Common Sole 15133 AZ 018805101 ALLIANZ AG 15274 186 Common Sole 15274 CGV 204386106 COMP GEN GEOPHYS-VER 15284 367 Common Sole 15283.999 NATI 636518102 NATIONAL INSTRUMENTS 15335 438 Common Sole 15335 JEC 469814107 JACOBS ENGINEERING GR 15400 747 Common Sole 15400 LLL 502424104 L-3 COMMUNICATIONS HL 15605.5 1283 Common Sole 15605.5 PX 74005P104 PRAXAIR INC. 15640 1268 Common Sole 15640 CVA 22282E102 COVANTA HOLDING CORPORATION 15693 291 Common Sole 15693 CIG 204409601 COMP ENERG CEMIG ADS 15726 240 Common Sole 15726.0004 PEG 744573106 PUBLIC SVC ENT GRP 15909 509 Common Sole 15909 LXU 502160104 LSB INDUSTRIES, INC 16018 261 Common Sole 16018 SNY 80105N105 SANOFI AVENTIS SPONSORED ADR 16110 592 Common Sole 16110 BCE 05534B760 BCE INC. 16204 405 Common Sole 16204 EEFT 298736109 EURONET WORLDWIDE INC 16236 402 Common Sole 16236 INWK 45773Y105 INNERWORKINGS, INC. 16247 81 Common Sole 16247 FTO 35914P105 FRONTIER OIL CORP 16422 236 Common Sole 16422 ADP 053015103 AUTOMATIC DATA PROCES 16443 648 Common Sole 16443 RECN 76122Q105 RESOURCE CONNECTION INC. 16542 297 Common Sole 16542 WLP 94973V107 WELLPOINT INC. 16702 909 Common Sole 16702 LXK 529771107 LEXMARK INT GP CL A 16751 368 Common Sole 16751 WY 962166104 WEYERHAEUSER CO 16822 667 Common Sole 16822 MRCY 589378108 MERCURY COMPUTER SYSTEMS 16964 171 Common Sole 16964 CLX 189054109 CLOROX COMPANY 16998 985 Common Sole 16998 RIMM 760975102 RESEARCH IN MOTION 17183 1438 Common Sole 17183 MET 59156R108 METLIFE INC. 17188 676 Common Sole 17188 EP 28336L109 EL PASO CORP 17282 177 Common Sole 17282 DNR 247916208 DENBURY RESOURCES INC 17368 273 Common Sole 17368 Page 5
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- MMM 88579Y101 3M COMPANY 17470 1304 Common Sole 17470 LNDC 514766104 LANDEC CORP 17586 118 Common Sole 17586 ITW 452308109 ILLINOIS TOOL WORKS 17626 782 Common Sole 17626 BBV 05946K101 BANCO BILBAO VIZ ARGNT ADR 17690 318 Common Sole 17689.9995 CHL 16941M109 CHINA MOBILE LTD 17727 891 Common Sole 17727 CRI 146229109 CARTERS INC 17767 473 Common Sole 17767 HCC 404132102 HCC INSURANCE HOLDING 17783 494 Common Sole 17783 AMT 029912201 AMERICAN TOWER CORP. 17886 673 Common Sole 17886 VRSN 92343E102 VERISIGN INC 18065 420 Common Sole 18065 BMC 055921100 BMC SOFTWARE INC. 18107 691 Common Sole 18107 THC 88033G100 TENET HEALTHCARE CORP WI 18115 102 Common Sole 18115 DEO 25243Q205 DIAGEO PLC ADS 18248 1176 Common Sole 18248 AVY 053611109 AVERY DENNISON CORP. 18361 651 Common Sole 18361 NSANY 654744408 NISSAN MOTOR CO. 18615 256 Common Sole 18615 MFE 579064106 MCAFEE INCCOM 18662 794 Common Sole 18662 TUP 899896104 TUPPERWARE CORPORATIO 18702 749 Common Sole 18702 ANGO 03475V101 ANGIODYNAMICS INC. 18771 263 Common Sole 18771 MDRX 01988P108 ALLSCRIPTS MISYS HEALTHCARE SOL 18800 356 Common Sole 18800 HNZ 423074103 H.J. HEINZ COMPANY 18817 747 Common Sole 18817 SUG 844030106 SOUTHERN UNION COMPANY 18834 385 Common Sole 18834 BP 055622104 BP PLC ADS 18844 1032 Common Sole 18844 BDN 105368203 BRANDYWINE REALTY TRUST 18846 208 Common Sole 18846 VCBI 92778Q109 VIRGINIA COMMERCE BANCORP 18923 73 Common Sole 18923 GS 38141G104 GOLDMAN SACHS GROUP INC 19025 3485 Common Sole 19025 TTMI 87305R109 TTM TECHNOLOGIES 19123 219 Common Sole 19123 LKQX 501889208 LKQ CORPORATION 19216 366 Common Sole 19216 ADBE 00724F101 ADOBE SYSTEMS INC (DE) 19272 636 Common Sole 19272 BAM 112585104 BROOKFIELD ASSET MGMT 19291 457 Common Sole 19291 XOM 30231G102 EXXON MOBIL CORPORATI 19394 1357 Common Sole 19394 TFX 879369106 TELEFLEX INC. 19481 953 Common Sole 19481 SYMC 871503108 SYMANTEC CORPORATION 19490 305 Common Sole 19490 MEA 591176102 METALICO INC. 19552 91 Common Sole 19552 LPS 52602E102 LENDER PROCESSING 19652 751 Common Sole 19652 RDS/B 780259107 ROYAL DUTCH SHELL PLC B 19804 1132 Common Sole 19804 SDIX 862700101 STRATEGIC DIAG 19814 32 Common Sole 19814 NVDA 67066G104 NVIDIA CORP 19948 304 Common Sole 19948 TOT 89151E109 TOTAL SA 20012 1231 Common Sole 20012 WMS 929297109 WMS INDUSTRIES INC. 20374 882 Common Sole 20374 MOLX 608554101 MOLEX INC 20388 415 Common Sole 20388 AAUKY 03485P201 ANGLO AMERICAN PLC 20657 349 Common Sole 20657 RIG H8817H100 TRANSOCEAN INC NEW SHS 20693 1789 Common Sole 20693 GRMN G37260109 GARMIN LTD 20784 762 Common Sole 20784 CJPRY 153766100 CENTRAL JAPAN RY UNSP/ADR 20847 151 Common Sole 20847 FLDR 338494107 FLANDERS CORPORATION 21010 115 Common Sole 21010 CRL 159864107 CHARLES RIVER LABORAT 21033 771 Common Sole 21033 ROL 775711104 ROLLINS INC 21054 399 Common Sole 21054 ALL 020002101 ALLSTATE CORPORATION 21240 651 Common Sole 21240 FDO 307000109 FAMILY DOLLAR STORES 21294 563 Common Sole 21294 CNW 205944101 CON-WAY, INC 21321 929 Common Sole 21321 Page 6
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- HQS 40426A208 HQ SUSTAINABLE MARITIME INDUSTRIES, INC 21582 191 Common Sole 21582 DRC 261608103 DRESSER-RAND GROUP INC 21671 700 Common Sole 21671 PMACA 693419202 PMA CAPITAL CORPORATION-CLASS A 21701 130 Common Sole 21701 ARIA 04033A100 ARIAD PHARMACEUTICALS 21735 55 Common Sole 21735 SO 842587107 SOUTHERN COMPANY 22092 708 Common Sole 22092 ZOLT 98975W104 ZOLTEK COMPANIES 22163 245 Common Sole 22163 CYTK 23282W100 CYTOKINETICS, INCORPORATED 22217 89 Common Sole 22217 UNFI 911163103 UNITED NATURAL FOODS INC 22257 544 Common Sole 22257 DYN 26817G102 DYNEGY INC HLDG CO 22653 49 Common Sole 22653 HXL 428291108 HEXCEL CORPORATION 22747 267 Common Sole 22747 AXP 025816109 AMERICAN EXPRESS COMP 22898 796 Common Sole 22898 CACH 127150308 CACHE, INC. 22991 113 Common Sole 22991 RRI 74971X107 RRI ENERGY 23046 155 Common Sole 23046 BAX 071813109 BAXTER INTERNATIONAL 23108 1349 Common Sole 23108 SFD 832248108 SMITHFIELD FOODS INC 23182 322 Common Sole 23182 ATW 050095108 ATWOOD OCEANICS INC. 23326 776 Common Sole 23326 KEG 492914106 KEY ENERGY SERVICES INC 23466 208 Common Sole 23466 ASTI 043635101 ASCENT SOLAR TECHNOLOGIES, INC. 23709 148 Common Sole 23709 BSX 101137107 BOSTON SCIENTIFIC COR 23921 262 Common Sole 23921 GNTX 371901109 GENTEX CORPORATION 23941 354 Common Sole 23941 GSK 37733W105 GLAXO SMITHKLINE ADS 24028 939 Common Sole 24028 ICO 45928H106 INTERNATIONAL COAL GROUP 24330 92 Common Sole 24330 YUM 988498101 YUM! BRANDS INC 24370 847 Common Sole 24370 PLL 696429307 PALL CP 24484 837 Common Sole 24484 WDC 958102105 WESTERN DIGITAL CORP. 24912 902 Common Sole 24912 GPC 372460105 GENUINE PARTS COMPANY 24990 941 Common Sole 24990 BBT 054937107 BB&T CORP. 25097 734 Common Sole 25097 BECN 073685109 BEACON ROOFING SUPPLY, INC. 25118 413 Common Sole 25118 AXA 054536107 AXA GROUP ADS 25276 645 Common Sole 25276 NDAQ 631103108 NASDAQ OMX GROUP INC 25432 575 Common Sole 25432 AVP 054303102 AVON PRODUCTS INC 25498 820 Common Sole 25498 FTE 35177Q105 FRANCE TELECOM 25647 705 Common Sole 25647 AFL 001055102 AFLAC INC. 25689 1098 Common Sole 25689 ERIC 294821608 LM ERICSSON TELEPHONE ADR 25973 277 Common Sole 25973 SBH 79546E104 SALLY BEAUTY HLDG 26328 214 Common Sole 26328 PTV 695257105 PACTIV CORPORATION 26451 703 Common Sole 26451 KSS 500255104 KOHLS CORPORATION 26613 1464 Common Sole 26613 NBG 633643408 NATIONAL BK GREECE 26820 178 Common Sole 26820 DGII 253798102 DIGI INTERNATIONAL INC 26828 235 Common Sole 26828 UL 904767704 UNILEVER PLC ADR 27159 758 Common Sole 27159 NR 651718504 NEWPARK RESOURCES INC 27279 93 Common Sole 27279 TRN 896522109 TRINITY INDUSTRIES I 27321 521 Common Sole 27321 PKG 695156109 PACKAGE CP AMER 27394 573 Common Sole 27394 ICOC 449293109 ICO, INC. 27530 137 Common Sole 27530 ROST 778296103 ROSS STORES INC. 27532 1305 Common Sole 27532 JWN 655664100 NORDSTROM INC. 27560 879 Common Sole 27560 D 25746U109 DOMINION RESOURCES 27609 948 Common Sole 27609 CL 194162103 COLGATE-PALMOLIVE CO 27985 2130 Common Sole 27985 CECE 125141101 CECO ENVIRONMENTAL CORP. 28434 118 Common Sole 28434 Page 7
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- CHP 124661109 C&D TECHNOLOGIES INC 28584 66 Common Sole 28584 SAI 78390X101 SAIC INC 28697 508 Common Sole 28697 AKAM 00971T101 AKAMAI TECH INC. 28942 543 Common Sole 28942 NEWP 651824104 NEWPORT CORPORATION 29085 262 Common Sole 29085 HLIT 413160102 HARMONIC INC 29335 202 Common Sole 29335 ABB 000375204 ABB LTD 29453 603 Common Sole 29453 VLO 91913Y100 VALERO ENERGY CORP. 29824 603 Common Sole 29824 PEP 713448108 PEPSICO INC. 30369.5 1818 Common Sole 30369.5 PSO 705015105 PEARSON PLC ORD 30428 380 Common Sole 30428 MO 02209S103 ALTRIA GROUP INC 30459 547 Common Sole 30459 HLDCY 425166303 HENDERSON LAND DEV C 30575 203 Common Sole 30575 MENT 587200106 MENTOR GRAPHICS CORPORATION 30727 288 Common Sole 30727 VOD 92857W209 VODAFONE GROUP PLC ADR NEW 30729 704 Common Sole 30729 MHS 58405U102 MEDCO HEALTH SOLUTIONS INC 30739 1704 Common Sole 30739 HST 44107P104 HOST HOTELS & RESORTS 30753 355 Common Sole 30753 WPP 943315101 WAUSAU PAPER CORP. 30840 324 Common Sole 30840 SCI 817565104 SERVICE CP INTL 30864 227 Common Sole 30864 MRO 565849106 MARATHON OIL CORP 30955 1038 Common Sole 30955 WFT H27013103 WEATHERFORD INTL INC BER 31194 701 Common Sole 31194 SCMR 871206108 SYCAMORE NETWORKS IN 31212 99 Common Sole 31212 SMTC 816850101 SEMTECH CORPORATION 31309 560 Common Sole 31309 MCY 589400100 MERCURY GENERAL CORP. 31496 1135 Common Sole 31496 WIN 97381W104 WINDSTREAM CORPORATION 31528 306 Common Sole 31528 AAPL 037833100 APPLE INC 31722.5 5869 Common Sole 31722.5 HRS 413875105 HARRIS CORPORATION 31928 1168 Common Sole 31928 ECA 292505104 ENCANA CORP 32863 1900 Common Sole 32863 JBL 466313103 JABIL CIRCUIT INC. 33065 410 Common Sole 33065 PBH 74112D101 PRESTIGE BRANDS HLDGS INC. 33262 249 Common Sole 33262 GCI 364730101 GANNETT CO. INC. 33364 327 Common Sole 33364 HOG 412822108 HARLEY DAVIDSON (NEW) 33463 834 Common Sole 33463 RHT 756577102 RED HAT INC 33607 868 Common Sole 33607 FCX 35671D857 FREEPORT MC CL B 33697.5 2364 Common Sole 33697.5 AMTD 87236Y108 AMERITRADE HOLDING CORP 33713 664 Common Sole 33713 QCOM 747525103 QUALCOMM INC. 33761 1501 Common Sole 33761 ESRX 302182100 EXPRESS SCRIPTS INC 33817 2669 Common Sole 33817 ABAT 00752H102 ADVANCED BATTER TECHNOLOGIES, INC. 33872 143 Common Sole 33872 MCD 580135101 MCDONALDS CORPORATIO 34021 1939 Common Sole 34021 WFMI 966837106 WHOLE FOODS MARKET I 34379 983 Common Sole 34379 DT 251566105 DEUTSCHE TELEKOM AG 34732 475 Common Sole 34732 USU 90333E108 USEC INC 35251 181 Common Sole 35251 NVAX 670002104 NOVAVAX INC. 35462 185 Common Sole 35462 PNC 693475105 PNC FINANCIAL SERVICES 35572 1636 Common Sole 35572 SONS 835916107 SONUS NETWORKS INC 35766 75 Common Sole 35766 DUK 26441C105 DUKE ENERGY CORP 36062 576 Common Sole 36062 COF 14040H105 CAPITAL ONE FINANCIAL 36554 1371 Common Sole 36554 UTX 913017109 UNITED TECHNOLOGIES 36575.5 2298 Common Sole 36575.5 VRX 91911X104 VALEANT PHARMACEUTICALS INTERNATIONAL 36807 976 Common Sole 36807 DIS 254687106 WALT DISNEY COMPANY 37520 1067 Common Sole 37520 TGT 87612E106 TARGET CORPORATION 37680 1838 Common Sole 37680 Page 8
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- GILD 375558103 GILEAD SCIENCES INC. 37770 1729 Common Sole 37770 WYE 983024100 WYETH 38054 1827 Common Sole 38054 IPG 460690100 INTERPUBLIC GROUP 38155 285 Common Sole 38155 CVX 166764100 CHEVRONTEXACO CORP 38282.5 2781 Common Sole 38282.5 WMT 931142103 WAL-MART STORES INC. 40240.5 2016 Common Sole 40240.5 CPHD 15670R107 CEPHEID INC. 40252 574 Common Sole 40252 MXIM 57772K101 MAXIM INTEGRATED PROD 40917 753 Common Sole 40917 KO 191216100 COCA-COLA COMPANY 40940.5 2201 Common Sole 40940.5 CAT 149123101 CATERPILLAR INC 41084 2195 Common Sole 41084 TJX 872540109 TJX COMPANIES INC. 41594 1582 Common Sole 41594 ACTI 00506P103 ACTIVIDENTITY CORPORATION 42738 120 Common Sole 42738 BMS 081437105 BEMIS COMPANY INC. 42941 1177 Common Sole 42941 LUV 844741108 SOUTHWEST AIRLINES CO 44130 427 Common Sole 44130 IBM 459200101 IBM CORP 44889.5 5481 Common Sole 44889.5 UNP 907818108 UNION PACIFIC CORP. 45104 2814 Common Sole 45104 OXY 674599105 OCCIDENTAL PETROLEUM 46198 3564 Common Sole 46198 LVWR 53837P102 LIVEWIRE MOBILE, INC 46228 11 Common Sole 46228 WFC 949746101 WELLS FARGO & CO 46371 1321 Common Sole 46371 JNJ 478160104 JOHNSON & JOHNSON 46534.5 2828 Common Sole 46534.5 DTV 25459L106 HUGHES ELECTRONICS CORP 46860 1234 Common Sole 46860 SIRI 82967N108 SIRIUS SATELLITE RADIO 46979 32 Common Sole 46979 DAR 237266101 DARLING INTERNATIONAL INC 47183 370 Common Sole 47183 EMR 291011104 EMERSON ELECTRIC CO. 47230 1942 Common Sole 47230 EMC 268648102 EMC CORPORATION 48272 821 Common Sole 48272 VALE 91912E105 COMPANHIA VALE ADS 48760 1076 Common Sole 48760 PPDI 717124101 PHARMACEUTICAL PRODUC 49505 1112 Common Sole 49505 HD 437076102 HOME DEPOT INC. 49749 1404 Common Sole 49749 NYB 649445103 NEW YORK CMNTY BANCORP 49869 564 Common Sole 49869 CBI 167250109 CHICAGO BRIDGE & IRON 50505 908 Common Sole 50505 PM 718172109 PHILIP MORRIS INTL 50584 2437 Common Sole 50584 SPLS 855030102 STAPLES INC 52547.5 1224 Common Sole 52547.5 DOW 260543103 DOW CHEMICAL COMPANY 52604 1407 Common Sole 52604 ADI 032654105 ANALOG DEVICES INC. 54262 1480 Common Sole 54262 KFT 50075N104 KRAFT FOODS INC 54763 1464 Common Sole 54763 MTU 606822104 MITSUBISHI UFJ FINANCIAL GROUP INC 56565 331 Common Sole 56565 BLC 080555105 BELO CORP 57469 276 Common Sole 57469 COP 20825C104 CONOCOPHILLIPS 64203 3005 Common Sole 64203 MMC 571748102 MARSH & MCLENNAN COS 64890 1550 Common Sole 64890 NYX 629491101 NYSE EURONEXT 65364 1980 Common Sole 65364 AA 013817101 ALCOA INC 65646 923 Common Sole 65646 NYT 650111107 NEW YORK TIMES CL A 66746 558 Common Sole 66746 STD 05964H105 BANCO SANTANDER ADR 68547 1123 Common Sole 68547 BAC 060505104 BANK OF AMERICA CORP. 69933.5 1233 Common Sole 69933.5 CVS 126650100 CVS CAREMARK CORP. 70832 2549 Common Sole 70832 PTEN 703481101 PATTERSON-UTI ENERGY INC 72266 1087 Common Sole 72266 VZ 92343V104 VERIZON COMMUNICATION 72266.5 2138 Common Sole 72266.5 MAT 577081102 MATTEL INC. 74499 1380 Common Sole 74499 T 00206R102 AT&T CORPORATION 74607 2018 Common Sole 74607 SE 847560109 SPECTRA ENERGY 74634 1455 Common Sole 74634 Page 9
Quarter Ended 9/30/2009 --------------------------------------------------------------------------------------------------------------------------------- Market Voting Ticker Cusip Security Shares Value Class Discretion Authority --------------------------------------------------------------------------------------------------------------------------------- PG 742718109 PROCTER & GAMBLE CO. 74979 4298 Common Sole 74979 WOR 981811102 WORTHINGTON INDUSTRIE 75839 1190 Common Sole 75839 DD 263534109 E.I. DUPONT DE NEMOUR 77140 2603 Common Sole 77140 JPM 46625H100 J P MORGAN CHASE 79282.5 3564 Common Sole 79282.5 MRK 589331107 MERCK & CO. INC. 82725 2637 Common Sole 82725 KMB 494368103 KIMBERLY-CLARK CORP. 83228 4817 Common Sole 83228 ORCL 68389X105 ORACLE CORP 92733.5 2005 Common Sole 92733.5 DRRX 266605104 DURECT CORP 94404 255 Common Sole 94404 USB 902973304 U.S. BANCORP 99254 2259 Common Sole 99254 HPQ 428236103 HEWLETT-PACKARD COMPA 99953.5 4613 Common Sole 99953.5 SVU 868536103 SUPERVALU INC. 107944 1669 Common Sole 107944 ABT 002824100 ABBOTT LABS COM 115105 5291 Common Sole 115105 NOK 654902204 NOKIA CORPORATION 127378 2000 Common Sole 127378 UIS 909214108 UNISYS 129183 390 Common Sole 129183 GE 369604103 GENERAL ELECTRIC CO 162892 2688 Common Sole 162892 Q 749121109 QWEST COMMUNICATIONS 170983 598 Common Sole 170983 CSCO 17275R102 CISCO SYSTEMS INC. 173488.5 4060 Common Sole 173488.5 MSFT 594918104 MICROSOFT CORPORATION 181629.5 4588 Common Sole 181629.5 BMY 110122108 BRISTOL-MYERS SQUIBB 199562 4494 Common Sole 199562 INTC 458140100 INTEL CORPORATION 271711 5312 Common Sole 271711 327166 Page 10