0001209191-11-044669.txt : 20110817 0001209191-11-044669.hdr.sgml : 20110817 20110817170551 ACCESSION NUMBER: 0001209191-11-044669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE ROCK ENERGY PARTNERS L P CENTRAL INDEX KEY: 0001364541 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 680629883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE WEDGE TOWER STREET 2: 1415 LOUISIANA STREET, SUITE 2700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 281-408-1200 MAIL ADDRESS: STREET 1: P.O. BOX 2968 CITY: HOUSTON STATE: TX ZIP: 77252 FORMER COMPANY: FORMER CONFORMED NAME: Eagle Rock Energy Partners, L.P. DATE OF NAME CHANGE: 20060531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natural Gas Partners VIII, L.P. CENTRAL INDEX KEY: 0001377291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043064 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972.432.1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natural Gas Partners VII, L.P. CENTRAL INDEX KEY: 0001377292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043066 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972.432.1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montierra Minerals & Production, L.P. CENTRAL INDEX KEY: 0001398061 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043065 BUSINESS ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-843-7500 MAIL ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Rock Holdings NGP7, LLC CENTRAL INDEX KEY: 0001513099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043063 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-432-1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Rock Holdings NGP8, LLC CENTRAL INDEX KEY: 0001513100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043062 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-432-1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERH NGP 7 SPV, LLC CENTRAL INDEX KEY: 0001527957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043061 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY. STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-432-1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY. STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERH NGP 8 SPV, LLC CENTRAL INDEX KEY: 0001527958 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 111043060 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY. STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-432-1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY. STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 c21613_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-08-15 0001364541 EAGLE ROCK ENERGY PARTNERS L P EROC 0001398061 Montierra Minerals & Production, L.P. EAGLE ROCK ENERGY PARTNERS, L.P. 1415 LOUISIANA STREET, SUITE 2700 HOUSTON TX 77002 0 0 1 0 0001377292 Natural Gas Partners VII, L.P. 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 0001377291 Natural Gas Partners VIII, L.P. 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 0001513099 Eagle Rock Holdings NGP7, LLC 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 0001513100 Eagle Rock Holdings NGP8, LLC 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 0001527957 ERH NGP 7 SPV, LLC 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 0001527958 ERH NGP 8 SPV, LLC 125 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 0 1 0 Common Units Representing Limited Partner Interest 2011-08-15 4 X 0 770824 6 A 50665068 D Common Units Representing Limited Partner Interest 2011-08-15 4 X 0 1507669 6 A 50665068 D Common Units Representing Limited Partner Interest 2011-08-15 4 X 0 370000 6 A 50665068 D Common Units Representing Limited Partner Interest 2011-08-15 4 X 0 651618 6 A 50665068 D Common Units Representing Limited Partner Interest 2011-08-15 4 X 0 675251 6 A 50665068 D Warrants 6 2011-08-15 4 X 0 770824 0 D 2010-08-15 2012-05-15 Common Units Representing Limited Partner Interest 770824 736252 D Warrants 6 2011-08-15 4 X 0 1507669 0 D 2010-08-15 2012-05-15 Common Units Representing Limited Partner Interest 1507669 736252 D Warrants 6 2011-08-15 4 X 0 370000 0 D 2010-08-15 2012-05-15 Common Units Representing Limited Partner Interest 370000 736252 D Warrants 6 2011-08-15 4 X 0 651618 0 D 2010-08-15 2012-05-15 Common Units Representing Limited Partner Interest 651618 736252 D Warrants 6 2011-08-15 4 X 0 675251 0 D 2010-08-15 2012-05-15 Common Units Representing Limited Partner Interest 675251 736252 D Represents the exercise of warrants to purchase 770,824 common units representing limited partner interests by ERH NGP 7 SPV, LLC ("SPV 7"). SPV 7 is a wholly owned subsidiary of Eagle Rock Holdings NGP 7, LLC, which is a wholly owned subsidiary of Natural Gas Partners VII, L.P. ("NGP VII"). Represents the exercise of warrants to purchase 1,507,669 common units representing limited partner interests by ERH NGP 8 SPV, LLC ("SPV 8"). SPV 8 is a wholly owned subsidiary of Eagle Rock Holdings NGP 8, LLC, which is a wholly owned subsidiary of Natural Gas Partners VIII, L.P. ("NGP VIII"). Represents the exercise of warrants to purchase 370,000 common units representing limited partner interests by Montierra Minerals & Production, L.P. NGP VII owns a majority of the LP interest in Montierra Minerals & Production, L.P. ("Montierra Minerals") and controls the general partner of Montierra Minerals. Represents the exercise of warrants to purchase 651,618 common units representing limited partner interests by NGP VII. Represents the exercise of warrants to purchase 675,251 common units representing limited partner interests by NGP VIII. Kenneth A. Hersh may be deemed to share dispositive power over the units held directly or indirectly by NGP VII and NGP VIII, thus, he may also be deemed to be the beneficial owner of these units. This report is filed in connection with the Form 4 filed today by Kenneth A. Hersh. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of the reported securities for purposes of Section 16 or for any other purpose. ERH NGP 8 SPV, LLC, by its sole member Eagle Rock Holdings NGP 8, LLC, By its sole member Natural Gas Partners VIII, L.P., By its general partner, G.F.W. Energy VIII, L.P., By its general partner, GFW VIII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member Montierra Minerals & Production, L.P., By its general partner, Montierra Management LLC, By /s/ Joseph A. Mills, Chief Executive Officer 2011-08-17 Natural Gas Partners VII, L.P., By its general partner, G.F.W. Energy VII, L.P., By its general partner, GFW VII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member 2011-08-17 Eagle Rock Holdings NGP 7, LLC, By its sole member Natural Gas Partners VII, L.P., By its general partner, G.F.W. Energy VII, L.P., By its general partner, GFW VII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member 2011-08-17 ERH NGP 7 SPV, LLC, by its sole member Eagle Rock Holdings NGP 7, LLC, By its sole member Natural Gas Partners VII, L.P., By its general partner, G.F.W. Energy VII, L.P., By its general partner, GFW VII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member 2011-08-17 Natural Gas Partners VIII, L.P., By its general partner, G.F.W. Energy VIII, L.P., By its general partner, GFW VIII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member 2011-08-17 Eagle Rock Holdings NGP 8, LLC, By its sole member Natural Gas Partners VIII, L.P., By its general partner, G.F.W. Energy VIII, L.P., By its general partner, GFW VIII, L.L.C., By /s/ Kenneth A. Hersh, Authorized Member 2011-08-17 See Remarks 2011-08-17