-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F10D4D2ejhjUrYfAzAXNPJXFHkQPeF+JAq2aAN8j4Z84XMqbyjMlO0KROG8FCqVI AboyolPg4LtPsxfqQ0rkBA== 0001209191-11-010326.txt : 20110216 0001209191-11-010326.hdr.sgml : 20110216 20110216190514 ACCESSION NUMBER: 0001209191-11-010326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE ROCK ENERGY PARTNERS L P CENTRAL INDEX KEY: 0001364541 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 680629883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE WEDGE TOWER STREET 2: 1415 LOUISIANA STREET, SUITE 2700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 281-408-1200 MAIL ADDRESS: STREET 1: P.O. BOX 2968 CITY: HOUSTON STATE: TX ZIP: 77252 FORMER COMPANY: FORMER CONFORMED NAME: Eagle Rock Energy Partners, L.P. DATE OF NAME CHANGE: 20060531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Rock Holdings, L.P. CENTRAL INDEX KEY: 0001377257 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618942 BUSINESS ADDRESS: STREET 1: THE WEDGE TOWER STREET 2: 1415 LOUISIANA STREET, SUITE 2700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 281-408-1200 MAIL ADDRESS: STREET 1: P.O. BOX 2968 CITY: HOUSTON STATE: TX ZIP: 77252 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natural Gas Partners VIII, L.P. CENTRAL INDEX KEY: 0001377291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618937 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972.432.1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natural Gas Partners VII, L.P. CENTRAL INDEX KEY: 0001377292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618938 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972.432.1440 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FWY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Rock GP, LLC CENTRAL INDEX KEY: 0001378412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618941 BUSINESS ADDRESS: STREET 1: THE WEDGE TOWER STREET 2: 1415 LOUISIANA STREET, SUITE 2700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 281-408-1200 MAIL ADDRESS: STREET 1: P.O. BOX 2968 CITY: HOUSTON STATE: TX ZIP: 77252-2968 FORMER NAME: FORMER CONFORMED NAME: Eagle Rock Energy GP, LLC DATE OF NAME CHANGE: 20061017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montierra Management LLC CENTRAL INDEX KEY: 0001398059 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618939 BUSINESS ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-843-7500 MAIL ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montierra Minerals & Production, L.P. CENTRAL INDEX KEY: 0001398061 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618940 BUSINESS ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-843-7500 MAIL ADDRESS: STREET 1: 24 GREENWAY PLAZA, SUITE 450 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NGP Income Management, L.L.C. CENTRAL INDEX KEY: 0001398062 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33016 FILM NUMBER: 11618936 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FREEWAY, SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-432-1400 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FREEWAY, SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 c12737_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-02-15 0001364541 EAGLE ROCK ENERGY PARTNERS L P EROC 0001377257 Eagle Rock Holdings, L.P. EAGLE ROCK ENERGY PARTNERS, L.P. 1415 LOUISIANA STREET, SUITE 2700 HOUSTON TX 77002 0 0 1 0 0001378412 Eagle Rock GP, LLC EAGLE ROCK ENERGY PARTNERS, L.P. 1415 LOUISIANA STREET, SUITE 2700 HOUSTON TX 77002 0 0 1 0 0001398061 Montierra Minerals & Production, L.P. 24 GREENWAY PLAZA, SUITE 450 HOUSTON TX 77046 0 0 1 0 0001398059 Montierra Management LLC 24 GREENWAY PLAZA, SUITE 450 HOUSTON TX 77046 0 0 1 0 0001377292 Natural Gas Partners VII, L.P. 125 E. JOHN CARPENTER FREEWAY, SUITE 600 IRVING TX 75062 0 0 1 0 0001377291 Natural Gas Partners VIII, L.P. 125 E. JOHN CARPENTER FREEWAY, SUITE 600 IRVING TX 75062 0 0 1 0 0001398062 NGP Income Management, L.L.C. 125 E. JOHN CARPENTER FREEWAY, SUITE 600 IRVING TX 75062 0 0 1 0 Warrants 6 2011-02-15 4 J 0 3066886 0 D 2010-08-15 2012-05-15 Common Units 3066886 0 D Warrants 6 2011-02-15 4 J 0 770824 0 A 2010-08-15 2012-05-15 Common Units 770824 3222319 I See Footnote Warrants 6 2011-02-15 4 J 0 1507669 0 A 2010-08-15 2012-05-15 Common Units 1507669 4729988 I See Footnote Warrants 6 2011-02-15 4 J 0 248562 0 A 2010-08-15 2012-05-15 Common Units 248562 4978550 I See Footnote Pro rata distribution for no consideration by Eagle Rock Holdings, L.P. ("Holdings") to each of its partners of warrants for common units of Eagle Rock Energy Partners, L.P. Warrants are only exercisable on each of August 15, 2010, November 15, 2010, March 15, 2011, May 15, 2011, August 15, 2011, November 15, 2011, March 15, 2012 and May 15, 2012. The warrants are freely tradable until May 15, 2012. Reflects the pro rata distribution for no consideration by Holdings to each of its partners of warrants for common units of Eagle Rock Energy Partners, L.P. Natural Gas Partners VII, L.P. ("NGP VII") and Natural Gas Partners VIII, L.P. ("NGP VIII") collectively indirectly own a majority of the LP interest in Holdings and indirectly control the general partner of Holdings. NGP VII owns a majority of the LP interest in Montierra Minerals & Production, L.P. ("Montierra Minerals") and controls the general partner of Montierra Minerals. NGP VII is the sole member of NGP Income Management, L.L.C. Represents 770,824 warrants received by Eagle Rock Holdings NGP 7, LLC as a result of the pro rata distribution by Holdings to each of its partners. Eagle Rock Holdings NGP 7, LLC is a wholly owned subsidiary of NGP VII. Represents 1,507,669 warrants received by Eagle Rock Holdings NGP 8, LLC as a result of the pro rata distribution by Holdings to each of its partners. Eagle Rock Holdings NGP 8, LLC is a wholly owned subsidiary of NGP VIII. Represents 248,562 warrants received by Montierra Minerals as a result of the pro rata distribution by Eagle Rock Holdings, L.P. to each of its partners. Montierra Management LLC is the general partner of Montierra Minerals. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of the reported securities for purposes of Section 16 or for any other purpose. Eagle Rock Holdings, L.P., By its general partner, Eagle Rock GP, L.L.C., By /s/ Kenneth A. Hersh, Kenneth A. Hersh, Manager 2011-02-16 Eagle Rock GP, L.L.C., By /s/ Kenneth A. Hersh, Kenneth A. Hersh, Manager 2011-02-16 Montierra Minerals & Production, L.P., By its general partner, Montierra Management LLC, By /s/ Joseph A. Mills, Chief Executive Officer 2011-02-16 Montierra Management LLC, By /s/ Joseph A. Mills, Chief Executive Officer 2011-02-16 Natural Gas Partners VII, L.P., By its general partner, G.F.W. Energy VII, L.P., By its general partner, GFW VII, L.L.C., By /s/ Kenneth A. Hersh, Kenneth A. Hersh, Authorized Member 2011-02-16 Natural Gas Partners VIII, L.P., By its general partner, G.F.W. Energy VIII, L.P., By its general partner, GFW VIII, L.L.C., By /s/ Kenneth A. Hersh, Kenneth A. Hersh, Authorized Member 2011-02-16 NGP Income Management, L.L.C., By /s/ Tony R. Weber, Tony R. Weber, President 2011-02-16 -----END PRIVACY-ENHANCED MESSAGE-----