0001363561-12-000002.txt : 20120125 0001363561-12-000002.hdr.sgml : 20120125 20120125124443 ACCESSION NUMBER: 0001363561-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120125 DATE AS OF CHANGE: 20120125 EFFECTIVENESS DATE: 20120125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 12543851 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2011q4.txt TYPE: 13F-CR PERIOD 12/31/2011 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Frank Reilly PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 13.894 170SH Sole None 170 99 Cents Only Stores Common 65440K106 2.195 100SH Sole None 100 ABB, Ltd. Common 000375204 9.415 500SH Sole None 500 Abbott Labs Common 002824100 54.976 978SH Sole None 978 Accenture Ltd Common G1151C101 4666.489 87667SH Sole None 87667 Advantage Oil & Gas Ltd Common 00765F101 10.764 2600SH Sole None 2600 Aegon N V 6.375% Pfd Pref. 007924301 169.876 8725SH Sole None 8725 Aeropostale, Inc Common 007865108 3.355 220SH Sole None 220 Agco Corp Common AGCO 1558.092 36260SH Sole None 36260 AGCO Corp Common AGCO 1040.905 24224SH Sole None 24224 Agrium Inc Common 008916108 35.904 535SH Sole None 535 Alabama Power 5.83% Pfd Pref. 010392611 15.828 600SH Sole None 600 Alaska Air Group Inc Common 011659109 15.018 200SH Sole None 200 Alexander & Baldwin Inc Common 014482103 40.820 1000SH Sole None 1000 Alexion Pharmaceauticals Inc. Common 015351109 2.860 40SH Sole None 40 Allegheny Technologies Inc Common 01741R102 5.497 115SH Sole None 115 Allergan Inc Common 018490102 20.970 239SH Sole None 239 Allscripts Healthcare Solutions Inc. Common 01988P108 9.470 500SH Sole None 500 ALPS Alerian MLP Common AMLP 8.982 540SH Sole None 540 Altria Group Inc Common 02209S103 117.365 3958SH Sole None 3958 Amazon.com Inc Common 023135106 61.451 355SH Sole None 355 America Movil S A Common 02364W105 3384.056 149737SH Sole None 149737 American Electric Power Co Common 025537101 20.655 500SH Sole None 500 American Express Corp Common 025816109 62.264 1320SH Sole None 1320 American Greetings Corp-Cl A Common 026375105 19.470 1500SH Sole None 1500 American Reprographics Co Common 029263100 4.590 1000SH Sole None 1000 American Science & Engineering Common 029429107 68.110 1000SH Sole None 1000 AAmeriprise Financial Common 03076C106 22.487 453SH Sole None 453 Amerisourcebergen Corp Common 03073E105 3.905 105SH Sole None 105 Ameristar Casinos Inc Common 03070Q101 13.832 800SH Sole None 800 Amgen Inc Common 031162100 25.684 400SH Sole None 400 Amphenol Corporation Common 032095101 2647.705 58309SH Sole None 58309 Amylin Pharmaceuticals Inc Common 032346108 22.760 2000SH Sole None 2000 Anadarko Petroleum Corp Common 032511107 50.870 666SH Sole None 666 Annaly Mortgage Management Inc Common 035710409 20.758 1301SH Sole None 1301 Aon Saturns 6.875% Pfd Pref. 03738Q204 14.850 600SH Sole None 600 Apache Corp Common 037411105 71.739 792SH Sole None 792 Apple Computer Inc Common 037833100 9116.955 22511SH Sole None 22511 Archer-Daniels-Midland Co Common 039483102 2.860 100SH Sole None 100 ARM Holdings Plc Common ARMH 123.986 4481SH Sole None 4481 Ashland Inc Common 044204105 30.695 537SH Sole None 537 AT&T Inc Common 00206R102 332.519 10996SH Sole None 10996 AutoZone Inc Common 053332102 11.049 34SH Sole None 34 Avon Prods Inc Common 054303102 6.289 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 12.070 500SH Sole None 500 Baidu.com, Inc Common 056752108 75.706 650SH Sole None 650 Bank America Corp Common 060505104 78.471 14114SH Sole None 14114 Bank of America Pfd Pref. 060505DR2 16.922 1057SH Sole None 1057 Bank of America Pfd Pref. 060505DR2 2.358 3SH Sole None 3 Barclays Bank 7.10% ADR Common BCS+A 27.678 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 39.540 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 36.607 809SH Sole None 809 BASF AG Common 055262505 70.427 1010SH Sole None 1010 Becton Dickinson & Co Common 075887109 7.497 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 39.130 675SH Sole None 675 Berkshire Hathaway Cl B Common 084670702 5216.021 68362SH Sole None 68362 Best Buy Inc Common 086516101 60.762 2600SH Sole None 2600 BGC Partners Inc Common 05541T101 3.166 533SH Sole None 533 BHP Billiton Ltd Common 088606108 4651.770 65861SH Sole None 65861 Big Lots Inc Common 089302103 11.328 300SH Sole None 300 Biogen Idec Inc Common 09062X103 118.304 1075SH Sole None 1075 Blackrock Ca Muni Income Trust Common 09248E102 67.040 4559SH Sole None 4559 Blackrock Core Bond Common 09249E101 13.520 1000SH Sole None 1000 BlackRock Income Opportunity Tr Common BNA 10.220 1000SH Sole None 1000 BlackRock Muni Inc Investment Trust Common 09248H105 7.150 500SH Sole None 500 BlackRock MuniHoldings CA Insd Common 09254L107 40.176 2700SH Sole None 2700 Blackrock Munivest Fund II Common 09253T101 2.896 182SH Sole None 182 Blackrock Muniyield Calif Fd Inc Common 09254M105 10.556 700SH Sole None 700 Blackrock Preferred Opportunity Trust Common 09249V103 37.681 3575SH Sole None 3575 Boeing Co Common 097023105 133.450 1819SH Sole None 1819 BP Prudhoe Bay Royalty Trust Common 055630107 5.698 50SH Sole None 50 BreitBurn Energy Partners LP Common 106776107 4.100 215SH Sole None 215 Bristol-Myers Squibb Co Common 110122108 3.559 101SH Sole None 101 Brookfield Asset Management Common 112585104 8.778 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 8.700 100SH Sole None 100 Buckeye Partners LP Common 118230101 53.224 832SH Sole None 832 C R Bard Inc Common 067383109 12.825 150SH Sole None 150 Cablevision Systems Corporation Common 12686C109 2.133 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 1.919 165SH Sole None 165 Calavo Growers Inc Common CVGW 38.604 1503SH Sole None 1503 Callaway Golf Co Common 131193104 30.424 5502SH Sole None 5502 Campbell Soup Company Common 134429109 6.648 200SH Sole None 200 Canadian National Railway Company Common 136375102 41.174 524SH Sole None 524 CareFusion Corp Common 14170T101 2.541 100SH Sole None 100 Caterpillar Inc Common 149123101 143.239 1581SH Sole None 1581 CBS Corporation Cl B Common 124857202 9.065 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 35.000 1400SH Sole None 1400 CBTCS Boeing 6.05% Common 21988G262 59.340 2300SH Sole None 2300 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 13.380 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 49.801 2000SH Sole None 2000 Cenovus Energy Inc Common 15135U109 66.068 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 33.017 1643SH Sole None 1643 Central Fund Of Canada Common 153501101 5.883 300SH Sole None 300 CenturyLink Inc Common 156686107 44.380 1193SH Sole None 1193 Cerner Corp Common 156782104 3014.113 49210SH Sole None 49210 Chemical & Mining Co of Chile Inc Common 833635105 10.770 200SH Sole None 200 Chesapeake Energy Corp Common 165167107 14.306 642SH Sole None 642 ChevronTexaco Corp Common 166764100 821.147 7718SH Sole None 7718 Chicos Fas Inc Common 168615102 1.114 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 3.263 1300SH Sole None 1300 China Mobile Hong Kong Ltd Common 16941M109 35.640 735SH Sole None 735 Chipotle Mexican Grill A Common 169656105 12.834 38SH Sole None 38 CHS Inc 8% Pfd Pref. 12542R209 11.800 400SH Sole None 400 Chubb Corporation Common 171232101 1.384 20SH Sole None 20 Cimarex Energy Co Common 171798101 6.561 106SH Sole None 106 Cisco Systems Inc Common 17275R102 123.812 6848SH Sole None 6848 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.050 250SH Sole None 250 Citigroup Cap XX Pfd 7.875% Common 173085200 25.080 1000SH Sole None 1000 Citigroup Capital VIII Pfd 6.95% Common 17306R204 11.670 500SH Sole None 500 Citigroup Inc Common 172967424 46.327 1761SH Sole None 1761 Citrix Systems Inc Common 177376100 3.947 65SH Sole None 65 Cliffs Natural Resources Inc Common 18683K101 1.559 25SH Sole None 25 Clorox Co Common 189054109 13.312 200SH Sole None 200 Cms Energy Corp Common 125896100 12.276 556SH Sole None 556 Coca Cola Co Common 191216100 322.681 4612SH Sole None 4612 Cohen & Steers Utility Fund Common 19248A109 20.746 1313SH Sole None 1313 Colgate Palmolive Co Common 194162103 36.956 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 28.025 1182SH Sole None 1182 ConocoPhillips Common 20825C104 71.850 986SH Sole None 986 Consolidated Edison Inc Common 209115104 58.628 945SH Sole None 945 Cooper Industries Ltd Common G24140108 8.123 150SH Sole None 150 Corning Inc. Common 219350105 2.596 200SH Sole None 200 Corp High Yield Fund VI Inc Common 09255P107 617.674 54277SH Sole None 54277 Costco Wholesale Corp Common 22160K105 4954.700 59471SH Sole None 59471 Csx Corp Common 126408103 31.464 1494SH Sole None 1494 Curtiss-Wright Corp Common 231561101 2.120 60SH Sole None 60 Cypress Semiconductor Corp Common 232806109 11.317 670SH Sole None 670 D R Horton Inc Common 23331A109 2.522 200SH Sole None 200 Danaher Corp Common 235851102 116.894 2485SH Sole None 2485 DaVita Inc Common 23918K108 37.905 500SH Sole None 500 Dawson Geophysical Co Common 239359102 11.859 300SH Sole None 300 db-X 2040 Target Date Fund Common 233052406 2.165 111SH Sole None 111 Deere & Co Common 244199105 66.028 854SH Sole None 854 Delaware CO Muni Income Fund Common 246101109 13.610 1000SH Sole None 1000 Devon Energy Corporation Common 25179M103 19.350 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 5836.925 66769SH Sole None 66769 DIAMONDS Trust, Series 1 Common 252787106 88.341 725SH Sole None 725 Digital Realty Trust Inc Common 253868103 2777.672 41663SH Sole None 41663 DirecTV Group Inc Common 25490A101 8.980 210SH Sole None 210 Dish Network Corp Common 25470M109 170.880 6000SH Sole None 6000 Dollar Tree Stores Inc Common 256746108 2611.482 31422SH Sole None 31422 Dominion Resources Inc Common 25746U109 123.676 2330SH Sole None 2330 Dreyfus Strategic Muni Bond Common 26202F107 2.633 303SH Sole None 303 Dreyfus Strategic Municipals Common 261932107 10.935 1230SH Sole None 1230 DryShips Inc Common Y2109Q101 1.274 637SH Sole None 637 Duke Energy Corporation Common 26441C105 43.406 1973SH Sole None 1973 DWS Municipal Income Trust Common 23338M106 17.250 1250SH Sole None 1250 E I Du Pont De Nemours & Co Common 263534109 52.647 1150SH Sole None 1150 Eaton Corporation Common 278058102 8.706 200SH Sole None 200 Eaton Vance CA Muni Bond Common 27828A100 27.563 2150SH Sole None 2150 Eaton Vance Tax Mgd Global Common 27829C105 32.382 3150SH Sole None 3150 eBay Inc Common 278642103 4.550 150SH Sole None 150 Echostar Corp Com Common 278768106 33.504 1600SH Sole None 1600 Edison International Common 281020107 276.676 6683SH Sole None 6683 Edwards Lifesciences Corp Common 28176E108 7.070 100SH Sole None 100 Eldorado Gold Corp Common 284902103 12.155 887SH Sole None 887 Electronic Arts Inc Common 285512109 8.240 400SH Sole None 400 Elements Rogers Intl Commodity Common 870297801 7.234 850SH Sole None 850 Emc Corp Common 268648102 39.181 1819SH Sole None 1819 Emerson Elec Co Common 291011104 2.427 52SH Sole None 52 Enbridge Energy Partners LP Common 29250R106 20.297 612SH Sole None 612 Encana Corp Common 292505104 36.875 1990SH Sole None 1990 Energen Corp Common 29265N108 5.000 100SH Sole None 100 Energizer Holding Inc Common 29266R108 7.748 100SH Sole None 100 Energy Transfer Partners LP Common 29273R109 18.202 397SH Sole None 397 EnergySolutions Inc Common 292756202 9.888 3200SH Sole None 3200 EnerNOC, Inc Common 292764107 4.892 450SH Sole None 450 Enerplus Resources Fund Common 292766102 18.990 750SH Sole None 750 Ensco Intl Inc Common 29358Q109 2454.034 52303SH Sole None 52303 Enterprise Products Part Common 293792107 73.258 1580SH Sole None 1580 Entropic Communications Common ENTR 28.616 5600SH Sole None 5600 Epsilon Energy Ltd Common EPSEF 5.055 1825SH Sole None 1825 ETFS Physical Silver Shares Common 26922X107 5.504 200SH Sole None 200 Exelis Inc Common 30162A108 4.570 505SH Sole None 505 Exelon Corp Common 30161N101 288.064 6642SH Sole None 6642 Expedia Inc Common 30212P303 1584.097 54649SH Sole None 54649 Expedia Inc Com Common 30212P303 2.371 85SH Sole None 85 Express Scripts Inc Common 302182100 3859.205 86355SH Sole None 86355 Exxon Mobil Corp Common 30231G102 6509.892 76804SH Sole None 76804 Fastenal Company Common 311900104 3432.803 78716SH Sole None 78716 Fedex Corp Common 31428X106 5.011 60SH Sole None 60 First Republic Bank Common 33616C100 2720.219 88867SH Sole None 88867 First Trust STOXX European Select Div Common 33735T109 4.281 361SH Sole None 361 FirstEnergy Corp Common 337932107 40.978 925SH Sole None 925 Flowserve Corporation Common 34354P105 2611.706 26296SH Sole None 26296 Fluor Corp Common 343861100 3.015 60SH Sole None 60 Ford Motor Pfd 7.5% Common 345370852 100.472 3800SH Sole None 3800 Ford Mtr Co Common 345370860 71.842 6677SH Sole None 6677 Freeport McMoran Copper & Gold Common 35671D105 26.997 734SH Sole None 734 Fresh Del Monte Produce Inc Common G36738105 2.501 100SH Sole None 100 Gardner Denver, Inc Common 365558105 2914.306 37819SH Sole None 37819 General Dynamics Common 369550108 20.080 302SH Sole None 302 General Elec Co Common 369604103 39.485 2205SH Sole None 2205 General Electric 6.45% 6/15/46 Common GER 77.640 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 100.428 3900SH Sole None 3900 General Mills Inc Common 370334104 32.328 800SH Sole None 800 General Motors Company Warrant A Common 37045V118 1.455 124SH Sole None 124 General Motors Corp Common 37045V100 5.534 273SH Sole None 273 Genuine Parts Company Common 372460105 12.240 200SH Sole None 200 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 16.401 676SH Sole None 676 Glaxosmithkline plc Common 37733W105 99.473 2180SH Sole None 2180 Global X FTSE Colombia 20 Common 37950E200 4.241 238SH Sole None 238 Goldman Sachs 6.20% Pfd Pref. 38144X500 288.062 11998SH Sole None 11998 Goodrich Corporation Common 382388106 205.069 1658SH Sole None 1658 Google Inc Common 38259P508 5194.328 8042SH Sole None 8042 Gran Tierra Energy Inc Common 38500T101 6.720 1400SH Sole None 1400 Great Plains Energy Inc Common 391164100 17.533 805SH Sole None 805 Groupo Aeroportuario del Pacifico Common 400506101 13.504 400SH Sole None 400 Hawaiian Electric Industries Inc Common 419870100 63.552 2400SH Sole None 2400 Health Care Reit Inc Common 42217K106 5.453 100SH Sole None 100 Healthcare Realty Trust Common 421946104 10.774 580SH Sole None 580 Heinz H J Company Common 423074103 13.321 247SH Sole None 247 Henry Schein Inc Common 806407102 6.443 100SH Sole None 100 Hershey Foods Corporation Common 427866108 26.483 429SH Sole None 429 Hess Corporation Common 42809H107 36.977 651SH Sole None 651 Hewlett-Packard Co Common 428236103 4.439 172SH Sole None 172 Hillman Group Capital 11.60% Common 43162L206 10.412 348SH Sole None 348 Hines Real Estate Invest Trust Nsa Common 433995511 5.002 643SH Sole None 643 Hittite Microwave Corp Common 43365Y104 27.406 555SH Sole None 555 Home Depot Inc Common 437076102 12.234 291SH Sole None 291 Honeywell Intl Inc Common 438516106 1.087 20SH Sole None 20 Hospitality Porperty Trust 7% PFD Common 44106M508 24.760 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 54.472 2200SH Sole None 2200 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 106.781 5025SH Sole None 5025 Human Genome Sciences, Inc Common 444903108 1.293 175SH Sole None 175 Iberdrola S A Common 450737101 4.820 200SH Sole None 200 ICON Plc Common 45103T107 34.220 2000SH Sole None 2000 Impax Laboratories Common IPXL 10.085 500SH Sole None 500 Industrial Sector SPDR Common 81369Y704 37.631 1115SH Sole None 1115 Ing Groep NV Pfd 6.375% Common 456837608 12.254 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 42.330 8300SH Sole None 8300 Inland American REIT Common 457281103 110.615 15321SH Sole None 15321 Innophos Holdings Inc Common 45774N108 12.140 250SH Sole None 250 Intel Corp Common 458140100 4721.958 194687SH Sole None 194687 International Business Machine Common 459200101 5489.278 29853SH Sole None 29853 Intuitive Surgical Inc Common 46120E602 16.205 35SH Sole None 35 Invesco Van Kampen Muni Trust Common 920919107 13.990 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 3.730 80SH Sole None 80 iShares S&P Europe 350 Common 464287861 5.736 170SH Sole None 170 iShares Barclays 1-3 Year Treasury Bon Common 464287457 12.675 150SH Sole None 150 iShares Barclays 20+ Yr Treas Bond Common 464287432 6.790 56SH Sole None 56 iShares Barclays 3-7 Yr Treasury Bond Common 464288661 3.051 25SH Sole None 25 iShares Barclays Agency Common AGZ 3.163 28SH Sole None 28 iShares Barclays Aggregate Bond Common 464287226 367.567 3334SH Sole None 3334 iShares Barclays Int Credit Bond Common 464288638 291.530 2720SH Sole None 2720 iShares Barclays Interm Govt/Credit Bd Common 464288612 5.565 50SH Sole None 50 iShares Barclays MBS Bond Common 464288588 21.938 203SH Sole None 203 iShares Barclays Short Treasury Bond Common 464288679 7.165 65SH Sole None 65 iShares Barclays TIPS Bond Fund Common 464287176 1981.086 16977SH Sole None 16977 iShares China 25 Index Fund Common 464287184 8.295 238SH Sole None 238 iShares Cohen & Steers Rlty Common 464287564 59.547 848SH Sole None 848 iShares COMEX Gold Trust Common 464285105 5.178 340SH Sole None 340 iShares DJ Dividend Index Fund Common 464287168 3.495 65SH Sole None 65 iShares DJ US Basic Materials Common 464287838 4.115 64SH Sole None 64 iShares DJ US Consumer Goods Common 464287812 10.272 150SH Sole None 150 iShares DJ US Financial Sector Common 464287788 2.943 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 23.539 370SH Sole None 370 iShares Dow Jones Total Market Common 464287846 38.400 610SH Sole None 610 iShares Dow Jones US Technology Common 464287721 8.115 127SH Sole None 127 iShares Dow Jones US Utilities Common 464287697 3.003 34SH Sole None 34 iShares FTSE China Common 464288190 55.877 1350SH Sole None 1350 iShares FTSE NAREIT Mtg Plus Cap Common REM 13.685 1067SH Sole None 1067 iShares Goldman Sachs Tech Index Fund Common 464287549 8.733 147SH Sole None 147 iShares GS Natural Resources Common 464287374 2.850 75SH Sole None 75 iShares High Yield Bond Common 464288513 143.356 1603SH Sole None 1603 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 2.616 23SH Sole None 23 iShares MSCI Chile Index Common 464286640 3.678 62SH Sole None 62 iShares MSCI EAFE Index Fund Common 464287465 147.401 2976SH Sole None 2976 iShares MSCI Emerging Markets Index Common 464287234 5044.308 132952SH Sole None 132952 iShares MSCI Pacific Common 464286665 5.061 130SH Sole None 130 iShares MSCI Singapore Common 464286673 6.823 630SH Sole None 630 iShares Mstar Mid Core Index Common 464288208 6.386 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 16.658 200SH Sole None 200 iShares Russell 1000 Growth Common 464287614 446.572 7727SH Sole None 7727 iShares Russell 1000 Index Fund Common 464287622 6.660 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 458.835 7228SH Sole None 7228 iShares Russell 2000 Growth Common 464287648 2732.623 32442SH Sole None 32442 iShares Russell 2000 Value Index Common 464287630 2625.780 40003SH Sole None 40003 iShares Russell 3000 Value Common 464287663 47.140 567SH Sole None 567 iShares Russell Mid Cap Index Common 464287499 92.377 939SH Sole None 939 iShares Russell Midcap Growth Index Common 464287481 3.598 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 3.052 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 6.911 70SH Sole None 70 iShares S&P CA AMT-Free Muni Common 464288356 16.619 150SH Sole None 150 iShares S&P Global Tech Index Fund Common 464287291 5.871 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 13.492 154SH Sole None 154 iShares S&P Midcap 400/Barra Value Common 464287705 6.078 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 100.472 1440SH Sole None 1440 iShares S&P SmallCap 600 Index Common 464287804 2.459 36SH Sole None 36 iShares S&P/Citi Intl Treasury Bd Common 464288117 10.490 105SH Sole None 105 iShares Silver Trust Common 46428Q109 43.912 1630SH Sole None 1630 iShares Trust 7-10 Yr Treasury Bond Common 464287440 11.718 111SH Sole None 111 iShares Trust Russell 2000 Index Common 464287655 110.994 1505SH Sole None 1505 iShares USD Emg Mrkt Bond Common 464288281 26.340 240SH Sole None 240 ITT Industries Inc Common 450911201 29.134 1507SH Sole None 1507 J P Morgan Chase & Co Common 46625H100 81.396 2448SH Sole None 2448 Johnson & Johnson Common 478160104 4640.675 70764SH Sole None 70764 JP Morgan Chase Capital XII Common 46626X203 5.086 200SH Sole None 200 JP Morgan Chase Pfd 6.875% Common 48123W209 10.168 400SH Sole None 400 Kaiser Aluminum Corp Common 483007704 11.470 250SH Sole None 250 Kansas City Southern Common 485170302 74.811 1100SH Sole None 1100 Katahdin Bankshares Corp Common 485835102 5.875 500SH Sole None 500 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.068 200SH Sole None 200 Kimberly Clark Corp Common 494368103 51.492 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 130.066 1531SH Sole None 1531 Kinder Morgan Inc Common 49456B101 34.218 1064SH Sole None 1064 Kinder Morgan Management LLC Common 49455U100 23.399 298SH Sole None 298 Kohls Corp Common 500255104 4.935 100SH Sole None 100 Kraft Foods Inc Common 50075N104 14.046 376SH Sole None 376 Las Vegas Sands Corp Common 517834107 6.538 153SH Sole None 153 Liberty Media Capital Class A Common 530322106 3.903 50SH Sole None 50 Life Technologies Corp Common 53217V109 2.529 65SH Sole None 65 Limited Brands Inc Common 532716107 4.237 105SH Sole None 105 Lincare Holdings Inc Common 532791100 11.570 450SH Sole None 450 Lincoln National Corporation Common 534187109 62.435 3215SH Sole None 3215 Linn Energy LLC Common 536020100 3.753 99SH Sole None 99 Lockheed Martin Corp Common 539830109 42.068 520SH Sole None 520 Loews Corp Common 540424108 46.103 1225SH Sole None 1225 Lululemon Athlettca Inc Common 550021109 12.038 258SH Sole None 258 Magellan Midstream Partners LP Common 559080106 43.532 632SH Sole None 632 Market Vectors Brazil Small Cap Common 57060U613 3.097 85SH Sole None 85 Market Vectors Indonesia Index Common 57060U753 4.783 168SH Sole None 168 Mastercard Inc Common 57636Q104 5217.652 13995SH Sole None 13995 Materials Select Sector SPDR Common 81369Y100 29.313 875SH Sole None 875 McDermott International Inc Common 580037109 17.553 1525SH Sole None 1525 McDonalds Corp Common 580135101 5344.660 53271SH Sole None 53271 Medco Health Solutions Inc Common 58405U102 21.969 393SH Sole None 393 Merck & Co Inc Common 58933Y105 9.110 242SH Sole None 242 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 20.590 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 4.003 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 57.728 2200SH Sole None 2200 MFS Charter Income Trust Common 552727109 4.575 500SH Sole None 500 MGM Mirage Common 552953101 10.430 1000SH Sole None 1000 Micron Technology Inc Common 595112103 6.290 1000SH Sole None 1000 Microsoft Corp Common 594918104 204.001 7858SH Sole None 7858 MidCap SPDRs Common 78467Y107 69.697 437SH Sole None 437 MNBA Cap Tr 8.10% Common 55270B201 10.394 444SH Sole None 444 Monsanto Company Common 61166W101 28.028 400SH Sole None 400 Morgan Stanley 6.25% Pfd Pref. 617460209 97.778 4735SH Sole None 4735 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 9.369 900SH Sole None 900 Motorola Mobility Holdings Common 620097105 24.211 624SH Sole None 624 National Fuel Gas Company Common 636180101 11.116 200SH Sole None 200 Nestle Common 012777647 2291.317 39678SH Sole None 39678 Nestle S.A. Common 641069406 3029.486 52495SH Sole None 52495 Netapp Inc Common 64110D104 7.254 200SH Sole None 200 Netflix Inc Common 64110L106 13.858 200SH Sole None 200 Newcastle Invt 9.75% Pfd Pref. NCT+B 46.763 1905SH Sole None 1905 Newmont Mining Corp Common 651639106 12.002 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.216 400SH Sole None 400 NextEra Energy, Inc. Common 65339F101 5166.658 84866SH Sole None 84866 Nike Inc Cl B Common 654106103 4850.408 50331SH Sole None 50331 Norfolk Southern Corp Common 655844108 94.996 1304SH Sole None 1304 Northrop Grumman Corp Common 666807102 37.018 633SH Sole None 633 Novartis ADR Common 66987V109 5244.737 91739SH Sole None 91739 Nuveen CA Performance Plus Common 67062Q106 13.383 900SH Sole None 900 Nuveen Insd Quality Municipal Common 67062N103 4.500 300SH Sole None 300 Nuveen Quality Income Muni Fd Common 670977107 4.380 300SH Sole None 300 Nuveen Senior Income Fund Common 67067Y104 39.010 5893SH Sole None 5893 Occidental Pete Corp Common 674599105 159.290 1700SH Sole None 1700 OmniVision Technologies Inc Common 682128103 3.976 325SH Sole None 325 Oracle Systems Corp Common 68389X105 3626.973 141402SH Sole None 141402 O'Reilly Automotive Inc Common 67103H107 5.597 70SH Sole None 70 Otter Tail Corporation Common 689648103 8.808 400SH Sole None 400 Pall Corporation Common 696429307 4.286 75SH Sole None 75 Pan American Silver Corp Common 697900108 2.181 100SH Sole None 100 Panera Bread Co Common 69840W108 9.619 68SH Sole None 68 Peabody Energy Corporation Common 704549104 16.555 500SH Sole None 500 Pegasi Energy Resources Corp Common 70557V101 1.590 3000SH Sole None 3000 Penn West Petroleum Ltd Common 707887105 2.060 104SH Sole None 104 Pepco Holdings Inc Common 713291102 63.235 3115SH Sole None 3115 Pepsico Inc Common 713448108 4923.298 74202SH Sole None 74202 PetroChina Co ADR Common 71646E100 12.431 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 79.520 3200SH Sole None 3200 Pfizer Inc Common 717081103 497.129 22973SH Sole None 22973 Philip Morris Intl Common 718172109 4502.074 57366SH Sole None 57366 PIMCO 1-5 Year US Tips Index Common STPZ 4.962 93SH Sole None 93 PIMCO Cal Muni Inc Fund II Common 72200M108 18.800 2000SH Sole None 2000 PIMCO Corporate & Income Opportunity Common 72201B101 347.381 19988SH Sole None 19988 Pimco Income Opp Fund Common PKO 7.554 300SH Sole None 300 PIMCO Income Strategy Fund Common PFL 10.768 1035SH Sole None 1035 Pimco Muni Inc III Common 72201A103 51.653 4674SH Sole None 4674 Pinnacle West Capital Corporation Common 723484101 22.404 465SH Sole None 465 Pioneer Natural Resources Co Common 723787107 5.369 60SH Sole None 60 Pitney Bowes Inc Common 724479100 9.858 532SH Sole None 532 Plains All American Pipeline LP Common 726503105 30.849 420SH Sole None 420 PolyMet Mining Corp Common 731916102 8.320 8000SH Sole None 8000 POSCO Common 693483109 8.210 100SH Sole None 100 PowerShares Clean Energy Fund Common 73935X500 .963 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 8.664 300SH Sole None 300 PowerShares Emerg Mkts Infrastructure Common PXR 11.139 300SH Sole None 300 PowerShares Global Argiculture Common 73936Q702 26.880 1000SH Sole None 1000 PowerShares HighYield Div Acheivers Common 73935X302 5.134 555SH Sole None 555 PowerShares QQQ Common 73935A104 82.238 1473SH Sole None 1473 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 55.990 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.520 400SH Sole None 400 Price Smart Inc Common 741511109 11.830 170SH Sole None 170 Priceline.Com Common 741503403 20.112 43SH Sole None 43 Principal Financial Group Common 74251V102 2.460 100SH Sole None 100 Procter & Gamble Co Common 742718109 4893.108 73349SH Sole None 73349 Prologis Pfd 6.75% Common 74340W608 31.330 1300SH Sole None 1300 Protective Life Corp Common 743674103 85.344 3783SH Sole None 3783 Prudential Financial Inc Common 744320102 55.633 1110SH Sole None 1110 PS Business Parks Inc Deposit Common 69360J750 15.066 600SH Sole None 600 Public Service Enterprise Group Inc Common 744573106 281.563 8530SH Sole None 8530 Public Storage 6.25% Pfd Pref. PSA+Z 109.048 4300SH Sole None 4300 Public Storage 6.25% Pfd Z Common 74460D521 63.400 2500SH Sole None 2500 Public Storage 6.45% Pfd Pref. 74460D380 25.460 1000SH Sole None 1000 Public Storage 6.50% Pfd Pref. PSA+P 6.840 250SH Sole None 250 Public Storage Inc Common 74460D109 31.863 237SH Sole None 237 Public Storage Pfd 6.5% Common 74460D158 56.088 2050SH Sole None 2050 Public Storage Pfd E 6.75% Common 74460D398 5.098 200SH Sole None 200 QLogic Corp Common 747277101 39.555 2637SH Sole None 2637 Qualcomm Inc Common 747525103 5422.491 99131SH Sole None 99131 RadioShack Corporation Common 750438103 3.146 324SH Sole None 324 RBS Capital VII 6.08% Pfd Pref. 74928P207 10.920 1200SH Sole None 1200 Reaves Utility Income Fund Common UTG 39.127 1504SH Sole None 1504 Regency Center 7.25% Pfd Pref. REG+D 38.554 1540SH Sole None 1540 Regency Centers Corp 7.25% Common 758849509 15.018 600SH Sole None 600 Rent-A-Center Inc Common RCII 12.743 344SH Sole None 344 ResMed Inc Common 761152107 2.540 100SH Sole None 100 Reynolds American Inc Common 761713106 6.007 145SH Sole None 145 Rockwell Automation Inc Common 773903109 38.739 528SH Sole None 528 Rockwell Collins Inc Common 774341101 29.235 528SH Sole None 528 Rogers Communications Inc B Common 775109200 14.634 380SH Sole None 380 Ross Stores Inc Common 778296103 3418.069 71900SH Sole None 71900 Rowan Cos Inc Common 779382100 18.198 600SH Sole None 600 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 11.200 1000SH Sole None 1000 Royal Dutch Shell CL B Common 780259107 22.043 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 5553.584 75983SH Sole None 75983 RPM International Inc Common 749685103 44.509 1813SH Sole None 1813 Sabine Royalty Trust Common 785688102 12.610 200SH Sole None 200 SAIC Inc Common 78390X101 58.574 4766SH Sole None 4766 San Diego G&E 7.28% Pfd Pref. SDO+H 52.878 1717SH Sole None 1717 Sandisk Corp Common 80004C101 19.241 391SH Sole None 391 Saturns GS Cap I 6% Pfd Pref. HJL 25.608 1200SH Sole None 1200 SBA Communications Corp Common 78388J106 7.733 180SH Sole None 180 Schlumberger Limited Common 806857108 3906.400 57189SH Sole None 57189 Seabridge Gold Inc Common 811916105 9.666 600SH Sole None 600 Sempra Energy Common 816851109 117.149 2130SH Sole None 2130 Shaw Communications Inc Common 82028K200 91.402 4600SH Sole None 4600 Siemens AG Common 826197501 4817.737 50387SH Sole None 50387 Simon Property Group Inc Common 828806109 58.818 456SH Sole None 456 SINA Corporation Common G81477104 5.200 100SH Sole None 100 Sirius XM Radio Inc Common 82967N108 10.010 5500SH Sole None 5500 Skechers USA Inc Common 830566105 1.212 100SH Sole None 100 Sohu.com Inc Common 83408W103 25.000 500SH Sole None 500 Southern CA Ed Pfd 4.78% Common 842400509 24.100 1000SH Sole None 1000 Southern Co Common 842587107 250.043 5402SH Sole None 5402 Southern Union Co Common 844030106 7.074 168SH Sole None 168 Southwest Royalties Instiutional Income Common 844996991 1.620 20SH Sole None 20 Spansion Inc Common CODE 4.140 500SH Sole None 500 SPDR Barclays Cap Interm Term Common 78464A672 6.705 110SH Sole None 110 SPDR Barclays Capital High Yield Common 78464A417 14.003 364SH Sole None 364 SPDR Gold Shares Common 78463V107 110.801 729SH Sole None 729 SPDR Metals & Mining Common 78464A755 3.478 71SH Sole None 71 SPDR S&P Bric 40 Common 78463X798 69.114 3153SH Sole None 3153 SPDR S&P Oil & Gas Equip & Services Common XES 2.600 75SH Sole None 75 Spectra Energy Corp Common 847560109 10.578 344SH Sole None 344 Sprint Corp Common 852061100 3.807 1627SH Sole None 1627 Standard & Poors Depository Receipts Common 78462F103 15.060 120SH Sole None 120 Star Gas Partners LP Common 85512C105 3.409 700SH Sole None 700 Starbuck's Corp Common 855244109 26.686 580SH Sole None 580 Stone Energy Common 861642106 2.366 28SH Sole None 28 Suburban Propane Partners LP Common 864482104 22.853 480SH Sole None 480 SXC Health Solutions Corp Common 78505P100 62.128 1100SH Sole None 1100 Syngenta AG ADR Common 87160A100 183.716 3117SH Sole None 3117 Sysco Corp Common 871829107 2.933 100SH Sole None 100 Target Corporation Common 87612E106 14.854 290SH Sole None 290 Taro Pharmaceutical Inds Ltd Common M8737E108 11.800 400SH Sole None 400 Terra Nitrogen Company LP Common 881005201 33.584 200SH Sole None 200 The Blackstone Group LP Common 09253U108 5.604 400SH Sole None 400 The Buckle Inc Common 118440106 73.566 1800SH Sole None 1800 The Energy Select Sector Index Common 81369Y506 28.136 407SH Sole None 407 The Manitowoc Company Inc Common 563571108 5.514 600SH Sole None 600 The Wendy's Company Common 95058W100 4.556 850SH Sole None 850 Titanium Metals Corporation Common 888339207 53.927 3600SH Sole None 3600 Tjx Companies Inc Common 872540109 38.730 600SH Sole None 600 Toyota Motor Corp Common 892331307 26.452 400SH Sole None 400 TransAtlantic Petroleum Ltd Common G89982105 3.275 2500SH Sole None 2500 TransCanada Corporation Common 89353D107 33.225 761SH Sole None 761 Transocean Ltd. Common H8817H100 4.837 126SH Sole None 126 TripAdvisor Inc Common 896945201 1373.010 53878SH Sole None 53878 TRW Automotive Holdings Corp Common 87264S106 6.520 200SH Sole None 200 Union Pacific Corporation Common 907818108 4799.608 45305SH Sole None 45305 United Parcel Service Inc Cl B Common 911312106 712.358 9733SH Sole None 9733 United States Steel Common 912909108 21.756 800SH Sole None 800 United Technologies Corp Common 913017109 4293.920 58748SH Sole None 58748 UnitedHealth Group Inc Common 91324P102 9.914 196SH Sole None 196 Usb Capital VIII 6.35% Common 903307205 18.959 750SH Sole None 750 USB Capital X 6.50% Pfd Pref. 91731L207 14.036 551SH Sole None 551 USB Capital XI Pfd 6.6% Callable Common 903300200 12.575 500SH Sole None 500 Vale S.A. Common 91912E105 21.450 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 2.105 100SH Sole None 100 Vanguard Financials ETF Common 92204A405 24.582 890SH Sole None 890 Vanguard FTSE All World ETF Common 922042775 4.560 115SH Sole None 115 Vanguard FTSE All World Ex US Small Cap Common 922042718 14.738 190SH Sole None 190 Vanguard Intermediate Term Bond Common 921937819 21.047 242SH Sole None 242 Vanguard Long Term Bond EFT Common 921937793 6.533 71SH Sole None 71 Vanguard Mid Cap ETF Common 922908629 26.258 365SH Sole None 365 Vanguard Mid Cap Growth ETF Common 922908538 18.874 317SH Sole None 317 Vanguard Mid Cap Value ETF Common 922908512 22.651 438SH Sole None 438 Vanguard MSCI Pacific ETF Common 922042866 13.325 280SH Sole None 280 Vanguard Short Term Bond ETF Common 921937827 55.860 691SH Sole None 691 Vanguard Short-Term Corp Bond Common VCSH 3.192 41SH Sole None 41 Vanguard Sm Cap Growth Common 922908595 24.053 315SH Sole None 315 Vanguard Small Cap ETF Common 922908751 33.929 487SH Sole None 487 Vanguard Small Cap Value Common 922908611 24.441 390SH Sole None 390 Vanguard Total Bond Market ETF Common BND 58.478 700SH Sole None 700 Varian Medical Systems Inc Common 92220P105 37.928 565SH Sole None 565 Vector Group Ltd Common 92240M108 3.730 210SH Sole None 210 Verizon Communications Common 92343V104 5326.380 132761SH Sole None 132761 Viacom Inc-Cl B Common 92553P201 15.167 334SH Sole None 334 ViroPharma Inc Common 928241108 5.478 200SH Sole None 200 Visa Inc Common 92826C839 20.306 200SH Sole None 200 VMware Inc Common 928563402 27.536 331SH Sole None 331 Vodafone Group Common 92857W209 23.411 835SH Sole None 835 Volvo AB Common 928856400 12.258 1116SH Sole None 1116 W.R. Berkley 6.75% Pfd Pref. 08449Q203 156.720 6065SH Sole None 6065 Wabtec Corp Common 929740108 17.488 250SH Sole None 250 Walgreen Co Common 931422109 46.945 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 105.066 1758SH Sole None 1758 Walt Disney Company Common 254687106 58.725 1566SH Sole None 1566 Watson Pharmaceutical Inc Common 942683103 2553.227 42314SH Sole None 42314 WD-40 Company Common 929236107 4.041 100SH Sole None 100 Wells Fargo & Co Common 949746101 5.512 200SH Sole None 200 Western Asset Emerging Markets Debt Common 95766A101 20.866 1104SH Sole None 1104 Western Asset Global Partners Income Fun Common 95766G108 6.560 500SH Sole None 500 Weyerhaeuser Co Common 962166104 9.447 506SH Sole None 506 Whirlpool Corporation Common 963320106 2.800 59SH Sole None 59 Windstream Corp Common 97381W104 3.639 310SH Sole None 310 WisdomTree Emerging Local Debt Common ELD 2.237 46SH Sole None 46 WisdomTree Emg Currency Common 97717W133 4.433 225SH Sole None 225 World Fuel Services Corp Common 981475106 17.368 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 11.049 100SH Sole None 100 Xcel Energy Inc Common 98389B100 34.882 1262SH Sole None 1262 Xcel Energy Inc. Pfd 7.6% Common 98389B886 10.876 400SH Sole None 400 Xylem Inc Common 98419M100 2711.000 105527SH Sole None 105527 Yahoo Inc Com Common 984332106 15.324 950SH Sole None 950 Yamana Gold Inc Common 98462Y100 6.566 447SH Sole None 447 Yandex Common N97284108 1.970 100SH Sole None 100 Yum Brands Inc Common 988498101 9.442 160SH Sole None 160 TOTAL 223084.404
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