0000014693-16-000119.txt : 20160503
0000014693-16-000119.hdr.sgml : 20160503
20160503200703
ACCESSION NUMBER: 0000014693-16-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160429
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frazier Sandra
CENTRAL INDEX KEY: 0001362522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 161617135
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_146232041023765.xml
FORM 4
X0306
4
2016-04-29
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001362522
Frazier Sandra
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
0
0
0
Class B Common
2016-04-29
4
M
0
4819
34.95
A
356908
D
Class B Common
2016-04-29
4
F
0
1766
95.41
D
355142
D
Class A Common
1406519
D
Class A Common
3174471
I
Amelia Frazier Trust
Class B Common
793617
I
Amelia Frazier Trust
Stock Appreciation Right
34.95
2016-04-29
4
M
0
4819
0
D
2006-07-27
2016-04-30
Class B Common
4819.0
0
D
Deferred Stock Units
Class B Common
1708.65
1708.65
D
Stock Appreciation Right
33.76
2007-07-26
2017-04-30
Class B Common
5987.0
5987
D
Stock Appreciation Right
35.51
2008-07-24
2018-04-30
Class B Common
5495.0
5495
D
Stock Appreciation Right
27.05
2009-07-23
2019-04-30
Class B Common
6752.0
6752
D
The closing price of BF-B ($95.41) on April 28, 2016 was used to calculate the withholding obligation.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Kelly A. Bowen, Attorney in Fact for Sandra Frazier
2016-05-03